UK Prospectus Regulation Rules definition

UK Prospectus Regulation Rules means the prospectus regulation rules made by the FCA under Section 73A of FSMA;
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UK Prospectus Regulation Rules means the prospectus regulation rules made by the FCA under section 73A of FSMA.
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UK Prospectus Regulation Rules means the prospectus regulation rules made by the FCA under Section 73A of FSMA; “UK Securities Laws” means the UK Prospectus Regulation Rules, the UK Listing Rules, UK MAR, the UK DTRs, FSMA, the FSA and the Criminal Justice Act 2003 (each as amended from time to time) and all other applicable listing and disclosure requirements to which Yamana is subject by virtue of the listing of the Yamana Shares on the standard segment of the Main Market of the LSE; “United States” or “U.S.” means the United States of America, its territories and possessions, any State of the United States and the District of Columbia; “U.S. Exchange Act” means the U.S. Securities Exchange Act of 1934, as amended from time to time and the rules and regulations of the SEC promulgated thereunder; “U.S. Securities Act” means the U.S. Securities Act of 1933, as amended from time to time and the rules and regulations of the SEC promulgated thereunder; “U.S. Securities Laws” means the U.S. Securities Act, the U.S. Exchange Act and all other applicable U.S. federal securities laws; “Yamana Acquisition Proposal” means, other than the transactions contemplated by this Agreement and other than any transaction involving only Yamana and/or one or more of its wholly-owned Subsidiaries, any offer, proposal, expression of interest or inquiry from, or public announcement of intention by, any Person or group (as defined in Section 13(d) of the U.S. Exchange Act) of Persons (other than Gold Fields or any affiliate of Gold Fields), whether or not in writing and whether or not delivered to Yamana Shareholders, relating to: (a) any acquisition or purchase (or any lease, joint venture or any other arrangement having the same economic effect as an acquisition or purchase), direct or indirect, through one or more transactions, of (i) the assets of Yamana and/or one or more of its Subsidiaries that, individually or in the aggregate, constitute 20% or more of the consolidated assets of Yamana and its Subsidiaries, taken as a whole, or which contribute 20% or more of the consolidated revenue of Yamana and its Subsidiaries, taken as a whole (in each case, determined based upon the most recent publicly available consolidated financial statements of Yamana), or (ii) 20% or more of any voting or equity securities of Yamana or 20% or more of any voting or equity securities of any one or more of Yamana’s Subsidiaries that, individually or in the aggregate, contribute 20% or more of the consolidated revenues or const...
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Examples of UK Prospectus Regulation Rules in a sentence

  • Save as required by the UK Prospectus Regulation Rules, the Listing Rules and the Disclosure and Transparency Rules as set out in the Financial Conduct Authority's Handbook, BNPP, BNPP B.V. and the Group undertake no obligation to update publicly any of them in light of new information or future events.PRESENTATION OF FINANCIAL INFORMATION Most of the financial data presented, or incorporated by reference, in this Base Prospectus are presented in euros.

  • Exemption from the EU Prospectus Regulation and UK Prospectus Regulation Rules To the extent offers to purchase Shares under the Plan are offers of securities to the public in the EU/EEA, the Issuer can claim an exemption from the obligation to publish a prospectus which meets the requirements set forth in Regulation (EU) 2017/1129 of the European Parliament and of the Council of 14 June 2017 (the “Prospectus Regulation”).

  • Such a supplement will be subject to approval by the JSE in accordance with the JSE Listings Requirements and the FCA in accordance with the UK Prospectus Regulation Rules, and will be made public in accordance with the relevant provisions of the JSE Listings Requirements and the UK Prospectus Regulation Rules.

  • In particular, any holder of the shares of Class A common stock that is located in the United Kingdom may not be able to purchase further shares of Class A common stock in any such offering, unless a prospectus complying with the UK Prospectus Regulation and the UK Prospectus Regulation Rules has been approved by the FCA in accordance with section 87A of the FSMA and has been made available by MCG Inc.

  • Except as required by the JSE Listings Requirements, the JSE, the FCA, the LSE, the UK Prospectus Regulation Rules, the UK Listing Rules, the UK Disclosure and Transparency Rules, the MAR or applicable law, Anglo American or the Group does not have any obligation to update or revise publicly any forward-looking statement, whether as a result of new information, further events or otherwise.

  • If a significant new factor, material mistake or inaccuracy relating to the information included in this Document arises or is noted between the date of this Document and the First Trading Date, a supplement to this Document will be published in accordance with relevant provisions under the JSE Listings Requirements and the UK Prospectus Regulation Rules.

  • All the periods presented above have been audited for purposes of UK Prospectus Regulation Rules.

  • Any such distribution could result in a violation of United States, Australian, Canadian, Japanese or South African laws and regulations.This Presentation does not constitute or form part of a prospectus prepared in accordance with the UK Prospectus Regulation Rules and has not been approved as a prospectus by the FCA (as the competent authority in the UK).

  • Withdrawal rights In accordance with Article 23 of the UK Prospectus Regulation and Rule 3.4.1 of the UK Prospectus Regulation Rules, investors who have already agreed to purchase or subscribe for securities pursuant to the Citigroup Inc.

  • The offer of Options under the Plan are exempt from the prospectus requirements under the UK Prospectus Regulation Rules, contained in the Financial Conduct Authority's handbook.


More Definitions of UK Prospectus Regulation Rules

UK Prospectus Regulation Rules means the prospectus regulation rules made by the FCA under Section 73A of FSMA; “UK Securities Laws” means the UK Prospectus Regulation Rules, the UK Listing Rules, UK MAR, the UK DTRs, FSMA, the FSA and the Criminal Justice Act 2003 (each as amended from time to time) and all other applicable listing and disclosure requirements to which Yamana is subject by virtue of the listing of the Yamana Shares on the Main Market of the LSE; “United States” or “U.S.” means the United States of America, its territories and possessions, any State of the United States and the District of Columbia; “U.S. Exchange Act” means the U.S. Securities Exchange Act of 1934, as amended from time to time and the rules and regulations of the SEC promulgated thereunder; “U.S. Securities Act” means the U.S. Securities Act of 1933, as amended from time to time and the rules and regulations of the SEC promulgated thereunder; “U.S. Securities Laws” means the U.S. Securities Act, the U.S. Exchange Act and all other applicable U.S. federal securities laws; “Warrant Agent” means Computershare Trust Company of Canada, in its capacity as warrant agent of the Yamana Indenture Warrants and the New Monarch Indenture Warrants, or its successors from time to time;
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Related to UK Prospectus Regulation Rules

  • UK Prospectus Regulation means Regulation (EU) 2017/1129 as it forms part of domestic law by virtue of the EUWA;

  • Prospectus Rules means the Prospectus Rules published by the Financial Conduct Authority;

  • Prospectus Regulation means Regulation (EU) 2017/1129.

  • UCITS Regulations means the European Communities Undertakings for Collective Investment in Transferable Securities) Regulations, 2011 (S.I. No. 352 of 2011) (as amended consolidated or substituted from time to time) and any regulations or notices issued by the Central Bank pursuant thereto for the time being in force.

  • OHS Regulation means the Workers Compensation Act (British Columbia), including without limitation, the Occupational Health & Safety Regulation (BC Regulation 296/97, as amended by BC Regulation 185/99) enacted pursuant to such Act, all as such Act or Regulations are amended or re-enacted from time to time.

  • Prospectus Directive means Directive 2003/71/EC (as amended, including by Directive 2010/73/EU) and includes any relevant implementing measure in the Relevant Member State;

  • U.S. Prospectus means a prospectus that has been prepared in accordance with the disclosure and other requirements of U.S. federal securities law for an offering of securities registered under the 1933 Act.

  • SEBI Regulations means the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 together with the circulars issued thereunder, including any statutory modification(s) or re-enactment(s) thereof for the time being in force.

  • CFTC Regulations means the rules and regulations promulgated by the CFTC, as amended.

  • U.S. Prospectus Supplement has the meaning given to it in the fifth paragraph of this Agreement;

  • Central Bank UCITS Regulations means the Central Bank (Supervision and Enforcement)

  • Base Prospectus means the base prospectus referred to in paragraph 1(a) above contained in the Registration Statement at the Execution Time.

  • U.S. Preliminary Prospectus means the Canadian Preliminary Prospectus with such deletions therefrom and additions thereto as are permitted or required by Form F-10 and the applicable rules and regulations of the SEC, included in the Initial Registration Statement as amended at such time, including the Documents Incorporated by Reference therein;

  • Final Prospectus means the prospectus supplement relating to the Securities that was first filed pursuant to Rule 424(b) after the Execution Time, together with the Base Prospectus.

  • the 2000 Regulations means the Water Supply (Water Quality) Regulations 2000(b); "the 2001 Regulations" means the Water Supply (Water Quality) Regulations 2001(c);

  • TRADES Regulations means the regulations of the United States Department of the Treasury, published at 31 C.F.R. Part 357, as amended from time to time. Unless otherwise defined herein, all terms defined in the TRADES Regulations are used herein as therein defined.

  • the 1997 Regulations means the Zebra, Pelican and Puffin Pedestrian Crossing Regulations 1997.

  • Canadian Prospectus Supplement means the most recent prospectus supplement to the Canadian Base Prospectus relating to the Shares filed by the Company with the Canadian Qualifying Authorities in accordance with Canadian Securities Laws. As used herein, “Canadian Prospectus” means the Canadian Prospectus Supplement (and any additional Canadian prospectus supplement prepared in accordance with the provisions of this Agreement or any Terms Agreement and filed with the Canadian Qualifying Authorities in accordance with Canadian Securities Laws) together with the Canadian Base Prospectus.

  • Exchange Act Regulations means the General Rules and Regulations under the Exchange Act.

  • Benchmarks Regulation means Regulation (EU) 2016/1011 of the European Parliament and of the Council of 8 June 2016 on indices used as benchmarks in financial instruments and financial contracts or to measure the performance of investment funds and amending Directives 2008/48/EC and 2014/17/EU and Regulation (EU) No 596/2014;

  • U.S. Final Prospectus means the Canadian Final Prospectus with such deletions therefrom and additions thereto as are permitted or required by Form F-10 and the applicable rules and regulations of the SEC, included in the Registration Statement at the time it becomes effective, including the Documents Incorporated by Reference;

  • IPO Prospectus means the final prospectus of Purchaser, dated as of February 19, 2020, and filed with the SEC on February 21, 2020 (File No. 333-235949).

  • General Disclosure Package means any Issuer General Use Free Writing Prospectuses issued at or prior to the Applicable Time, the most recent preliminary prospectus that is distributed to investors prior to the Applicable Time and the information included on Schedule B-1 hereto, all considered together.

  • 1933 Act Regulations means the rules and regulations of the Commission under the 1933 Act.

  • Securities Act (Ontario) means the Securities Act, R.S.O. 1990, c. S.5, as amended, and the regulations thereunder, and any comparable or successor laws or regulations thereto;