Identity Theft Prevention Program. In connection with the regulations promulgated jointly by the Federal Trade Commission and several other federal agencies implementing Sections 114 and 315 of the Fair and Accurate Credit Transactions Act of 2003, as may be amended from time to time (the “Identity Theft Regulations”), DST has implemented an identity theft prevention program, a current copy of which is attached hereto as Exhibit 2 and incorporated herein (the “Identity Theft Prevention Program”).
Identity Theft Prevention Program. (a) Distributor will rely upon Dealer to establish a written Identity Theft Prevention Program to include policies and procedures that comply with Rule 681.2 adopted by the Federal Trade Commission pursuant to amendments to the Fair Credit Reporting Act (the “Identity Theft Rules”). Dealer acknowledges, represents, and warrants that it has adopted and implemented an Identity Theft Prevention Program that complies and will continue to comply with all aspects and requirements of the Identity Theft Rules, and all other applicable laws and regulations. Dealer agrees that with respect to each order for the purchase of shares placed by Dealer on behalf of its customers: (i) Dealer has obtained recent evidence satisfactory in nature to establish the identity of each customer and/or principal to the transaction and the beneficial owner(s) of shares so purchased; (ii) such evidence will be made available to Distributor, its agents or appropriate regulatory or law enforcement authorities, as requested; and (iii) Dealer will immediately notify the Distributor of suspected identity theft that involves a Fund. Upon request, Dealer shall promptly certify to having an Identity Theft Prevention Program that complies with and continues to comply with all aspects and requirements of the Identity Theft Rules and any other anti-identity theft laws or regulations.
Identity Theft Prevention Program. In connection with the regulations promulgated jointly by the Federal Trade Commission and several other federal agencies implementing Sections 114 and 315 of the Fair and Accurate Credit Transactions Act of 2003, as may be amended from time to time (the “Identity Theft Regulations”), DST has implemented an identity theft prevention program, a current copy of which is attached hereto as Exhibit 2 and incorporated herein (the “Identity Theft Prevention Program”). The policies and procedures referred to in the Identity Theft Prevention Program are subject to change at any time in DST’s sole discretion, provided that the protections afforded thereby will not be diminished in comparison with those provided by DST to the Funds prior to the execution of this Agreement.
Identity Theft Prevention Program. (a) The Trust delegates to Atlantic, and Atlantic hereby accepts, responsibility to perform certain services (the "IDENTITY THEFT PREVENTION SERVICES") in connection with the Trust's Identity Theft Prevention Program, (the "TRUST IDENTITY THEFT PREVENTION PROGRAM"), as further set out in the Trust Identity Theft Prevention Program. Atlantic agrees to cooperate with the CCO in the performance of the Identity Theft Prevention Services as set forth in the Trust Identity Theft Prevention Program.
Identity Theft Prevention Program. The Transfer Agent shall implement policies and procedures and shall cause Boston Financial Data Services, Inc. (“BFDS”) or any successor to BFDS or any entity performing substantially similar services to implement policies and procedures to detect, prevent and mitigate identity theft in accordance with the Identity Theft Protection Program adopted by the Funds, as the same may be amended from time to time. Such policies and procedure shall include, inter alia, policies designed to detect, identify and respond to a pattern, practice, or specific activity that indicates the possible existence of identity theft (“Red Flags”).
Identity Theft Prevention Program. (a) The Trust hereby appoints Atlantic TA as its agent and delegates to Atlantic TA as its agent, certain responsibilities required of the Trust under Regulation S-ID promulgated by the SEC that require the Trust to establish a program reasonably designed to detect, prevent and mitigate identity theft with respect to the Trust shareholders (the "Trust Identity Theft Prevention Program"). Atlantic TA hereby accepts such appointment and delegation.
Identity Theft Prevention Program. (a) The Fund hereby delegates to Atlantic, and Atlantic hereby accepts, responsibility to perform certain services (the “Identity Theft Prevention Services”) in connection with the Fund’s Identity Theft Prevention Program, (the “Fund Identity Theft Prevention Program”), as further set out in the Fund Identity Theft Prevention Program. Atlantic further agrees to cooperate with the Fund’s Chief Compliance Officer in the performance of the Identity Theft Prevention Services as set forth in the Fund Identity Theft Prevention Program.
Identity Theft Prevention Program. (a) The Trust hereby delegates to the Administrator, and the Administrator hereby accepts, responsibility to perform certain services (the “Identity Theft Prevention Services”) in connection with the Trust’s Identity Theft Prevention Program, (the “Trust Identity Theft Prevention Program”), as further set out in the Trust Identity Theft Prevention Program. The Administrator further agrees to cooperate with the Trust’s Chief Compliance Officer in the performance of the Identity Theft Prevention Services as set forth in the Trust Identity Theft Prevention Program.
Identity Theft Prevention Program. ALPS represents that its affiliate, ALPS Fund Services, Inc., has created and maintains an identity theft prevention program in compliance with the rules and regulations promulgated by the Federal Trade Commission, federal bank regulatory agencies and the National Credit Union Administration that have been issued in order to implement Section 114 of the Fair and Accurate Credit Transactions Act of 2003 (such rules and regulations are known as the “Red Flag Rules”). The Trust acknowledges that is has received a copy of ALPS Fund Services, Inc.’s Identity Theft Prevention Program (effective November 1, 2009) (the “Policy”). ALPS confirms that, as soon as reasonably practicable, it will provide relevant certifications and representations regarding the Policy as the Trust may reasonably request from time to time.
Identity Theft Prevention Program. The Transfer Agent has processes designed to detect, prevent and mitigate identity theft consistent with the Identity Theft Protection Program adopted by the Trust, as the same may be amended from time to time.
