Anti-Money Laundering Obligations. Broker hereby agrees and acknowledges that it is obligated to and hereby represents and warrants that it now does and will continue to comply with anti-money laundering laws and regulations, including any future obligations that may be imposed on Broker by laws or regulations, to know its customers, their source and use of funds, and to monitor for and identify suspicious activity.
Anti-Money Laundering Obligations. Pershing hereby agrees and acknowledges that it is obligated to comply with anti-money laundering laws and regulations, including any future obligations that may be imposed on Pershing, and that it is responsible to combat money laundering and terrorist financing. Pershing shall (1) make available to Broker such information as it may from time to time recognize as potentially useful through use of Pershing’s various interdiction monitoring tools to assist Broker in detecting possible money laundering and terrorist financing schemes, and (2) conduct various manual and systematic screenings to assist Broker in order to detect suspicious activity and OFAC and other government list violations. The actual systems and tools used for these purposes may vary from time to time, at Pershing’s discretion.
Anti-Money Laundering Obligations. To ensure compliance with applicable statutory requirements relating to anti-money laundering and anti-terrorism initiatives, we reserve the right to request such evidence as is necessary to verify the identity, address, and source of funds from the Subscriber. Depending on the circumstances of the Subscriber and our anti-money laundering policies and procedures or of any third-party administrator that may perform anti-money laundering (“AML”) and know-your-customer (“KYC”) compliance on behalf of us, if utilized by us, a more detailed verification might be required. Further, neither (i) the Subscriber, (ii) any person controlling or controlled by the Subscriber (if the Subscriber is a privately-held entity), (iii) any person having a beneficial interest in the Subscriber, nor (iv) any person for whom the Subscriber is acting as agent or nominee in connection with the purchase of Securities, is:
Anti-Money Laundering Obligations. 14.1 ICML has a duty under anti-money laundering legislation to report to the appropriate authorities if it knows, or has reasonable cause to suspect, that any Members, or anyone connected with the Scheme’s Members, are or have been involved in money laundering activities. Failure on ICML’s part to make a report where it has knowledge or reasonable grounds for suspicion would constitute a criminal offence.
Anti-Money Laundering Obligations. In accordance with our obligations under the Money Laundering, Terrorist Financing and Transfer of Funds (Information on Payer) Regulations 2017 and related legislation, you must provide us with sufficient information to enable us to satisfy ourselves as to your identity. You understand that we are obliged to report any knowledge or suspicion of money laundering.
Anti-Money Laundering Obligations. 12.1 Lending Crowd, the Trustee, and certain persons as Investors who hold or propose to hold Loan Notes in Loans to you as Borrower and as may be guaranteed by you as Guarantor (Affected Investors) may have initial or ongoing customer due diligence and other obligations under the Anti-Money Laundering and Countering Financing of Terrorism Act 2009 (NZ) (or equivalent legislation in other countries) and related regulatory directives or guidelines. The Borrower and any Guarantor agree promptly on request by Lending Crowd to provide it with any information and documents that are reasonably required to enable Lending Crowd, the Trustee, or any Affected Investor to comply with those obligations. The Borrower and any Guarantor authorise Lending Crowd and the Trustee to disclose any information or documents it holds about you (including any information or documents the Borrower and any Guarantor provide to Lending Crowd under this clause 12.1) to any Affected Investor for this purpose. No Investor is otherwise entitled to any information which would enable the Investor to identify the Borrower or any Guarantor.
Anti-Money Laundering Obligations. To ensure compliance with applicable statutory requirements relating to anti-money laundering and anti-terrorism initiatives, we reserve the right to request such evidence as is necessary to verify the identity and address from the Subscriber. Depending on the circumstances of the Subscriber and our anti-money laundering policies and procedures or of any third-party administrator that may perform anti-money laundering (“AML”) and know-your-customer (“KYC”) compliance on behalf of us, if utilized by us, a more detailed verification might be required. Further, neither (i) the Subscriber, (ii) any person controlling or controlled by the Subscriber (if the Subscriber is a privately-held entity), (iii) any person having a beneficial interest in the Subscriber, nor (iv) any person for whom the Subscriber is acting as agent or nominee in connection with the purchase of Securities, is:
Anti-Money Laundering Obligations. Introducing Firm hereby agrees and acknowledges that it is obligated to and hereby represents and warrants that it now does and will continue to comply with anti-money laundering laws and regulations, including any future obligations that may be imposed on Introducing Firm by Applicable Law, to know its customers, their source and use of funds, and to monitor for and identify suspicious activity.
Anti-Money Laundering Obligations. The two parties shall fulfill their anti-money laundering obligations in accordance with the laws and regulations such as “People’s Republic of China Anti-money Laundering Law” and “Financial Institutions Customer Identification and Customer Identity Data and transaction Records Preservation Management Measures” and the two parties shall provide mutual assistance to each other in carrying out anti-money laundering;
Anti-Money Laundering Obligations. Fortis hereby agrees and acknowledges that it is obligated to comply with anti-money laundering law and regulation, including any future obligations that may be imposed on Fortis, and that it is responsible to combat money laundering and terrorist financing. Fortis shall (1) make available to Broker such information as it may from time to time recognize as potentially useful through use of Fortis's various interdiction monitoring tools to help Broker detect possible money laundering and terrorist financing schemes, and (2) conduct various manual and systematic screenings to assist Broker in order to detect suspicious activity and OFAC and other government list violations. The actual systems and tools used for these purposes may vary from time to time, at Fortis's discretion.
