Applicable Securities definition

Applicable Securities means in relation to a Registration Statement the Registrable Securities identified in the related Demand Notice or Piggy-back Notice.

Applicable Securities means, with respect to any Registration Statement, the Registrable Securities identified in the Demand Notice or Piggyback Notice relating to such Registration Statement and any Registrable Securities which any other Holder is entitled to, and requests, be included is such registration statement within 20 days after receiving such notice.

Applicable Securities. Each of the Notes, until the earliest to occur, with respect to a particular Note, of (a) the date on which such Note is exchanged in the Exchange Offer and entitled to be resold to the public by the Holder thereof without complying with the prospectus delivery requirements of the Act, (b) the date on which such Note has been effectively registered under the Act and disposed of in accordance with a Shelf Registration Statement and (c) the date such Note ceases to be outstanding. Broker-Dealer: Any broker or dealer registered under the Exchange Act.

Examples of Applicable Securities in a sentence

• In connection with the distribution of the Offered Shares, the Underwriters (or any of them) may effect transactions which stabilize or maintain the market price of the Common Shares at levels other than those which might otherwise prevail in the open market, but in each case as permitted by Applicable Securities Laws.

• Each party agrees to provide promptly to the other party (and to the Chief Compliance Officer), upon request, copies of other records and documentation relating to the compliance by such party with Applicable Securities Laws (as related to the Fund Compliance Program of the Trust), and each party also agrees otherwise to assist the other party (and the Chief Compliance Officer) in complying with the requirements of the Fund Compliance Program and Applicable Securities Laws.

• The Subscriber acknowledges and understands that neither the sale of the Shares which the Subscriber is acquiring nor any of the Shares themselves have been registered under any Applicable Securities Legislation and, furthermore, that the Shares must be held indefinitely unless subsequently registered under Applicable Securities Legislation or an exemption from such registration is available.

• Provided all conditions to the Offer set out in Schedule A to the Pre-Acquisition Agreement have been satisfied or waived prior to the Expiry Time, the Offeror will take-up and pay for all the Shares deposited under the Offer not later than three (3) business days (as such term is defined in Applicable Securities Laws) following the time at which it first becomes entitled to take-up such securities under the Offer pursuant to Applicable Securities Laws.

• The Shares forming part of the Securityholder Securities, together with any Shares issued upon the exercise of the Options forming part of the Securityholder Securities, will be transferred to and acquired by the Offeror pursuant to the Offer with good and marketable title, free and clear of any and all Liens (except for the transfer restrictions imposed by Applicable Securities Laws).

More Definitions of Applicable Securities

Applicable Securities means outstanding equity securities of the Company or FECR Holding LLC, as the case may be and as the context requires.

Applicable Securities means in relation to a Registration Statement the Common Stock identified in the related Demand Notice or Piggy-back Notice and, in relation to an Offering Memorandum, the Common Stock identified in the related Unregistered Demand Notice.

Applicable Securities means any have the meaning assigned to it in Section 10.

Applicable Securities means in relation to a Registration pursuant to Section 2 or Section 3, the Registrable Securities of the Covered Holder or Warrant Holder, as applicable, to be included in such Registration Statement.

Applicable Securities means, for so long as the Class A Note Principal Balance is greater than zero, the Class A Notes; following reduction of the Class A Note Principal Balance to zero, and for so long as the Class B Note Principal Balance is greater than zero, the Class B Notes; following reduction of the Class B Note Principal Balance to zero, the Trust Certificate.

Applicable Securities means the Merger Consideration Securities issued to the undersigned, less the number of any Merger Consideration Securities sold by the undersigned in any Permitted Sale (as defined below) as of the first anniversary of the Closing Date. The foregoing lapse of the restrictions shall apply equally to each class and type of Applicable Securities held by the undersigned (e.g. 50% of the Class 1 Common Stock of the Company, 50% of the Class 2 Common Stock of the Company, and 50% of all options to purchase Common Stock of the company, in each case, that are Applicable Securities held by the undersigned shall be released under clause (1) above). In addition, the restrictions set forth herein shall not apply to:

Applicable Securities shall have the meaning assigned to it in Section 10.