Designated Brokerage Account definition

Designated Brokerage Account means the brokerage account provided by the Investor for the delivery of the applicable Securities.
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Designated Brokerage Account means the brokerage account provided by the Investor for the delivery of the applicable Purchase Notice Shares following receipt of a Purchase Notice.
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Designated Brokerage Account means an account with an investment dealer or stock broker established by an Optionee providing Investor Relations Activities through which all trades in securities of the Corporation by such Optionee, and only such trades, must be processed unless such Optionee has undertaken to file insider trade reports as set out in section 5.13 (b) or otherwise agreed to securities trading monitoring procedures acceptable to the Board;
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Examples of Designated Brokerage Account in a sentence

  • Employees are required to read and comply with the Global Wealth and Investment Management ("Global WIM") Associate Designated Brokerage Account Policy.

  • All Covered Persons who maintain personal investment accounts must comply with the Bank of America Global Wealth and Investment Management Associate Designated Brokerage Account Policy.

  • Extensible rewriting example An instance of IC(T ) contains a reference to an instance of the class class of T , CC(T ).

  • The Company shall deliver the Purchase Notice Shares as DWAC Shares to the Designated Brokerage Account alongside the delivery of the Purchase Notice.

  • You are required to report shares of mutual funds advised by Wilshire or Wilshire’s affiliates.Personnel with Securities Account(s) not approved by Wilshire are required to either transfer their account to an approved firm within two weeks of their hire date or to request an exception in writing from Compliance by submitting a Designated Brokerage Account Exception through Schwab CT.

  • You can download the Code of Practice (and this guidance document) from the PFF website.

  • Please inform Compliance once your account has been opened.Personnel with Securities Account(s) not approved by Wilshire are required to either transfer their account to an approved firm within two weeks of their hire date or to request an exception in writing from Compliance by submitting a Designated Brokerage Account Exception through Schwab CT.

  • Employees are required to read and comply with the Global Wealth and Investment Management (“Global WIM”) Associate Designated Brokerage Account Policy.

  • The Company shall deliver the applicable Purchase Notice Shares as DWAC Shares to the Designated Brokerage Account alongside the delivery of the Fixed Purchase Notice.

  • The Company shall deliver the Purchase Notice Shares as DWAC Shares to the Designated Brokerage Account alongside the delivery of the Initial Purchase Notice.


More Definitions of Designated Brokerage Account

Designated Brokerage Account means the Designated Brokerage Account provided by the Investor for the delivery of the applicable Purchase Notice Shares following receipt of a Purchase Notice.
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Designated Brokerage Account means the brokerage account provided by the Investor for the delivery of the applicable Securities. “Document Preparation Fee” shall be $25,000 payable by the Company to the Investor deducted from the proceeds of the Closing(s) outlined in Article II.
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Related to Designated Brokerage Account

  • Brokerage Account means any account with a broker, dealer or bank that may hold securities.

  • Designated Broker means the financial services firm or other agent designated by the Company to maintain ESPP Share Accounts on behalf of Participants who have purchased shares of Common Stock under the Plan.

  • Investment Account As defined in Section 3.12(a).

  • Online Account means the Bank account from which you will be conducting transactions using a Service;

  • Participating Account a separate account investing all or a portion of its assets in the Trust, including the Account.

  • Investment Funds means all monies and financial resources available for investment by the Authority, other than proceeds of bonds issued by the Authority.

  • In-Service Account means a separate account to be kept for each Participant that has elected to take in-service distributions as described in Section 5.4. The In-Service Account shall be adjusted in the same manner and at the same time as the Deferred Compensation Account under Section 8 and in accordance with the rules and elections in effect under Section 8.

  • Holding Account means an account:

  • Trading Account means the unique personified register of all completed transactions, open positions, orders and nontrading operations on the trading platform.

  • Designated Retirement Account means any retirement plan or account described or qualified under the Internal Revenue Code of 1986, as amended, or a subaccount thereof.

  • Cash Account has the meaning set forth in Section 2.1(a)(ii).

  • Payroll Deduction Account means the bookkeeping account established for a Participant in accordance with Section 6.

  • Retention Account means an interest bearing Dollar account of the Borrowers opened or (as the context may require) to be opened jointly by the Borrowers with the Account Bank and includes any sub-accounts thereof and any other account designated in writing by the Agent to be a Retention Account for the purposes of this Agreement;

  • Separate Account shall have the respective meanings assigned to such terms in Section 3 of ERISA.

  • Settlement Account means an account established at a financial institution designated by Merchant as the account to be credited and debited by the Servicers for Transactions, Card Fees, Chargebacks and other amount assessed by a Card Association and passed- through to Merchant pursuant to the terms of this Agreement.

  • Transaction Account means a cash account established and maintained by Repo Custodian for the Funds to effect repurchase transactions pursuant to the Master Agreement.

  • Designated Bank Account means the relevant bank account designated by each Holder;

  • Separate Accounts means the accounts which are to be prepared for each

  • FT Account Pool #: Mortgagor's Name, Address and Zip Code: Mortgage Loan Number: Reason for Requesting Documents (check one)

  • Income Account Record Date means the "Record Dates" set forth in the "Essential Information" in the Prospectus.

  • Purchase Account means the account so designated in each Purchase and Remarketing Fund.

  • Share Account means the brokerage account established by the Agent for each Participant to which shares of Common Stock purchased under the Plan are credited in accordance with Section 9. The Share Account will be established pursuant to a separate agreement between each Participant and the Agent.

  • Omnibus Account means any Shareholder Account the record owner of which is a registered broker-dealer which has agreed with the Transfer Agent to provide sub-transfer agent functions relating to each Sub-shareholder Account within such Shareholder Account as contemplated by this Schedule I in respect of each of the Funds.

  • Sub-Account means any of the individual sub-accounts of a Participant's Separate Account that is maintained as provided in Article VIII.

  • Administration Account As defined in Section 7.02.

  • Private Account means the portion of a portfolio of a private client or mutual fund client for which the Adviser serves as investment adviser or subadviser.