Base Prospectus definition
Examples of Base Prospectus in a sentence
Such final prospectus supplement (including the Base Prospectus as so supplemented), in the form filed with the Commission pursuant to Rule 424(b) under the Securities Act is herein called the “Prospectus.” Any reference herein to the Base Prospectus, any Preliminary Prospectus or the Prospectus shall be deemed to refer to and include the documents incorporated by reference therein pursuant to Item 12 of Form S-3 under the Securities Act as of the date of such prospectus.
As filed, the Base Prospectus conformed in all material respects with the requirements of the Securities Act and the rules thereunder, and, except to the extent the Manager shall agree in writing to a modification, shall be in all substantive respects in the form furnished or made available to the Manager prior to the Execution Time or prior to any such time this representation is repeated or deemed to be made.
The Company meets the requirements for use of Form F-3 under the Securities Act and has prepared and filed (or will prepare and file concurrently with the execution of this Agreement) with the Commission the Registration Statement, including the Base Prospectus and Prospectus Supplement, for registration under the Securities Act of the offering and sale of the Shares.
There are no affiliations with any FINRA member firm among the Company’s officers, directors or, to the knowledge of the Company, any five percent (5%) or greater shareholder of the Company, except as set forth in the Registration Statement, the Base Prospectus, any Prospectus Supplement or the Prospectus.