Approved Person definition

Approved Person means, in respect of a member (Member) of the Investment Industry Regulatory Organization of Canada (IIROC), an individual who is a partner, director, officer, employee or agent of a Member who is approved by IIROC or another Canadian SRO to perform any function required under any IIROC or other Canadian SRO by-law, rule, or policy;

Approved Person means an individual authorised by the Relevant Authority to perform a controlled function within the Credit Union.

Approved Person means any employee of Contractor or any subcontractor who (i) has been screened and approved by the Judicial Council pursuant to the Judicial Council Screening Process and (ii) when working in a the Facility, has passed any additional Court-required screening and background check requirements which that Court requires of contractors working in that Facility, as described in the above section relating to Court-required screening.

Examples of Approved Person in a sentence

• Lending Agent shall be entitled to conclusively rely upon any certification, notice or other communication (including by telephone (if promptly confirmed in writing), facsimile, or email) reasonably believed by it to be genuine and correct and to have been signed or sent by or on behalf of an approved person ("Approved Person") of the party sending such certification, notice or other communication.

• BBH&CO shall be entitled to conclusively rely upon any certification, notice or other communication (including by telephone (if promptly confirmed in writing), telex, facsimile, telegram or cable) reasonably believed by it to be genuine and correct and to have been signed or sent by or on behalf of an approved person ("Approved Person") of the party sending such certification, notice or other communication.

• You also subsequently received a briefing on your obligations as a PRA Approved Person.

• Personal culpability – an Approved Person will only breach a Principle where he is personally culpable.

• An Approved Person performing a significant influence function must take reasonable steps to ensure that the business of the firm for which he is responsible in his controlled functions complies with the regulatory requirements imposed on that business.

More Definitions of Approved Person

Approved Person means a person —

Approved Person means a person approved by the Minister;

Approved Person means an individual who is a partner, director, officer, compliance officer, branch manager, or alternate branch manager, employee or agent of the Member who (i) is registered or permitted, where required by applicable securities legislation, by the securities commission having jurisdiction, or (ii) submits to the jurisdiction of the Corporation;

Approved Person means a taxable person whose application to be an approved person has been granted by the Comptroller under paragraph (5);

Approved Person means any person who is approved by the Director, by certificate in writing, to carry out examinations of steam boilers in accordance with, and for the purposes of, this section and to issue the certificate referred to in subsection (11);

Approved Person means a person who holds a current approval;

Approved Person means an eligible person approved in writing by the Authority for the purposes of this section. [Section 47 amended by No. 28 of 2006 s. 332.]