Forms N-CEN and N-PORT. 5.1. If Ultimus provides fund administration to the Trust or Fund, Ultimus will prepare and file with the SEC the reports on Forms N-CEN and N-PORT.
Forms N-CEN and N-PORT. 5.1 If Service Provider also provides fund administration to the Trust or Fund, Service Provider will prepare and file with the SEC the reports on Forms N-CEN and N-PORT.
Forms N-CEN and N-PORT. A. Beginning on June 1, 2018, the Corporation agrees to pay Ultimus for any out-of-pocket expenses related to the preparation and filing of Form N-CEN and to meet the requirements of Rule 30a-l under the 1940 Act.
Forms N-CEN and N-PORT. 1.1 Beginning on June 1, 2018, the Trust agrees to pay Ultimus for any out-of-pocket expenses related to the preparation and filing of Form N-CEN and to meet the requirements of Rule 30a-1 under the 0000 Xxx.
Forms N-CEN and N-PORT. 2.1. The Trust agrees to pay Ultimus a one-time implementation fee of $3,000 per Portfolio and an annual fee (based on the schedule below), for preparing Forms N-CEN and N-PORT and to meet the requirements of Rule 30bl-9 under the 1940 Act. The implementation fee shall be paid in two equal installments with the first payment due 60 days prior to the Portfolio’s first fiscal year end after the compliance date for Form N-CEN, and the second payment due 60 days prior to the Portfolio’s compliance date for Form N-PORT. In addition, the Trust agrees to pay Ultimus an annual fee, beginning on the compliance date for Form N-PORT, as follows: Number of Securities Annual Fee Less than 500 $6,000 plus out of pocket charges Equity Portfolios* 501 to 2,000 $8,000 plus out of pocket charges Over 2,000 TBD Less than 500 $7,500 plus out of pocket charges Fixed Income Portfolios 501 to 1,000 $10,000 plus out of pocket charges Over 1,000 TBD * Equity Portfolio is defined as any portfolio that has less than 25% debt exposure (which excludes cash and money market funds) over the previous three-month period.
Forms N-CEN and N-PORT. The Trust, the Funds, or the Adviser agrees to pay Ultimus a one- time implementation fee of $3,000 per Fund and an annual fee per Fund (based on the schedule below) for preparing Form N-PORT and to meet the requirements of Rule 30b1-9 under the 1940 Act.
Forms N-CEN and N-PORT. 5.1. If Ultimus provides fund administration to the Trust or Fund, Ultimus will prepare and file with the SEC the reports on Forms N-CEN and N-PORT. 5.2. If Ultimus does not provide fund administration to the Trust or Fund, Ultimus will provide the fund administrator with accounting information for Forms N-CEN and N-PORT. Signatures are located on the next page. The parties duly executed this Fund Accounting Addendum as of April 22, 2021. DGI Investment Trust on its own behalf and on behalf of the Funds Ultimus Fund Solutions, LLC By: By: Name: Name: Xxxx Xxxxxxx Title: Title: Chief Executive Officer Fund Administration Addendum for DGI Investment Trust This Fund Administration Addendum, dated April 22, 2021, is between DGI Investment Trust (the “Trust”), on its own behalf and on behalf of the Funds listed in Scheduled A to that certain Master Services Agreement dated April 22, 2021, and Ultimus Fund Solutions, LLC (“Ultimus”). Capitalized terms used but not defined herein shall have the meanings set forth in the Master Services Agreement. With respect to each Fund electing Fund Administration Services, Ultimus shall provide the following services subject to, and in compliance with the objectives, policies and limitations set forth in the Trust’s Registration Statement, the Trust’s organizational documents, bylaws, applicable laws and regulations, and resolutions and policies established by the Trust’s Board:
Forms N-CEN and N-PORT. The Trust or Xxxxxx & Xxxxxx Funds agree to pay Ultimus an annual fee (based on the schedule below) for preparing Forms N-CEN and N-PORT and to meet the requirements of Rules 30a-1 and 30b1-9 under the 1940 Act, beginning on the compliance date for Form N-PORT, as follows: Xxxxxx & Xxxxxx – Capitol Series Trust Amendment to Master Services Agreement December 19, 2018 Number of Securities Annual Fee per fund Equity Funds** Less than 11 $ plus out of pocket charges 11 to 500 $ plus out of pocket charges 501 to 2,000 $ plus out of pocket charges Over 2,000 TBD Fixed Income Funds Less than 500 $ plus out of pocket charges 501 to 1,000 $ plus out of pocket charges Over 1,000 TBD ** Equity Fund is defined as any fund that has less than 25% debt exposure over the previous three-month period.
Forms N-CEN and N-PORT. The Trust agrees to pay Ultimus a one-time implementation fee of $ per Fund for N-CEN and $ per Fund for N-PORT, and an annual fee (based on the schedule below), for preparing Form N-PORT and to meet the requirements of Rule 22e-4 under the 1940 Act. The implementation fee shall be paid 60 days prior to the Fund’s first fiscal year end after the compliance date for Form N-CEN, and 60 days prior to the Fund’s compliance date for Form N-PORT. In addition, the Trust or Fund agrees to pay Ultimus an annual fee, beginning on the compliance date for Form N-PORT, as follows:
Forms N-CEN and N-PORT. The Trust, the Funds, or the Adviser will reimburse Ultimus for the actual third-party data costs and data services required to complete Forms N-PORT and N-CEN or to meet the requirements of Rules 30a-1 and 30b1-9 under the Investment Company Act.
