Rules and Regulations definition

Rules and Regulations means the rules and regulations of the Commission.
Rules and Regulations means the published rules and regulations of the Commission promulgated under the Securities Act or the Exchange Act, as in effect at any relevant time.
Rules and Regulations means, collectively, the 1933 Act Rules and Regulations and the 1940 Act Rules and Regulations.

Examples of Rules and Regulations in a sentence

  • The Base Prospectus, and the Final Prospectus, each as of its respective date, comply or will comply in all material respects with the Securities Act and the applicable Rules and Regulations.

  • It will comply with the Securities Act and the Rules and Regulations, the Exchange Act and the rules and regulations thereunder and the Trust Indenture Act and the rules and regulations thereunder so as to permit the completion of the distribution of the Offered Notes as contemplated in this Agreement, the Sale and Servicing Agreement, the Purchase Agreement, the Indenture, the Trust Agreement, the Registration Statement, any Free Writing Prospectus and the Prospectus.

  • Each of the Registration Statement and any post-effective amendment thereto, at the time it became effective, complied in all material respects with the Securities Act and the applicable Rules and Regulations and did not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein not misleading.


More Definitions of Rules and Regulations

Rules and Regulations means the rules, regulations, practices, classifications, exceptions, and conditions that the Company must observe when providing service.
Rules and Regulations means the rules and regulations for the time being applicable to, amongst others, exhibitors at the Exhibition Centre made by the Exhibition Centre Operator.
Rules and Regulations means the rules and regulations on the Exhibition and Exhibition Venue in writing served on the Exhibitor.
Rules and Regulations means the rules and regulations promulgated under the Securities Act.
Rules and Regulations shall have the meaning specified in Section 3.01(i).
Rules and Regulations means the rules and regulations for the time being applicable to, amongst others, exhibitors at the Exhibition Center made by the Exhibition Center Operator.
Rules and Regulations means the rules and regulations of the Commission under the Act.