Reporting Issuer Status and Securities Laws Matters. The Company is a “reporting issuer” within the meaning of applicable Securities Laws in each of British Columbia, Alberta, Saskatchewan, Manitoba, Ontario and New Brunswick, and not on the list of reporting issuers in default under applicable Securities Laws, and no securities commission or similar regulatory authority has issued any order preventing or suspending trading of any securities of the Company, and the Company is not in default of any material provision of applicable Securities Laws. Trading in the Exeter Shares is not currently halted or suspended on the TSX, the NYSE MKT or the Frankfurt Exchange. No delisting, suspension of trading or cease trading order with respect to any securities of the Company is pending or, to the knowledge of the Company, threatened. To the knowledge of the Company, no inquiry, review or investigation (formal or informal) of the Company by any securities commission or similar regulatory authority under applicable Securities Laws, the TSX, the NYSE MKT or the Frankfurt Exchange is in effect or ongoing or expected to be implemented or undertaken. Except as set forth above in this Section 3.1(i), the Company is not subject to continuous disclosure or other public reporting requirements under any Securities Laws or any securities Laws. The documents and information comprising the Public Disclosure Record, as at the respective dates they were filed, were in compliance in all material respects with applicable Securities Laws and, where applicable, the rules and policies of the TSX, NYSE MKT and the Frankfurt Exchange and did not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein, in light of the circumstances under which they were made, not misleading. The Company has publicly disclosed in the Public Disclosure Record all information regarding any event, circumstance or action taken or failed to be taken which could, individually or in the aggregate, reasonably be expected to have a Material Adverse Effect on the Company. The Company is up-to-date in all forms, reports, statements and documents, including financial statements and management’s discussion and analysis, required to be filed by the Company under applicable Securities Laws and the rules and policies of the TSX, NYSE MKT and the Frankfurt Exchange. The Company has not filed any confidential material change report that at the date hereof remains confidential.
Reporting Issuer Status and Securities Laws Matters. The Company is a “reporting issuer” within the meaning of Canadian Securities Laws in each of the provinces of Canada other than Québec, and not on the list of reporting issuers in default under applicable Canadian Securities Laws, and no securities commission or similar Authority has issued any order preventing or suspending trading of any securities of the Company, and Company is not in default of any material provision of applicable Canadian Securities Laws. The Company Shares are listed on the TSX and are not listed or quoted on any other market and trading in the Company Shares is not currently halted or suspended on the TSX. No delisting, suspension of trading or cease trading order with respect to any securities of the Company is pending or, to the knowledge of the Company, threatened. To the knowledge of the Company, no inquiry, review or investigation (formal or informal) of the Company by any securities commission or similar Authority under applicable Canadian Securities Laws or the TSX is in effect or ongoing or expected to be implemented or undertaken. The documents and information comprising the Company Public Documents, as at the respective dates they were filed, were in compliance in all material respects with applicable Canadian Securities Laws and, where applicable, the rules and policies of the TSX and did not contain any misrepresentation (as defined under Canadian Securities Laws). The Company is up-to-date in all forms, reports, statements and documents, including financial statements and management’s discussion and analysis, required to be filed by the Company under applicable Canadian Securities Laws and the rules and policies of the TSX. The Company has not filed any confidential material change report that at the date hereof remains confidential.
Reporting Issuer Status and Securities Laws Matters. (a) The Company is a “reporting issuer” within the meaning of applicable Canadian Securities Laws in each of the Provinces and the United States and is not on the list of reporting issuers in default in each of the Provinces in which such concept exists, no securities commission or similar regulatory authority has issued any order preventing or suspending trading of any 14 securities of the Company, and the Company is not in default of any material requirement of applicable securities Laws or the rules or regulations of the TSX. Trading in Company Common Shares on the TSX is not currently halted or suspended. No delisting, suspension of trading or cease trading order with respect to any securities of the Company is pending or, to the Knowledge of the Company, threatened. To the Knowledge of the Company, no inquiry, review or investigation (formal or informal) of the Company by any Canadian Securities Administrator or the TSX under applicable securities Laws or regulations of the TSX is pending or threatened. The Company has not taken any action to cease to be a reporting issuer in any of the Provinces nor has the Company received notification from any Canadian Securities Administrator seeking to revoke the reporting issuer status of the Company. The documents and information comprising the Company Public Disclosure Record, as at the respective dates they were filed, were in compliance in all material respects with applicable securities Laws and, where applicable, the rules and policies of the TSX and did not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein, in light of the circumstances under which they were made, not misleading, and did not contain any misrepresentation. The Company has not filed any confidential material change report that remains confidential.
Reporting Issuer Status and Securities Laws Matters. (i) The Company is:
Reporting Issuer Status and Securities Laws Matters. Hudbay is a “reporting issuer” or equivalent in all provinces and territories of Canada and is not on the list of reporting issuers in default (where such concept exists) in such jurisdictions.
Reporting Issuer Status and Securities Laws Matters. (a) The issued and outstanding GX Public Units are registered pursuant to Section 12(b) of the Exchange Act and are listed for trading on NASDAQ under the symbol “GXIIU.” The issued and outstanding Class A Shares are registered pursuant to Section 12(b) of the Exchange Act and are listed for trading on NASDAQ under the symbol “GXII.” The issued and outstanding GX Public Warrants are registered pursuant to Section 12(b) of the Exchange Act and are listed for trading on NASDAQ under the symbol “GXIIW.” No securities commission or similar regulatory authority has issued any order preventing or suspending trading of any securities of GX, and GX is not in default of any material provision of applicable securities Laws or the rules or regulations of NASDAQ. Trading in GX Public Units, Class A Shares, and GX Public Warrants on NASDAQ is not currently halted or suspended. No delisting, suspension of trading or cease trading order with respect to any securities of GX is pending or, to the Knowledge of GX, threatened. No Action (whether formal or informal) against GX by any securities commission, stock exchange (including NASDAQ) or similar regulatory authority under applicable securities Laws or the rules and regulations of NASDAQ is in effect or ongoing. GX has not taken any action in an attempt to terminate the registration of the GX Public Units, the Class A Shares or the GX Public Warrants under the Exchange Act.
Reporting Issuer Status and Securities Laws Matters. Kootenay is a “reporting issuer” within the meaning of applicable Securities Laws in the provinces of British Columbia, Alberta and Ontario, and not on the list of reporting issuers in default under applicable Securities Laws, and no Securities Authority has issued any order preventing or suspending trading of any securities of Kootenay and Kootenay is not in default of any material provision of applicable Securities Laws. Trading in the PeakBirch Shares is not currently halted or suspended on the Canadian Securities Exchange. No delisting, suspension of trading or cease trading order with respect to any securities of Kootenay is pending or, to the knowledge of Kootenay, threatened. To the knowledge of Kootenay, no inquiry, review or investigation (formal or informal) of Kootenay by any Securities Authority under applicable Securities Laws is in effect or ongoing or expected to be implemented or undertaken. The documents and information comprising the Kootenay Filings, as at the respective dates they were filed, were in compliance in all material respects with applicable Securities Laws and, where applicable, the rules and policies of any applicable Securities Authority, and did not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein, in light of the circumstances under which they were made, not misleading. With the exception of Kootenay not calling and holding a shareholder meeting since December 16, 2016, Kootenay is up-to-date in all forms, reports, statements and documents, including financial statements and management’s discussion and analysis, required to be filed by Kootenay under applicable Securities Laws and the rules and policies of any Securities Authority. Kootenay is not required to file reports under any securities laws applicable in the United States.
Reporting Issuer Status and Securities Laws Matters. The Purchaser is a “reporting issuer” in the Provinces of British Columbia, Alberta, Saskatchewan and Ontario and is not in default of any material requirement under the securities laws of such provinces. To the knowledge of the Purchaser, no inquiry or investigation (formal or informal) of any securities authority is in effect or ongoing or expected to be implemented or undertaken. No order ceasing or suspending trading in the Common Shares (or any of them) or any other securities of the Purchaser is outstanding and no proceedings for this purpose have been instituted or, to the knowledge of the Purchaser, are pending, contemplated or threatened.
Reporting Issuer Status and Securities Laws Matters. The Company is not a "reporting issuer" within the meaning of applicable Canadian Securities Laws and no securities of the Company are listed on any stock exchange or other quotation system.
Reporting Issuer Status and Securities Laws Matters. (i) Adenyo is not a “reporting issuer” in any jurisdiction of Canada, as defined in applicable securities legislation in each such jurisdiction and is not a “distributing corporation” as defined in the CBCA. No cease trading order with respect to any securities of Adenyo is outstanding and no proceedings for this purpose have been instituted or, to the knowledge of Adenyo, are pending, contemplated or threatened.
