Identity Theft Red Flags. To the extent Business Associate performs a service or activity on behalf of Sutter in connection with a covered account (as defined by 16 C.F.R. § 681.1(b)(3)), Business Associate will perform the service or activity in accordance with reasonable policies and procedures designed to detect, prevent, and mitigate the risk of identity theft (as defined in 16 C.F.R. § 603.2(a)).
Identity Theft Red Flags. Servicer hereby certifies that: (i) it understands that pursuant to federal regulations, it is required to establish an identity theft red flags program; (ii) Servicer has developed, implemented, and will maintain such a program and will comply with all applicable laws and regulations designed to guard against identify theft activities set out in such program; (iii) Servicer will notify ADI, in writing, if there is a material compliance violation with respect to Servicer’s identity theft red flags program that implicates Fund shares sold through Servicer; and (iv) Servicer will cooperate with ADI and deliver information reasonably requested by ADI concerning purchases and redemptions (or attempted purchases or redemptions) of Fund shares sold through Servicer that are suspected of implicating the identity theft red flags program.
Identity Theft Red Flags. Broker/Dealer hereby certifies that: (i) it understands that pursuant to federal regulations, it is required to establish an identity theft red flags program; (ii) Broker/Dealer has developed, implemented, and will maintain such a program and will comply with all applicable laws and regulations designed to guard against identify theft activities set out in such program; (iii) Broker/Dealer will notify ADI, in writing, if there is a material compliance violation with respect to the Broker/Dealer’s identity theft red flags program that implicates Fund shares sold through the Broker/Dealer, and (iv) Broker/Dealer will cooperate with ADI and deliver information reasonably requested by ADI concerning purchases and redemptions (or attempted purchases or redemptions) of Fund shares sold by Broker/Dealer that are suspected of implicating the identity theft red flags program.
Identity Theft Red Flags. GPS acknowledges that under the Identity Theft Red Flags and Address Discrepancies Under the Fair and Accurate Credit Transactions Act of 2003 regulations, User is required to develop and implement an Identity Theft Prevention Program. GPS also acknowledges that as part of its Identity Theft Prevention Program, User must exercise appropriate and effective oversight of service provider arrangements such as this Agreement. GPS has implemented, and will continue to monitor and update as it deems reasonably necessary, policies and procedures to report relevant Red Flags (as such term is defined in the foregoing regulations) of which it becomes aware while performing its services under this Agreement. While GPS does not provide active Red Flag detection services, such services are available through various Ancillary Service Providers (who agree to report any Red Flags they detect directly to User). In the event GPS becomes aware of any relevant Red Flag, GPS shall promptly notify User and inform User of any action being taken by GPS to prevent or mitigate identity theft in connection with such Red Flag. At the request of any regulatory authority with jurisdiction over User, GPS agrees to make available its internal practices, books and records relating to its policies and procedures for the detection of relevant Red Flags for purposes of determining User’s compliance with the foregoing regulations.
Identity Theft Red Flags. To the extent Supplier performs a service or activity on behalf of Customer in connection with a covered account (as defined by 16 C.F.R. Part 681.1(b)(3)), Supplier will perform the service or activity in accordance with reasonable policies and procedures designed to detect, prevent, and mitigate the risk of identity theft (as defined in 16 C.F.R. 603.2(a)).
Identity Theft Red Flags. CONTRACTOR acknowledges that various United States Regulators have issued rules and guidelines (sometimes referred to as Red Flag Guidelines and Regulations, and including those implementing section 114 of the Fair and Accurate Credit Transactions Act of 2003), requiring financial institutions and creditors to develop and implement policies and procedures to detect, prevent, and mitigate patterns, practices and specific forms of activity that indicate the possible existence of an actual or attempted theft or misappropriation of Personal Information. CONTRACTOR will comply with Applicable Law and will assist Citi and Citi’s Affiliates` in every reasonable manner in their efforts to fulfill their respective obligations under Applicable Law.
