Rules and Regulations definition

Rules and Regulations means the rules and regulations of the Commission.

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Rules and Regulations means the published rules and regulations of the Commission promulgated under the Securities Act or the Exchange Act, as in effect at any relevant time.

Rules and Regulations means, collectively, the 1933 Act Rules and Regulations and the 1940 Act Rules and Regulations.

Examples of Rules and Regulations in a sentence

Each of the Registration Statement and any post-effective amendment thereto, at the time it became effective, complied in all material respects with the Securities Act and the applicable Rules and Regulations and did not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein not misleading.
If the Company has omitted any information from the Registration Statement pursuant to Rule 430B of the Rules and Regulations, the Company will comply with the provisions of and make all requisite filings with the Commission pursuant to said Rule 430B and notify the Sales Agents promptly of all such filings if not available on EDGAR.
The Final Prospectus, as of its date, complied or will comply in all material respects with the Securities Act and the applicable Rules and Regulations.
Subject to the terms of the Placement Notice, the Designated Agent may sell Placement Shares by any method permitted by law deemed to be an “at the market offering” as defined in Rule 415(a)(4) of the Rules and Regulations, including sales made directly on or through the Exchange or any other existing trading market for the Common Stock, in negotiated transactions at market prices prevailing at the time of sale or at prices related to such prevailing market prices and/or any other method permitted by law.
In no event shall the Indenture Trustee have any responsibility or liability in connection with any filing required to be made by a securitizer under the Repurchase Rules and Regulations.

More Definitions of Rules and Regulations

Rules and Regulations means the rules, regulations, practices, classifications, exceptions, and conditions that the Company must observe when providing service.

Rules and Regulations means the rules and regulations for the time being applicable to, amongst others, exhibitors at the Exhibition Centre made by the Exhibition Centre Operator.

Rules and Regulations means the rules and regulations on the Exhibition and Exhibition Venue in writing served on the Exhibitor.

Rules and Regulations means the rules and regulations promulgated under the Securities Act.

Rules and Regulations shall have the meaning specified in Section 3.01(i).

Rules and Regulations means the rules and regulations for the time being applicable to, amongst others, exhibitors at the Exhibition Center made by the Exhibition Center Operator.

Rules and Regulations means the rules and regulations of the Commission under the Act.