Fixed Income Funds. This document is an attachment to the Participant Agreement with respect to the procedures to be used by (i) the Distributor and the Transfer Agent in processing an order for the creation of Shares, (ii) the Distributor and the Transfer Agent in processing a request for the redemption of Shares and (iii) the Participant and the Transfer Agent in delivering or arranging for the delivery of requisite cash payments, Portfolio Deposits or Shares, as the case may be, in connection with the submission of orders for creation or requests for redemption. The Participant is first required to have signed the Participant Agreement. Upon acceptance of the Participant Agreement by the Distributor and the Transfer Agent, the Transfer Agent will assign a PIN Number to each Authorized Person authorized to act for the Participant. This will allow the Participant through its Authorized Person(s) to place an order with respect to Shares.
Fixed Income Funds. Hartford Dynamic Bond Fund The Hartford Emerging Markets Local Debt Fund The Hartford Floating Rate Fund The Hartford Floating Rate High Income Fund The Hartford High Yield Fund The Hartford Inflation Plus Fund The Hartford Municipal Opportunities Fund Hartford Municipal Short Duration Fund The Hartford Short Duration Fund The Hartford Strategic Income Fund Hartford Sustainable Municipal Bond Fund The Hartford Total Return Bond Fund The Hartford World Bond Fund Hartford Schroders Emerging Markets Multi-Sector Bond Fund Hartford Schroders Tax-Aware Bond Fund
Fixed Income Funds. Hartford Dynamic Bond Fund The Hartford High Yield Fund The Hartford Short Duration Fund The Hartford Strategic Income Fund The Hartford Total Return Bond Fund The Hartford World Bond Fund Alternative Funds Hartford Real Asset Fund Class F Shares Equity Funds The Hartford Balanced Income Fund Hartford AARP Balanced Retirement Fund The Hartford Capital Appreciation Fund Hartford Core Equity Fund The Hartford Dividend and Growth Fund Hartford Emerging Markets Equity Fund Hartford Climate Opportunities Fund The Hartford Equity Income Fund Hartford Global Impact Fund The Hartford Growth Opportunities Fund The Hartford Healthcare Fund Hartford International Equity Fund The Hartford International Growth Fund The Hartford International Opportunities Fund The Hartford International Value Fund The Hartford MidCap Fund The Hartford MidCap Value Fund Hartford Multi-Asset Income Fund Hartford Quality Value Fund Hartford Small Cap Value Fund The Hartford Small Cap Growth Fund The Hartford Small Company Fund Hartford Schroders China A Fund Hartford Schroders Diversified Emerging Markets Fund Hartford Schroders Emerging Markets Equity Fund Hartford Schroders International Multi-Cap Value Fund Hartford Schroders International Stock Fund Hartford Schroders US MidCap Opportunities Fund Hartford Schroders US Small Cap Opportunities Fund
Fixed Income Funds. Current Name Former Name Share Class Shareholder Servicing Fee* (annual rate expressed as a percentage of the average daily net assets of each Class of Shares) Highbridge Dynamic Commodities Strategy Fund N/A Class A 0.25 % Class C 0.25 % Select 0.25 % Class R5 0.05 % JPMorgan Arizona Municipal Bond Fund One Group Arizona Municipal Bond Fund Class A 0.25 % Class B 0.25 % Class C 0.25 % Select 0.25 % JPMorgan California Tax Free Bond Fund JPMorgan California Bond Fund Class A 0.25 % Class C 0.25 % Select 0.25 % Institutional 0.10 % JPMorgan Commodities Strategy Fund N/A Class A 0.25 % Class C 0.25 % Select 0.25 % JPMorgan Core Bond Fund One Group Bond Fund Class A 0.25 % Class B 0.25 % Class C 0.25 % Select 0.25 % Class R2 0.25 % Class R5 0.05 % JPMorgan Core Plus Bond Fund One Group Income Bond Fund Class A 0.25 % Class B 0.25 % Class C 0.25 % Select 0.25 % Class R2 0.25 % Institutional 0.10 % JPMorgan Corporate Bond Fund N/A Class A 0.25 % Class C 0.25 % Select 0.25 % JPMorgan Credit Opportunities Fund N/A Class A 0.25 % Class C 0.25 % Select 0.25 % Class R2 0.25 % Class R5 0.05 % JPMorgan Current Income Fund N/A Select 0.25 % Institutional 0.10 % Current Name Former Name Share Class Shareholder Servicing Fee* (annual rate expressed as a percentage of the average daily net assets of each Class of Shares) JPMorgan Diversified Real Return Fund N/A Class A 0.25 % Class C 0.25 % Select 0.25 % Class R2 0.25 % Class R5 0.05 % JPMorgan Dynamic Income Fund N/A Class A 0.25 % Class C 0.25 % Select 0.25 % JPMorgan Emerging Markets Corporate Debt Fund N/A Class A 0.25 % Class C 0.25 % Select 0.25 % JPMorgan Emerging Markets Debt Fund JPMorgan Xxxxxxx Emerging Markets Debt Fund Select 0.25 % Class A 0.25 % Class C 0.25 % Class R5 0.05 % JPMorgan Emerging Markets Local Currency Debt Fund N/A Class A 0.25 % Class C 0.25 % Select 0.25 % Class R2 0.25 % Class R5 0.05 % JPMorgan Ex-G4 Currency Strategies Fund N/A Class A 0.25 % Class C 0.25 % Select 0.25 % JPMorgan Floating Rate Income Fund N/A Class A 0.25 % Class C 0.25 % Select 0.25 % JPMorgan Global Bond Opportunities Fund N/A Class A 0.25 % Class C 0.25 % Select 0.25 % JPMorgan Government Bond Fund One Group Government Bond Fund Class A 0.25 % Class B 0.25 % Class C 0.25 % Select 0.25 % Class R2 0.25 % JPMorgan High Yield Fund One Group High Yield Bond Fund and Class A 0.25 % JPMorgan High Yield Bond Fund (name effective until 9/14/09) Class B Class C 0.25 0.25 % % Select 0.25 % Class R2 0.25 % Class R5 0.05 % B - 16...
Fixed Income Funds. The annual per account fee is as follows:
Fixed Income Funds. Current Name Prior Name JPMorgan California Tax Free Bond Fund – Class A Shares JPMorgan California Bond Fund – Class A Shares JPMorgan Core Bond Fund – Class A Shares One Group Bond Fund – Class A Shares JPMorgan Core Bond Fund – Class R2 Shares N/A JPMorgan Core Bond Fund – Class R3 Shares N/A JPMorgan Core Plus Bond Fund – Class A Shares One Group Income Bond Fund – Class A Shares JPMorgan Core Plus Bond Fund – Class R2 Shares N/A JPMorgan Core Plus Bond Fund – Class R3 Shares N/A JPMorgan Corporate Bond Fund – Class A Shares N/A JPMorgan Emerging Markets Debt Fund – Class A Shares JPMorgan Xxxxxxx Emerging Markets Debt Fund – Class A Shares JPMorgan Floating Rate Income Fund – Class A Shares N/A JPMorgan Global Bond Opportunities Fund – Class A Shares N/A JPMorgan Government Bond Fund – Class A Shares One Group Government Bond Fund – Class A Shares JPMorgan Government Bond Fund – Class R2 Shares N/A JPMorgan Government Bond Fund – Class R3 Shares N/A JPMorgan High Yield Fund – Class A Shares One Group High Yield Bond Fund – Class A Shares and JPMorgan High Yield Bond Fund – Class A Shares (name effective until 9/14/09) JPMorgan High Yield Fund – Class R2 Shares JPMorgan High Yield Bond Fund – Class R2 Shares (name effective until 9/14/09) JPMorgan High Yield Fund – Class R3 Shares N/A JPMorgan Income Fund – Class A Shares N/A JPMorgan Income Builder Fund – Class A Shares JPMorgan World Income Builder Fund – Class A Shares JPMorgan Mortgage-Backed Securities Fund – Class A Shares One Group Mortgage Backed Securities Fund – Class A Shares JPMorgan National Municipal Income Fund – Class A Shares JPMorgan Intermediate Tax Free Income Fund – Class A Shares, JPMorgan Intermediate Tax Free Bond Fund (name effective until 8/15/22) – Class A Shares JPMorgan New York Tax Free Bond Fund – Class A Shares JPMorgan New York Intermediate Tax Free Income Fund – Class A Shares JPMorgan Preferred and Income Securities Fund – Class A Shares N/A JPMorgan Short Duration Bond Fund – Class A Shares One Group Short-Term Bond Fund – Class A Shares JPMorgan Short Duration Core Plus Fund – Class A Shares JPMorgan Short Duration High Yield Fund – Class A Shares JPMorgan Short-Intermediate Municipal Bond Fund – Class A Shares One Group Short-Term Municipal Bond Fund – Class A Shares and JPMorgan Short Term Municipal Bond Fund – Class A Shares (name effective until 4/30/09) JPMorgan Strategic Income Opportunities Fund – Class A Shares N/A JPMorgan Tax Aware Real Return Fund – Class...
Fixed Income Funds. Old Mutual Cash Reserves Fund 1.28% 0.45% 1.73% Old Mutual Dxxxxx Xxxxx Term Fixed Income Fund 0.92% 0.53% 1.45% Old Mutual Dxxxxx Intermediate Fixed Income Fund 1.25% 0.60% 1.85% SCHEDULE C DATED DECEMBER 21, 2006 TO EXPENSE LIMITATION AGREEMENT BETWEEN OLD MUTUAL ADVISOR FUNDS II AND OLD MUTUAL CAPITAL, INC. DATED DECEMBER 21, 2006 (ADVISOR CLASS SHARES) Class Expense Limit Fund Expense Limit Total Expense Limit This Agreement relates to the following Portfolios of the Trust: Equity Funds Old Mutual Analytic U.S. Long/Short Fund 0.45% 0.90% 1.35% Old Mutual Barrow Hanley Value Fund 0.45% 0.90% 1.35% Old Mutual Columbus Circle Technology and Communications Fund 0.65% 1.05% 1.70% Old Mutual Emerging Growth Fund 0.53% 1.02% 1.55% Old Mutual Focused Fund 0.60% 0.80% 1.40% Old Mutual Growth Fund 0.475% 0.875% 1.35% Old Mutual Heitman REIT Fund 0.55% 0.95% 1.50% Old Mutual Large Cap Fund 0.59% 0.81% 1.40% Old Mutual Large Cap Growth Fund 0.58% 0.92% 1.50% Old Mutual Large Cap Growth Concentrated Fund 0.55% 0.95% 1.50% Old Mutual Mid-Cap Fund 0.45% 1.00% 1.45% Old Mutual Select Growth Fund 0.55% 0.95% 1.50% Old Mutual Small Cap Fund 0.40% 1.10% 1.50% Old Mutual Strategic Small Company Fund 0.50% 1.10% 1.60% Old Mutual TS&W Small Cap Value Fund 0.40% 1.15% 1.55% Fixed Income Funds Old Mutual Dxxxxx Xxxxx Term Fixed Income Fund 0.42% 0.53% 0.95% Old Mutual Dxxxxx Intermediate Fixed Income Fund 0.50% 0.60% 1.10% SCHEDULE D DATED DECEMBER 21, 2006 TO EXPENSE LIMITATION AGREEMENT BETWEEN OLD MUTUAL ADVISOR FUNDS II AND OLD MUTUAL CAPITAL, INC. DATED DECEMBER 21, 2006 (CLASS Z SHARES) Class Expense Limit Fund Expense Limit Total Expense Limit This Agreement relates to the following Portfolios of the Trust: Equity Funds Old Mutual Analytic U.S. Long/Short Fund 0.20% 0.90% 1.10% Old Mutual Barrow Hanley Value Fund 0.20% 0.90% 1.10% Old Mutual Columbus Circle Technology and Communications Fund 0.40% 1.05% 1.45% Old Mutual Emerging Growth Fund 0.28% 1.02% 1.30% Old Mutual Focused Fund 0.35% 0.80% 1.15% Old Mutual Growth Fund 0.225% 0.875% 1.10% Old Mutual Heitman REIT Fund 0.30% 0.95% 1.25% Old Mutual Large Cap Fund 0.34% 0.81% 1.15% Old Mutual Large Cap Growth Fund 0.33% 0.92% 1.25% Old Mutual Large Cap Growth Concentrated Fund 0.30% 0.95% 1.25% Old Mutual Mid-Cap Fund 0.20% 1.00% 1.20% Old Mutual Select Growth Fund 0.30% 0.95% 1.25% Old Mutual Small Cap Fund 0.15% 1.10% 1.25% Old Mutual Strategic Small Company Fund 0.25% 1.10% 1.35% Old Mutual TS&W Small Cap Value Fund...
Fixed Income Funds. T+0 and T+1 Orders This document is an attachment to the Participant Agreement with respect to the procedures to be used by (i) the Distributor and the Transfer Agent in processing an order for the creation of Shares, (ii) the Distributor and the Transfer Agent in processing a request for the redemption of Shares and (iii) the Participant and the Transfer Agent in delivering or arranging for the delivery of requisite cash payments, Portfolio Deposits or Shares, as the case may be, in connection with the submission of orders for creation or requests for redemption. This document relates solely to the funds listed in Appendix I hereto. The Participant is first required to have signed the Participant Agreement. Upon acceptance of the Participant Agreement by the Distributor and the Transfer Agent, the Transfer Agent will assign a PIN Number to each Authorized Person authorized to act for the Participant. This will allow the Participant through its Authorized Person(s) to place an order with respect to Shares. As described in their Prospectus, each Fund will calculate its NAV twice a day, normally at 12:00 p.m. Eastern Time and 4:00 p.m. Eastern Time. Except on certain days, as described herein, orders for creations and redemptions received and accepted in accordance with this document prior to 12:00 p.m. Eastern Time will generally settle on the same day and will be effected based on the NAV calculated at 12:00 p.m. (“T+0 Orders”). Orders for creations and redemptions received and accepted in accordance with this document after 12:00 p.m., but prior to 4:00 p.m. (or earlier on days markets close early) Eastern Time will generally settle on the following day and will be effected based on the NAV next calculated after acceptance of the order (“T+1 Orders”). Please note, on days when the Exchange is open, but U.S. banks are closed (e.g. Veterans Day and Columbus Day), all orders received will settle in the manner described for a T+1 Order. Such orders will still be effected based on the NAV next calculated after acceptance of the order.
Fixed Income Funds. Name as of August 19, 2004 New Name as of February 19, 2005 Share Class Shareholder Servicing Fee * (annual rate expressed as a percentage of the average daily net assets of each Class of Shares) JPMorgan Bond Fund JPMorgan Bond Fund Class A 0.25 % Class B 0.25 % Class C 0.25 % Select 0.25 % Institutional 0.10 % JPMorgan Bond Fund II(9) JPMorgan Bond Fund II Class A 0.25 % Class B 0.25 % Select 0.25 % JPMorgan California Bond Fund JPMorgan California Tax Free Bond Fund Class A 0.25 % Class B 0.25 % Class C 0.25 % Select 0.25 % Institutional 0.10 % JPMorgan Enhanced Income Fund JPMorgan Enhanced Income Fund Class A 0.25 % Select 0.25 % Institutional 0.10 % JPMorgan Xxxxxxx Emerging Markets Debt Fund JPMorgan Emerging Markets Debt Fund Select 0.25 % JPMorgan Global Strategic Income Fund JPMorgan Global Strategic Income Fund Class A 0.25 % Class B 0.25 % Class C 0.25 % Select 0.25 % Institutional 0.10 % Class M 0.50 %
Fixed Income Funds. GuideStone Funds Money Market Fund GuideStone Funds Low-Duration Bond Fund GuideStone Funds Medium-Duration Bond Fund GuideStone Funds Global Bond Fund GuideStone Funds Strategic Alternatives Fund SELECT FUNDS – EQUITY FUNDS GuideStone Funds Defensive Market Strategies Fund GuideStone Funds Global Impact Fund GuideStone Funds Equity Index Fund GuideStone Funds Global Real Estate Securities Fund GuideStone Funds Value Equity Index Fund GuideStone Funds Value Equity Fund GuideStone Funds Growth Equity Index Fund GuideStone Funds Growth Equity Fund GuideStone Funds Small Cap Equity Fund GuideStone Funds International Equity Index Fund GuideStone Funds International Equity Fund GuideStone Funds Emerging Markets Equity Fund
