Fair Allocation Policy Sample Clauses

Fair Allocation Policy. The Financial Agent Group shall follow a trade allocation policy requiring fair allocation of trades and investment opportunities and that complies with the Investment Advisers Act of 1940 in all material respects. This policy shall require the Financial Agent Group to check the trades of an account against other accounts, including the TARP portfolio, to detect any potential instances of unfair allocations and front running.
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Fair Allocation Policy. BlackRock may not aggregate sales and purchase orders of securities placed with respect to the Facility with similar orders being made simultaneously for other accounts managed by BlackRock. • Certain Trading Restrictions – In order to minimize potential conflicts that may arise if the Facility were to transact directly with other BlackRock client accounts, transactions executed by Restricted Persons shall be executed with or through third-party broker-dealers or other intermediaries on a “blind” basis, unless otherwise agreed between the FRBNY and BlackRock. In executing these “blind” trades, portfolio managers for the Facility shall advise broker-dealers or other intermediaries not to disclose any counterparties to transactions so as to minimize conflicts. o No trades between the Facility and BlackRock or an Affiliate of BlackRock for purposes of the Investment Advisers Act of 1940, as amended (principal trades), shall be made without the prior consent of the Company. o Trades shall only be executed directly between the Facility and another BlackRock client account (cross trades) with the prior consent of the Company or in accordance with cross-trading practices and procedures that have been previously approved by the FRBNY.
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Fair Allocation Policy. BlackRock may not aggregate sales and purchase orders of securities placed with respect to the SOMA ACMBS Portfolio with similar orders being made simultaneously for other accounts managed by BlackRock.
Sample 1
Fair Allocation Policy. BlackRock may not aggregate sales and purchase orders of securities placed with respect to the SOMA ACMBS Portfolio with similar orders being made simultaneously for other accounts managed by BlackRock. • Certain Trading Restrictions – In order to minimize potential conflicts that may arise if the SOMA ACMBS Portfolio were to transact directly with other BlackRock client accounts, transactions executed by Restricted Persons shall be executed with or through third-party broker-dealers or other intermediaries on a “blind” basis, unless otherwise agreed between the FRBNY and BlackRock. In executing these “blind” trades, SOMA ACMBS Portfolio portfolio managers shall advise broker-dealers or other intermediaries not to disclose any counterparties to transactions so as to minimize conflicts. o No trades between the SOMA ACMBS portfolio and BlackRock or an affiliate of BlackRock for purposes of the Investment Advisers Act of 1940, as amended (principal trades) shall be made without the prior consent of the FRBNY. o Trades shall only be executed directly between the SOMA ACMBS Portfolio and another BlackRock client account (cross trades) with the prior consent of the FRBNY or in accordance with cross trading practices and procedures that have been previously approved by the FRBNY.
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Related to Fair Allocation Policy

  • Vacation Policy The Executive shall be entitled to a paid vacation of four weeks during each year of the Term.

  • Distribution Policy Notwithstanding any other provision of this Agreement, distributions will be made only to Member(s) with positive Adjusted Capital Account Balances (calculated following all allocations for the period ending immediately prior to the distribution) and then to each such Member only to the extent of such Member’s positive Adjusted Capital Account Balance.

  • Change in Credit and Collection Policy At least thirty (30) days prior to the effectiveness of any material change in or material amendment to the Credit and Collection Policy, a copy of the Credit and Collection Policy then in effect and a notice (A) indicating such change or amendment, and (B) if such proposed change or amendment would be reasonably likely to adversely affect the collectibility of the Receivables or decrease the credit quality of any newly created Receivables, requesting the Agent's consent thereto.

  • Credit and Collection Policy The Servicer has complied in all material respects with the Credit and Collection Policy with regard to each Pool Receivable and the related Contracts.

  • Union Policy Grievance The Union may institute a grievance consisting of an allegation of a general misinterpretation or a violation by the Employer of this Agreement in writing at Step Number 2 of the grievance procedure, providing that it is presented within ten (10) working days after the circumstances giving rise to the grievance have originated or occurred. However, it is expressly understood that the provisions of this clause may not be used to institute a grievance directly affecting an employee or employees which such employee or employees could themselves initiate as an individual or group grievance and the regular grievance procedure shall not be thereby bypassed.

  • Credit and Collection Policies Comply in all material respects with the Credit and Collection Policy in regard to each Pool Receivable and the related Contract.

  • Non-Discrimination Policy State-Federal Law

  • Cancellation Policy Client is responsible for payment of the agreed upon fee for any missed session(s). Client is also responsible for payment of the agreed upon fee for any session(s) for which Client failed to give Therapist at least 24 hours’ notice of cancellation. Cancellation notice should be left on Therapist’s voice mail at 925-322-1681.

  • Compliance with Credit and Collection Policy Such Seller Party has complied in all material respects with the Credit and Collection Policy with regard to each Receivable and the related Contract, and has not made any material change to such Credit and Collection Policy, except such material change as to which Agent and each Purchaser Agent have been notified in accordance with Section 7.1(a)(vii) and receipt Agent’s and each Purchaser Agent’s consent to the extent referenced therein.

  • Modifications to Contracts and Credit and Collection Policy Such Seller Party will not make any change to the Credit and Collection Policy that could adversely affect the collectibility of the Receivables or decrease the credit quality of any newly created Receivables. Except as provided in Section 7.2(d), the Servicer will not, and will not extend, amend or otherwise modify the terms of any Receivable or any Contract related thereto other than in accordance with the Credit and Collection Policy.

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