Expected Public Offering Price Sample Clauses

Expected Public Offering Price. 99.610% (plus accrued interest from August 25, 2011, if settlement occurs after that date) Expected Selling Concession: 0.15% Maturity: August 25, 2021 Interest Rate: 2.750% Interest Payment Dates: February 25 and August 25 of each year, commencing on February 25, 2012 Denominations: U.S.$1,000 or any integral multiple thereof Redemption Provisions: No early redemption unless certain events occur involving Canadian taxation Sinking Fund Provisions: None
Sample 1
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Expected Public Offering Price. 99.528% (plus accrued interest from July 21, 2010, if settlement occurs after that date) Expected Selling Concession: 0.100% Maturity: July 21, 2015 Interest Rate: 2.375% Interest Payment Dates: January 21 and July 21 of each year, commencing on January 21, 2011 Denominations: $5,000 and integral multiples of $1,000 in excess thereof Redemption Provisions: No early redemption unless certain events occur involving Canadian taxation Sinking Fund Provisions: None Applicable Time: 12:32 P.M. on July 13, 2010 Pricing Disclosure Package: Prospectus, dated June 6, 2002; Preliminary Prospectus Supplement, dated July 12, 2010; and Final Term Sheet, dated July 13, 2010 Selling Restrictions: The Designated Securities are offered for sale in North America, Europe and Asia in places where it is legal to make such offers. Each of the Underwriters severally represents and agrees that (i) it has only communicated or caused to be communicated and will only communicate or cause to be communicated any invitation or inducement to engage in investment activity (within the meaning of Section 21 of the Financial Services and Markets Xxx 0000, as amended (the “FSMA”)) received by it in connection with the issue and sale of the Designated Securities in circumstances in which Section 21(1) of the FSMA does not apply to Nova Scotia or any Underwriter; and (ii) it has complied and will comply with all applicable provisions of the FSMA (including any regulations made under the FSMA) with respect to anything done by it in relation to the Designated Securities in, from or otherwise involving the United Kingdom. In relation to each Member State of the European Economic Area which has implemented the Prospectus Directive (as defined below) (each, a “Relevant Member State”), each Underwriter represents and agrees that with effect from and including the date on which the Prospectus Directive was implemented in that Relevant Member State (the “Relevant Implementation Date”) it has not made and will not make an offer of any Designated Securities to the public in that Relevant Member State except that it may, with effect from and including the Relevant Implementation Date, make an offer of any Designated Securities to the public in that Relevant Member State at any time:
Sample 1
Expected Public Offering Price. 99.59% (plus accrued interest from January 26, 2007, if settlement occurs after that date) Expected Selling Concession: 0.167% Maturity: January 26, 2017 1 Interest Rate:5.125%
Sample 1
Expected Public Offering Price. 99.243% (plus accrued interest from May 5, 2004, if settlement occurs after that date) Expected Selling Concession: 0.200% Expected Reallowance: 0.150% Maturity: May 5, 2014 Interest Rate: 4.875% Interest Payment Dates: May 5 and November 5 of each year, commencing on November 5, 2004 Denominations: $5,000 and integral multiples of $1,000 in excess thereof Redemption Provisions: No early redemption unless certain events occur involving Canadian taxation Sinking Fund Provisions: None Selling Restrictions: The Designated Securities are offered for sale in North America, Europe and Asia in places where it is legal to make such offers. Each of the Underwriters severally represents and agrees that it has complied and will comply with all applicable provisions of the Financial Services and Markets Xxx 0000 with respect to anything done by it in relation to the Designated Securities in, from or otherwise involving the United Kingdom. Each of the Underwriters represents and agrees that it has not, directly or indirectly, offered or sold and will not, directly or indirectly, offer or sell in The Netherlands any of the Designated Securities to any persons other than persons who trade or invest in securities in the conduct of a profession or business (which includes banks, stockholders, insurance companies, pension funds, other institutional investors and finance companies and treasury departments of large enterprises). The Designated Securities have not been and will not be registered under the Securities and Exchange Law of Japan and offers and sales, direct or indirect, of Designated Securities may not be made in or to residents of Japan or to any persons for reoffering or resale, directly or indirectly, in Japan or to any resident of Japan except pursuant to an exemption from the registration requirements of the Securities and Exchange Law of Japan available thereunder and in compliance with other relevant laws of Japan. Underwriters: Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated, Citigroup Global Markets Inc., Deutsche Bank Securities Inc., National Bank Financial Inc., CIBC World Markets Corp., Credit Suisse First Boston LLC, Scotia Capital (USA) Inc., TD Securities (USA) Inc., RBC Capital Markets Corporation, ABN AMRO Incorporated, HSBC Securities (USA) Inc. and X.X. Xxxxxx Securities Inc. Representative: Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated Notices: All communications to the following Underwriters hereunder and under the Underwriting Agreem...
Sample 1
Expected Public Offering Price. 99.784% plus accrued interest, if any, from July 6, 2018 Maturity Date: July 6, 2025 Interest Rate: 2.600% Interest Payment Dates: January 6 and July 6 of each year, commencing January 6, 2019 Denominations: CAN$5,000 and in multiples of CAN$1,000 in excess thereof Redemption Provisions: No early redemption unless certain events occur involving Canadian taxation Sinking Fund Provisions: None Applicable Time: 12:22 PM (New York time) on June 28, 2018 Pricing Disclosure Package: Prospectus, dated September 11, 2017, Preliminary Prospectus Supplement, filed with the SEC on June 27, 2018, and Final Term Sheet, dated June 28, 2018 Selling Restrictions: The Designated Securities are offered for sale in places where it is legal to make such offers. European Economic Area Each underwriter has represented and agreed that it has not offered, sold or otherwise made available and will not offer, sell or otherwise make available any Designated Securities to any retail investor in the European Economic Area (“EEA”). For the purposes of this provision:
Sample 1
Expected Public Offering Price. 99.900% plus accrued interest, if any, from April 13, 2023 Maturity Date: April 13, 2028 Interest Rate: 3.625% Interest Payment Dates: April 13 and October 13 of each year, commencing October 13, 2023 Denominations: U.S.$5,000 and in multiples of U.S.$1,000 in excess thereof Redemption Provisions: No early redemption unless certain events occur involving Canadian taxation Sinking Fund Provisions: None Applicable Time: 11:50 AM (New York time) on April 5, 2023 Pricing Disclosure Package: Prospectus, dated September 11, 2017, Preliminary Prospectus Supplement, filed with the SEC on April 5, 2023, and Final Term Sheet, dated April 5, 2023 Selling Restrictions: The Designated Securities are offered for sale in places where it is legal to make such offers. European Economic Area Each Underwriter, on behalf of itself and each of its affiliates that participate in the initial distribution of the Designated Securities, severally represents and agrees that it has not offered, sold or otherwise made available and will not offer, sell or otherwise make available any Designated Securities to any retail investor in the European Economic Area (“EEA”). For the purposes of this provision:
Sample 1

Related to Expected Public Offering Price

  • Qualified Public Offering The term “Qualified Public Offering” means a firm commitment underwritten public offering with gross proceeds to the Corporation of at least US$10,000,000 (prior to any payment of any underwriter discounts and commissions) pursuant to a registration statement filed under the U.S. Securities Act.

  • Public Offering Price Except as otherwise noted in the Issuer’s current Prospectus and/or Statement of Additional Information, all shares sold to investors by Distributors or the Issuer will be sold at the public offering price. The public offering price for all accepted subscriptions will be the net asset value per share, as determined in the manner described in the Issuer’s current Prospectus and/or Statement of Additional Information, plus a sales charge (if any) described in the Issuer’s current Prospectus and/or Statement of Additional Information. The Issuer shall in all cases receive the net asset value per share on all sales. If a sales charge is in effect, Distributors shall have the right subject to such rules or regulations of the Securities and Exchange Commission as may then be in effect pursuant to Section 22 of the Investment Company Act of 1940 to pay a portion of the sales charge to dealers who have sold shares of the Issuer. If a fee in connection with shareholder redemptions is in effect, the Issuer shall collect the fee and, unless otherwise agreed upon by the Issuer and Distributors, the Issuer shall be entitled to receive all of such fees.

  • Offering Price Shares of any class of the Fund offered for sale by you shall be offered for sale at a price per share (the "offering price") approximately equal to (a) their net asset value (determined in the manner set forth in the Fund's charter documents) plus (b) a sales charge, if any and except to those persons set forth in the then-current prospectus, which shall be the percentage of the offering price of such Shares as set forth in the Fund's then-current prospectus. The offering price, if not an exact multiple of one cent, shall be adjusted to the nearest cent. In addition, Shares of any class of the Fund offered for sale by you may be subject to a contingent deferred sales charge as set forth in the Fund's then-current prospectus. You shall be entitled to receive any sales charge or contingent deferred sales charge in respect of the Shares. Any payments to dealers shall be governed by a separate agreement between you and such dealer and the Fund's then-current prospectus.

  • Annual Registered Public Accounting Firm Attestation (a) On or before March 30th of each year, beginning March 30, 2020, the Servicer shall cause a registered public accounting firm, which may also render other services to the Servicer or to its Affiliates, to furnish to the Issuer, with a copy to the Indenture Trustee, each attestation report on assessments of compliance with the Servicing Criteria with respect to the Servicer or any Affiliate thereof during the related fiscal year delivered by such accountants pursuant to paragraph (c) of Rule 13a-18 or Rule 15d-18 of the Exchange Act and Item 1122 of Regulation AB. The certification required by this paragraph may be replaced by any similar certification using other procedures or attestation standards which are now or in the future in use by servicers of comparable assets, or which otherwise comply with any rule, regulation, “no action” letter or similar guidance promulgated by the Commission.

  • No Public Offering No "offer of securities to the public," within the meaning of Spanish law, has taken place or will take place in the Spanish territory in connection with the Restricted Stock Units. The Plan, the Agreement (including this Addendum) and any other documents evidencing the grant of the Restricted Stock Units have not, nor will they be registered with the Comisión Nacional del Xxxxxxx de Valores (the Spanish securities regulator) and none of those documents constitute a public offering prospectus. SWITZERLAND

  • Not a Public Offering If you are resident outside the U.S., the grant of the Restricted Stock Units is not intended to be a public offering of securities in your country of residence (or country of employment, if different). The Company has not submitted any registration statement, prospectus or other filings with the local securities authorities (unless otherwise required under local law), and the grant of the Restricted Stock Units is not subject to the supervision of the local securities authorities.

  • Subsidiary Public Offering If, after an initial Public Offering of the common equity securities of one of its Subsidiaries, the Company distributes securities of such Subsidiary to its equityholders, then the rights and obligations of the Company pursuant to this Agreement will apply, mutatis mutandis, to such Subsidiary, and the Company will cause such Subsidiary to comply with such Subsidiary’s obligations under this Agreement as if it were the Company hereunder.

  • Closing Price Closing Price shall mean the last reported market price for one share of Common Stock, regular way, on the New York Stock Exchange (or any successor exchange or stock market on which such last reported market price is reported) on the day in question. If the exchange is closed on the day on which the Closing Price is to be determined or if there were no sales reported on such date, the Closing Price shall be computed as of the last date preceding such date on which the exchange was open and a sale was reported.

  • Participation in Public Offering No Shareholder may participate in any Public Offering hereunder unless such Shareholder (a) agrees to sell such Shareholder’s Registrable Securities on the basis provided in any underwriting arrangements approved by the Persons entitled hereunder to approve such arrangements and (b) completes and executes all questionnaires, powers of attorney, indemnities, underwriting agreements and other documents reasonably required under the terms of such underwriting arrangements and the provisions of this Agreement in respect of registration rights.

  • Trading of the Public Securities on the Nasdaq Capital Market As of the Effective Date and the Closing Date, the Public Securities will have been authorized for listing on the Nasdaq Capital Market and no proceedings have been instituted or threatened which would effect, and no event or circumstance has occurred as of the Effective Date which is reasonably likely to effect, the listing of the Public Securities on the Nasdaq Capital Market.

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