Publicly Traded Securities definition
Examples of Publicly Traded Securities in a sentence
For the purposes of this Agreement, the term "Publicly Traded Securities" shall mean securities that are traded on a national securities exchange or listed on the National Association of Securities Dealers Automated Quotation System.
For the purposes of this Section 1.1, the term "Publicly Traded Securities" shall mean securities that are traded on a national securities exchange or listed on the Nasdaq Global Market.
Notwithstanding the foregoing, Executive may own, directly or indirectly, solely as an investment, up to one percent (1%) of any class of Publicly Traded Securities (as defined below) of any person that owns or operates a business that is competitive (wholly or partly) with or similar to the Business; provided however, that Executive may not devote any managerial efforts for, or provide any services to, such person or entity.
You agree that we may rely, without question or verification, on the values provided to us by the issuers or sponsors of Non- Publicly Traded Securities.
If you have instructed the issuers or sponsors of your Non- Publicly Traded Securities to report values to us, you agree that we may, in our discretion, display on your statement the most recent values provided to us.