Rules and Regulations definition

Rules and Regulations means the rules and regulations of the Commission.
Rules and Regulations means the published rules and regulations of the Commission promulgated under the Securities Act or the Exchange Act, as in effect at any relevant time.
Rules and Regulations means the rules and regulations of the Commission adopted under the Act.

Examples of Rules and Regulations in a sentence

  • Each of the Registration Statement and any post-effective amendment thereto, at the time it became effective, complied in all material respects with the Securities Act and the applicable Rules and Regulations and did not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein not misleading.

  • The Base Prospectus, and the Final Prospectus, each as of its respective date, comply or will comply in all material respects with the Securities Act and the applicable Rules and Regulations.

  • Please refer to Personnel Rules and Regulations Section 6: Attendance and Hours of Work.

  • The Company will make generally available (which includes filings pursuant to the Exchange Act made publicly through the ▇▇▇▇▇ system) to its security holders as soon as practicable, but in any event not later than 16 months after the end of the Company’s current fiscal year, an earnings statement (which need not be audited) covering a 12-month period that shall satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 of the Rules and Regulations.

  • To the Company’s knowledge, PricewaterhouseCoopers LLP, the accounting firm that audited the financial statements of the Company set forth in the Registration Statement, the General Disclosure Package and Prospectus, is an independent registered accounting firm as required by the Securities Act and the Securities Act Rules and Regulations and the rules and regulations of the Public Company Accounting Oversight Board.


More Definitions of Rules and Regulations

Rules and Regulations means, collectively, the 1933 Act Rules and Regulations and the 1940 Act Rules and Regulations.
Rules and Regulations means the rules, regulations, practices, classifications, exceptions, and conditions that the Company must observe when providing service.
Rules and Regulations means the rules and regulations for the time being applicable to, amongst others, exhibitors at the Exhibition Centre made by the Exhibition Centre Operator.
Rules and Regulations means the rules and regulations on the Exhibition and Exhibition Venue in writing served on the Exhibitor.
Rules and Regulations shall have the meaning specified in Section 3.01(i).
Rules and Regulations means the rules and regulations for the time being applicable to, amongst others, exhibitors at the Exhibition Center made by the Exhibition Center Operator.
Rules and Regulations means the rules and regulations of the SEC;