Examples of Online Account in a sentence
In addition, no Employee may apply electronically for an MSDW Online Account.
The form must also indicate the name of the individual's Financial Advisor and the Branch Office Number, whether the account is an MSDW Online Account, as well as other required information.
An Employee need not make a quarterly transaction report if he/she: (i) maintains only an MSDW brokerage account or an MSDW Online Account and the report would duplicate information contained in the broker trade confirms, system generated reports or account statements received by the Local Compliance Group; and (ii) has not opened any new brokerage accounts or mutual fund accounts with brokerage facilities without obtaining approval from their Local Compliance Group during the quarter.
Branch Office Number, or whether the account is an MSDW Online Account, as well as other required information.
An Access Person need not make a quarterly transaction report if (i) they maintain an MSDW brokerage account or MSDW Online Account AND (ii) the report would duplicate information contained in the broker trade confirms or account statements received by MSDW Advisors' Risk Management Department and (iii) no new brokerage accounts were opened during the quarter by such person, including any account established with MSDW Online or an MSDW broker.