HOLDINGS CORPORATION. By /s/ Illegible --------------------------------------- Name: Illegible Title: Treasurer CREDIT LYONNAIS CAYMAN ISLAND BRANCH By /s/ Xxxxxxx Xxxxxx --------------------------------------- Name: W. Xxxxxxx Xxxxxx Title: Authorized Signature JPMORGAN CHASE BANK By /s/ Xxxxxxxxx X. Xxxxxxx --------------------------------------- Name: Xxxxxxxxx X. Xxxxxxx Title: Managing Director FIRSTAR BANK, N.A By --------------------------------------- Name: Title: LASALLE BANK NATIONAL ASSOCIATION By --------------------------------------- Name: Title: PILGRIM PRIME RATE TRUST By: Pilgrim Investments, Inc. as its investment manager By --------------------------------------- Name: Title: PILGRIM AMERICA HIGH INCOME INVESTMENTS, LTD. By: Pilgrim Investments, Inc. as its investment manager By --------------------------------------- Name: Title: SCHEDULE I ---------- USI Holdings
HOLDINGS CORPORATION. By /s/ Xxxxxxx X. Xxxxx --------------------------------- Name: Xxxxxxx X. Xxxxx Title: CEO CREDIT LYONNAIS CAYMAN ISLAND BRANCH By /s/ W. Xxxxxxx Xxxxxx --------------------------------- Name: W. Xxxxxxx Xxxxxx Title: Authorized Signature THE CHASE MANHATTAN BANK By /s/ Xxxxxxxxx X. Xxxxxxx --------------------------------- Name: Xxxxxxxxx X. Xxxxxxx Title: Managing Director FIRSTAR BANK, N.A. By --------------------------------- Name: Title: LASALLE NATIONAL BANK By /s/ Xxxxxx X. Xxxxx --------------------------------- Name: Xxxxxx X. Xxxxx Title:
HOLDINGS CORPORATION. By: /s/ Xxxxxxx Xxxxxxx -------------------------------- Name: Xxxxxxx Xxxxxxx Title: Chief Financial Officer U.S.I. Holdings Corporation 00 Xxxxxxxxxx Xxxxxx, 00xx Xxxxx Xxx Xxxxxxxxx, XX 00000-0000 Attn: General Counsel Telephone: (000) 000-0000 Telecopier:(000) 000-0000 NON-MANAGEMENT INVESTOR ----------------------- CAPITAL Z FINANCIAL SERVICES FUND II, L.P. By: CAPITAL Z PARTNERS, L.P., its general partner By: CAPITAL Z PARTNERS, LTD., its general partner By: /s/ Illegible ---------------------------------- Name: Title: Address: Capital Z Partners Ltd 00 Xxxxxxxx Xxxxxx New York, New York 10012 Tel 000.000.0000 Fax 000.000.0000 Attention: Xxx Spass CAPITAL Z FINANCIAL SERVICES PRIVATE FUND II, L.P. By: CAPITAL Z PARTNERS, L.P., its general partner By: CAPITAL Z PARTNERS, LTD., its general partner By: /s/ Illegible ---------------------------------- Name: Title: Address: Capital Z Partners Ltd 00 Xxxxxxxx Xxxxxx New York, New York 10012 Tel 000.000.0000 Fax 000.000.0000 Attention: Xxx Spass ANNEX A TO SHAREHOLDERS' AND WARRANTHOLDERS' AGREEMENT MANAGEMENT INVESTORS: NON-MANAGEMENT INVESTORS: EXHIBIT A-1 TO SHAREHOLDERS' AND WARRANTHOLDERS' AGREEMENT Form of Joinder Agreement (purchases from the Company)
HOLDINGS CORPORATION. By: ------------------------------- Name: David L. Eslick Xxxxx: Xxxxxdent & CEO ----------------------------- Registered address: ----------------------------- Street address ----------------------------- City, State, Zip Code I, as the Employee's spouse, also agree to be bound by the terms and conditions of this Agreement.
HOLDINGS CORPORATION. By: ----------------------------------------- Name: Title: Attachment A-3 [FORM OF ASSIGNMENT] (To be executed by the registered holder if such holder desires to transfer the Series W Warrant Certificate) FOR VALUE RECEIVED, hereby ----------------------------------------------- sells, assigns and transfers unto ------------------------------------------------------------------------------- (Please print name and address of transferee.) the accompanying Series W Warrant Certificate, together with all right, title and interest therein, and does hereby irrevocably constitute and appoint: ------------------------------------------------------------------------------- attorney, to transfer the accompanying Series W Warrant Certificate on the books of the Company, with full power of substitution. Dated: , . ---------------- -------- [HOLDER] By ----------------------------------------- NOTICE The signature to the foregoing Assignment must correspond to the name as written upon the face of the accompanying Series W Warrant Certificate or any prior assignment thereof in every particular, without alteration or enlargement or any change whatsoever. Attachment A-4 [FORM OF ELECTION TO PURCHASE] (To be executed by the registered holder if such holder desires to exercise the Series W Warrant Certificate)
HOLDINGS CORPORATION. By: /s/ Xxxxxxx Xxxxxxx -------------------------------------- Name: Title: U.S.I. Holdings Corporation 00 Xxxxxxxxxx Xxxxxx, 00xx Xxxxx Xxx Xxxxxxxxx, XX 00000-0000 Attn: General Counsel Telephone: (000) 000-0000 Telecopier: (000) 000-0000 The Non-Management Investors (as such term is defined in the Warrantholders' Agreement without giving effect to this Amendment) hereby consent to all of the amendments and modifications to the Warrantholders' Agreement described in this Amendment.
HOLDINGS CORPORATION. By: /s/ Xxxxxxx X. Xxxxx ------------------------------------ Name: Xxxxxxx X. Xxxxx Title: Chairman and Chief Executive Officer Number of Shares: 357,143 SOVEREIGN BANCORP, INC. Purchase Price per Share: $7.00 Aggregate Purchase Price: $2,500,001 Address for Notices: 0000 Xxxxxxxxx Xxxxxxxxx By: /s/ Illegible --------------------- Xxxxxxxxxx, Xxxxxxxxxxxx 00000 Name: Illegible Tel: 000 000 0000 Title: SVP, Corporate Fax: 000 000 0000 Development Attention: Illegible [Excluding Schedules and Exhibits]
HOLDINGS CORPORATION. Mizel will continue to hold this non-officer position at least until December 31, 2002, and thereafter until either party determines to terminate such designation. Holdings and Mizel shall not be unreasonable in any such decision to terminate the designation. Mizel shall provide project or other consulting services to Holdings as reasonably requested by Holdings' CEO and specifically agreed to by Mizel; provided, however, that Mizel may, in his sole and absolute discretion, decline to perform consulting services requested by Holdings. All project or other consulting services are limited to those expressly authorized and directed by Holdings CEO in writing.
HOLDINGS CORPORATION. The Shareholders’ and Warrantholders’ Agreement (the “Agreement”) of U.S.I. Holdings Corporation (the “Company”) shall be amended by:
HOLDINGS CORPORATION. By: /s/ Xxxxxxx Xxxxxxx --------------------------------------- Title: Senior Vice President & Chief Financial Officer Accepted as of the day of September 17, 1999 CREDIT LYONNAIS CAYMAN ISLAND BRANCH, as Secured Party By: /s/ W. Xxxxxxx Xxxxxx ------------------------------- Title: Authorized Signatory SCHEDULE 3.1(B) TO BORROWER PLEDGE AGREEMENT ------------------------- Issuer No. of Shares Stock Being Pledged Dallas National Corp. 1,000 USI Insurance Services Corp. 10 Notes:Being Pledged Original Principal Amount Xxxxxxx X. Xxxxx $150,000.00 Xxxxxxx X. Xxxxx $ 50,000.00 Xxxx Xxxxxx $ 69,834.73 Xxxxx X. Xxxxxxxx $ 49,841.22 Xxxx X. Xxxxxxxx $ 27,934.73 Xxxxxx, Xxxxxx & Xxxxxxx,Inc. amount on Borrower's books Xxxxxxxx, Galt & Newlands, Inc. amount on Borrower's books San Jacinto Agency, Inc. $ 1,583,350 San Jacinto Agency, Inc. $ 504,000 X.X. Xxxxxxx & Sons, Inc. $ 1,787,500 X.X. Xxxxxxx & Sons, Inc. $ 325,000 Xxxxxx X. Xxxx,Incorporated $ 529,894 USIS-AWH, INC. $ 4,300,000 Xxxx Insurance Consultants, Inc. amount on Borrower's books Xxxxxxxxxx Xxxxxx, Inc. $ 150,000 Xxxxxx & Xxxxxxx, Inc. $ 3,886,698 Strategic Benefit Planning Corporation $ 5,292,702 Progressive Plan Administors, Inc. amount on Borrower's books Xxxxxx Xxxx & Son, Inc. amount on Borrower's books USI MidAtlanic, Inc. (formerly XxXxxx & Gallen, Inc.) amount on Borrower's books Benefit Strategies, Inc. amount on Borrower's books Strategic Benefits Planning Corporation amount on Borrower's books Advanced Benefits Insurance Marketing Corporation $ 773,950 Bay Benefits and Insurance Marketing, Inc. $ 339,550 USI-C Partnership, L.P. $ 790,000 Xxxxxxxxx and Xxxxxx, Inc. $ 7,000,000 USIS KOL Acquisition, Inc. $ 2,537,500 Xxxxxxxxx-Xxxxxxx, Inc. and Subsidiaries $ 5,696,460 X.X. Xxxxxx & Co., Inc. $ 7,075,000 Coastal Insurance Services, Inc. $ 1,950,000 X.X. Xxxxx Administrative Services, Inc. $ 6,300,000 Select Providers, Inc. $ 4,200,000 Benefits Advisors of New England, Inc. $ 1,800,000 Xxxxxxx Xxxx & Company, Inc. $ 4,213,359 The Hyatt Agency, Inc. $1,198,750 ANCO Corporation $1,596,000 Coastal Insurance Services, Inc. $1,178,000 Coastal Insurance Services, Inc. $1,010,000 Triwest Insurance Services, Inc. $1,090,210 USI Consulting Group of New York, Inc. $5,460,688 Xxxxxxxxx & Xxxxxxxx, Incorporated $ 326,000 Strategic Benefit Planning Corporation $2,162,160 Xxxxxxx, Xxxxxx & Associates Insurance Agency, Inc. $3,852,660 Coastal Insurance Services, Inc. $1,237,000 USI Insurance Services Corp. am...
