Definition of Publicly Traded Securities


Publicly Traded Securities means shares of common stock that are traded on a U.S. national securities exchange or that will be so traded when issued or exchanged in connection with a transaction or event described in clause (b) of the definition of Fundamental Change.
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Examples of Publicly Traded Securities in a sentence

Preclearance of Publicly Traded Securities You must receive clearance before buying or selling stocks, bonds, options, and most other publicly traded securities in any reportable account.
Price Volatility of Publicly Traded Securities In recent years, the securities markets in the United States and Canada have experienced a high level of price and volume volatility, and the market prices of securities of many companies have experienced wide fluctuations in price which have not necessarily been related to the operating performance, underlying asset values or prospects of such companies.
If the Company is party to a transaction described in clause (2) of the definition of Fundamental Change (without, for the avoidance of doubt, giving effect to the exception in the last paragraph of the definition thereof relating to Publicly Traded Securities), the Company shall notify Holders, in the manner provided in Section 1.06, at least 30 Scheduled Trading Days prior to the anticipated effective date for such transaction.
If any shares of Common Stock, Options or Convertible Securities are issued or sold for a consideration other than cash, the amount of such consideration received by the Company will be the fair value of such consideration, except where such consideration consists of Publicly Traded Securities, in which case the amount of consideration received by the Company will be the Last Reported Sales Price of such Publicly Traded Securities on the date of receipt of such Publicly Traded Securities.
LPNA requires written pre-clearance of purchases and sales of (i) all Publicly Traded Securities that are or will be held in an Employee's Personal Account and (ii) all Limited Offerings or IPOs that are or will be beneficially owned by its Employees.