Selling Restrictions definition

Selling Restrictions. There are restrictions on the offer, sale and transfer of the Notes in the United States (as to which see below), the European Economic Area, the United Kingdom, Japan, Hong Kong, Singapore and the Chinese Mainland and such other restrictions as may be required in connection with the offering and sale of a particular Tranche of Notes, see “Subscription and Sale”. United States Selling Restrictions: Regulation S (Category 1 or 2), as specified in the applicable Pricing Supplement. TEFRA C, TEFRA D or TEFRA not applicable, as specified in the applicable Pricing Supplement.
Selling Restrictions means the selling restrictions set out in Schedule 4;
Selling Restrictions. The Designated Securities are offered for sale in places where it is legal to make such offers. European Union Public Offering Selling Restrictions Under the Prospectus Directive In relation to each Member State of the European Economic Area which has implemented the Prospectus Directive (as defined below) (each, a “Relevant Member State”), each Underwriter, on behalf of itself and each of its affiliates that participate in the initial distribution of the Designated Securities, severally represents and agrees that with effect from and including the date on which the Prospectus Directive was implemented in that Relevant Member State (the “Relevant Implementation Date”) it has not made and will not make an offer of any Designated Securities which are the subject of the offering contemplated by the prospectus supplement relating to the Designated Securities (the “Prospectus Supplement”) and the accompanying Prospectus, to the public in that Relevant Member State other than:

Examples of Selling Restrictions in a sentence

  • Each financial intermediary using the Base Prospectus must ensure that it observes all applicable laws and complies with the Selling Restrictions and the Terms and Conditions.

  • Selling Restrictions Any Products purchased by any person for resale may not be offered in any jurisdiction in circumstances which would result in the Issuer being obliged to register any further documentation relating to this Product in such jurisdiction.

  • For a description of certain restrictions on offers and sales of Securities, see "General Information relating to the Programme and the Securities - Subscription and Sale and Transfer and Selling Restrictions" in the Base Prospectus.

  • U.S. Selling Restrictions: Not applicable - the Securities may not be legally or beneficially owned by or transferred to any U.S. person at any time.

  • Paragraph 4(i)(b) of Schedule 1 ( Selling Restrictions – Prohibition of Sales to Retail Investors) shall be amended by deleting the words “Directive 2002/92/EC” and replacing them with the words “Directive (EU) 2016/97”.


More Definitions of Selling Restrictions

Selling Restrictions means the restrictions described in Section 6(b) of this Plan.
Selling Restrictions means the selling restrictions set out in Schedule 9;
Selling Restrictions. There are restrictions on the sale of the Notes and the distribution of offering materials in various jurisdictions, including the United Kingdom, the United States, the EEA and such other restrictions as may be required in connection with a particular issue. See "Subscription and Sale". The Notes and the NATIXIS Guarantee may not be offered, sold, pledged or otherwise transferred except in an "offshore transaction" (as such term is defined in Regulation S) to or for the account or benefit of a Permitted Transferee. “Permitted Transferee” means any person who is not: (a) a U.S. person as defined in Rule 902(k)(1) of Regulation S; or (b) a person who comes within any definition of U.S. person for the purposes of the United States Commodity Exchange Act of 1936, as amended (the CEA) or any rule thereunder (a CFTC Rule), guidance or order proposed or issued under the CEA (for the avoidance of doubt, any person who is not a "Non-United States person" as such term is defined under CFTC Rule 4.7(a)(1)(iv), but excluding, for purposes of subsection (D) thereof, the exception for qualified eligible persons who are not "Non-United States persons", shall be considered a U.S. person). See "Transfer Restrictions". Bearer and Exchangeable Bearer Notes will be issued in compliance with U.S. Treas. Reg. §1.163-5(c)(2)(i)(D) (or any successor U.S. Treasury regulation section including, without limitation, regulations issued in accordance with United States Internal Revenue Service Notice 2012-20 or otherwise in connection with the United States Hiring Incentives to Restore Employment Act of 2010) (the “D Rules”) unless (i) the relevant Final Terms state that Notes are issued in compliance with U.S. Treas. Reg. §1.163-5(c)(2)(i)(C) (or any successor U.S. Treasury regulation section including, without limitation, regulations issued in accordance with United States Internal Revenue Service Notice 2012-20 or otherwise in connection with the United States Hiring Incentives to Restore Employment Act of 2010) (the “C Rules”) or (ii) the Notes are issued other than in compliance with the D Rules or the C Rules but in circumstances in which the Notes will not constitute "registration required obligations" under the U.S. Tax Equity and Fiscal Responsibility Act of 1982 (“TEFRA”).
Selling Restrictions. There are restrictions on the offer, sale and transfer of the Notes in the United States (as to which see below), the European Economic Area, the United Kingdom, Japan, Hong Kong, the Chinese mainland and Singapore and such other restrictions as may be required in connection with the offering and sale of a particular Tranche of Notes, see “Subscription and Sale”.
Selling Restrictions means the restrictions imposed by the Issuer on any offer for, or actual sale, transfer or disposal of, the Sukuk Murabahah as set out in the Second Schedule; Series means the different series of Sukuk Murabahah in a Class under the Sukuk Murabahah Programme to be identified prior to each issuance and are identified first by Class (whereby at all times the senior Class will take priority over the junior Class) and then numerically in ascending order of maturity as set out in the Issue Request or other relevant documents; Servicer means RCE MARKETING SDN BHD (Company No. 78009-K), a company incorporated in Malaysia and having its registered office at 2-01, Block B, Amcorp Tower, Amcorp Trade Centre, Xx. 00, Xxxxx Xxxxxxxxx Xxxxx, 00000 Xxxxxxxx Xxxx, Xxxxxxxx Darul Ehsan in its capacity as the servicer; Servicer Default has the meaning as ascribed thereto in the Servicing Agreement; Servicer Fee Has the meaning as ascribed thereto in the Servicing Agreement;
Selling Restrictions. The United States, the Public Offer Selling Restriction under the Prospectus Directive, the United Kingdom, the British Virgin Islands, Hong Kong, Japan and Singapore. See “Subscription and Sale”. DSB, DSMFL and DSSFL are Category 2 for the purposes of Regulation S under the United States Securities Act of 1933, as amended. The Notes will be issued in compliance with US Treas. Reg. §1.163- 5(c)(2) (i)(D) (the “D Rules”) unless (i) the relevant Pricing Supplement states that Notes are issued in compliance with US Treas. Reg. §1.163- 5(c)(2)(i)(C) (the “C Rules”) or (ii) the Notes are issued other than in compliance with the D Rules or the C Rules but in circumstances in which the Notes will not constitute “registration required obligations” under the United States Tax Equity and Fiscal Responsibility Act of 1982 (“TEFRA”), which circumstances will be referred to in the relevant Pricing Supplement as a transaction to which TEFRA is not applicable.
Selling Restrictions. U.S.: SEC; Customary selling restrictions in UK, EEA, Canada, Italy, Japan, Hong Kong, France, Malaysia, Singapore, Switzerland and Taiwan and as more fully set out in the Documentation.