Breach; Security Interest. Whenever in your discretion you consider it necessary for your protection, or for the protection of the Customer’s Introducing Broker or in the event of, but not limited to; (i) any breach by the Customer of this or any other agreement with you or (ii) the Customer's failure to pay for securities and other property purchased or to deliver securities and other property sold, you may sell any or all securities and other property held in any of the Customer's accounts (either individually or jointly with others), cancel or complete any open orders for the purchase or sale of any securities and other property, and/or borrow or buy-in any securities and other property required to make delivery against any sale, including a short sale, effected for the Customer, all without notice or demand for deposit of collateral, other notice of sale or purchase, or other notice or advertisement, each of which is expressly waived by the Customer, and/or you may require the Customer to deposit cash or adequate collateral to the Customer's account prior to any settlement date in order to assure the performance or payment of any open contractual commitments and/or unsettled transactions. You have the right to refuse to execute securities transactions for the Customer at any time and for any reason. Any and all securities and other property belonging to the Customer or in which the Customer may have an interest held by you or carried in any of the Customer's accounts with you (either individually or jointly with others) shall be subject to a first and prior security interest and lien for the discharge of the Customer's obligations to you, wherever or however arising and without regard to whether or not you have made advances with respect to such securities and other property, and you are hereby authorized to sell and/or purchase any and all securities and other property in any of the Customer's accounts, and/or to transfer any such securities and other property among any of the Customer's accounts to the fullest extent of the law and without notice where allowed. The losses, costs and expenses, including but not limited to reasonable attorneys' fees and expenses, incurred and payable or paid by you in the (i) collection of a debit balance and/or any unpaid deficiency in the accounts of the Customer with you or (ii) defense of any matter arising out of the Customer’s securities transactions, shall be payable to you by the Customer. The Customer understands that because of circums...
Breach; Security Interest. Any of the Customer’s accounts shall be subject to a first and prior lien and security interest for the discharge of any and all of the obligations of the Customer to Robinhood. As further explained below, Robinhood is hereby authorized to sell and/or purchase any and all securities and other property in any of the Customer’s accounts, and/or to transfer any such securities and other property among any of the Customer’s accounts, to the fullest extent allowed by law, without notice to the Customer,
Breach; Security Interest. Whenever in your discretion you consider it necessary for your protection, or for the protection of the Customer’s Introducing Broker or in the event of, but not limited to; (i) any breach by the Customer of this or any other agreement with you or (ii) the Customer's failure to pay for securities and other property purchased or to deliver securities and other property sold, you may sell any or all securities and other property held in any of the Customer's accounts (either individually or jointly with others), cancel or complete any open orders for the purchase or sale of any securities and other property, and/or borrow or buy-in any securities and other property required to make delivery against any sale, including a short sale, effected for the Customer, all without notice or demand for deposit of collateral, other notice of sale or purchase, or other notice or advertisement, each of which is expressly waived by the Customer, and/or you may require the Customer to deposit cash or adequate collateral to the Customer's account prior to any settlement date in order to assure the performance or payment of any open contractual commitments and/or unsettled transactions. You have the right to refuse to execute securities títulos, mercadorias ou outras propriedades de todo tipo e natureza e todos os contratos e opções relacionados a eles, seja para entrega presente ou futura. 3. Definições objetivas de investimento. "Preservação do Capital" - uma estratégia de investimento conservadora caracterizada pelo desejo de evitar riscos de perdas; "Xxxxx" - estratégia focada xx xxxxx atual do que a valorização do capital; "Crescimento" - investir em ações com xxxxxx ganhos e/ou crescimento de receita ou potencial; "Especulação" - assumindo riscos maiores, geralmente por negociação frequente, com esperança de ganho acima da média. Todas as estratégias envolvem diversos tipos e níveis xx xxxxx, os mais comuns são mercado, crédito, inflação, negócios e taxa xx xxxxx. 4. Violação; Interesse de segurança. Sempre que em seu critério você considerar necessário para a sua proteção, ou para a proteção do Corretor De Introdução do Cliente ou no caso de, mas não limitado a; (i)qualquer violação pelo Cliente deste ou de qualquer outro acordo com você ou (ii) a falha do Cliente em pagar por títulos e outros bens comprados ou entregar títulos e outros bens vendidos, você pode vender qualquer ou todos os títulos e outros bens mantidos em qualquer xxx xxx contas do Cliente (individual o...
Breach; Security Interest. Whenever in Clearing Broker’s discretion Clearing Broker consider it necessary for Clearing Broker’s protection, or for the protection of the Customer’s Introducing Broker or in the event of, but not limited to; (i) any breach by the Customer of this or any other agreement with Clearing Broker or (ii) the Customer's failure to pay for securities and other property purchased or to deliver securities and other property sold, Clearing Broker may sell any or all securities and other property held in any of the Customer's accounts (either individually or jointly with others), cancel or complete any open orders for the purchase or sale of any securities and other property, and/or borrow or buy-in any securities and other property required to make delivery against any sale, including a short sale, effected for the Customer, all without notice or demand for deposit of collateral, other notice of sale or purchase, or other notice or advertisement, each of which is expressly waived by the Customer, and/or Clearing Broker may require the Customer to deposit cash or adequate collateral to the Customer's account prior to any settlement date in order to assure the performance or payment of any open contractual commitments and/or unsettled transactions. Clearing Broker has the right to refuse to execute securities transactions for the Customer at any time and for any reason. Any and all securities and other property belonging to the Customer or in which the Customer may have an interest held by Clearing Broker or carried in any of the Customer's accounts with Clearing Broker (either individually or jointly with others) shall be subject to a first and prior security interest and lien for the discharge of the Customer's obligations to Clearing Broker, wherever or however arising and without regard to whether or not 40947/1
Breach; Security Interest. Whenever in its discretion Atomic Brokerage considers it necessary for Atomic Brokerage’s or your protection or in the event of, but not limited to; (i) any breach by you of this or any other agreement with Atomic Brokerage or its affiliates or (ii) your failure to pay for securities and other property purchased or to deliver securities and other property sold, Atomic Brokerage may sell any or all securities and other property held in any of your Accounts or accounts held with any of our Affiliates (either individually or jointly with others), cancel or complete any open orders for the purchase or sale of any securities and other property, or borrow or buy any securities and other property required to make delivery against any sale, including a short sale, effected for you, all without notice or demand for deposit of collateral, other notice of sale or purchase, or other notice or advertisement, each of which you expressly waive. Further, Atomic Brokerage may require you to deposit cash or adequate collateral to your Account prior to any settlement date to assure the performance or payment of any open contractual commitments or unsettled transactions in accordance with rules and regulations promulgated by the SEC, the Board of Governors of the Federal Reserve System, the New York Stock Exchange, Financial Industry Regulatory Authority (“FINRA”) or any other regulatory agency, to whose jurisdiction Atomic Brokerage may be subject or in our sole discretion. Atomic Brokerage has the right to refuse to execute securities transactions for you at any time and for any reason. Any and all securities and other property now or hereafter held, carried, or maintained by Atomic Brokerage in or for any of your Accounts (either individually or jointly with others), now or hereafter opened, including any accounts in which you may have an interest, shall be subject to a first and prior lien and security interest for the discharge of all of your obligations to Atomic Brokerage, whenever or however arising and without regard to whether or not Atomic Brokerage has made advances with respect to such securities and other property, and Atomic Brokerage is hereby authorized to sell or purchase any and all securities and other property in any of your Accounts, or to transfer any such securities and other property among any of your Accounts, to the fullest extent allowed by law and without notice where allowed by law. Atomic Brokerage shall have the right to transfer securities and...
