Reporting Issuers Sample Clauses
The 'Reporting Issuers' clause defines which parties to an agreement are considered reporting issuers, typically referring to entities that are required by law to file regular financial and operational disclosures with securities regulators. This clause usually specifies the jurisdictions or regulatory bodies under which the reporting obligations arise, and may outline the types of reports or filings that must be made, such as annual or quarterly financial statements. Its core practical function is to clarify the compliance responsibilities of the parties, ensuring that all involved understand their obligations to maintain transparency and meet regulatory requirements.
Reporting Issuers. A reporting issuer that files its financial statements accompanied by an auditor’s report must have the auditor’s report prepared by a public accounting firm that is, as of the date of the auditor’s report,
(a) a participating audit firm, and
(b) in compliance with any restrictions or sanctions imposed by the CPAB.
Reporting Issuers. 9 (bb) Company's Accounting System.............................................................9 (cc) Compliance with Environmental Laws......................................................9 (dd) Periodic Review of Costs of Environmental Compliance...................................10 (ee)
Reporting Issuers. Each of the Company and the Guarantors is a "reporting issuer," as defined in Rule 902 under the Securities Act.
Reporting Issuers. The issuer is, and has been for a period of at least 90 days immediately before the sale, subject to the reporting requirements of section 13 or 15(d) of the Exchange Act and has:
i. Filed all required reports under section 13 or 15(d) of the Exchange Act, as applicable, during the 12 months preceding such sale (or for such shorter period that the issuer was required to file such reports), other than Form 8-K reports; and
ii. Submitted electronically and posted on its corporate Web site, if any, every Interactive Data File (0 232.11 of this chapter) required to be submitted and posted pursuant to Rule 405 of Regulation S-T, during the 12 months preceding such sale (or for such shorter period that the issuer was required to submit and post such files); or