Selling Dealer Group definition

Selling Dealer Group means the dealers and brokers other than the Underwriters who participate in the offer and sale of the Offered Shares pursuant to this Agreement;
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Selling Dealer Group means dealers or brokers other than the Underwriters and their U.S. affiliates who participate in the offer and sale of Offered Securities pursuant to the underwriting agreement;
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Selling Dealer Group means the dealers and brokers other than the Underwriters who participate in the offer and sale of the Offered Units pursuant to this Agreement. “standard term sheet” has the meaning ascribed to such term in NI 41-101.
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Examples of Selling Dealer Group in a sentence

  • The Corporation agrees that, subject to the prior consent of the Corporation, such consent not to be unreasonably withheld, the Agents have the right to invite one or more registered securities dealers to form a Selling Dealer Group to participate in finding purchasers for the Offered Units.

  • The Underwriters also agree to obtain such an agreement of each member of the Selling Dealer Group.

  • The Underwriters shall use all reasonable efforts to complete and to cause the Selling Dealer Group to complete the distribution of the Offered Securities as soon as possible after the Offering Closing Time, subject to the termination provisions contained herein.

  • The Underwriters will cause similar undertakings to be contained in any agreements among the members of any banking, selling or other groups formed for the distribution of the Offered Securities and will require any member of the Selling Dealer Group to comply with applicable Securities Laws and/or U.S. or other securities laws, as applicable.

  • The Corporation grants all of the rights and benefits of this Agreement to any securities dealer who is a member of any Selling Dealer Group formed by the Agents and appoints the Agents as trustees of such rights and benefits for all such securities dealers, and the Agents hereby accept such trust and agree to hold such rights and benefits for and on behalf of all such securities dealers.

  • The Agent also agrees to obtain such an agreement from each member of the Selling Dealer Group (as defined in Schedule “B” hereto).

  • The Agents shall have the exclusive responsibility for, and the right to control, all compensation arrangements with the members of the Selling Dealer Group and the Corporation shall have no obligation whatsoever to compensate the Selling Dealer Group members.

  • Notwithstanding the foregoing provisions of this section 14.1, the Underwriters will not be liable to the Corporation pursuant to this section 14.1 or Schedule "A" as a result of the violation by another member of the Selling Dealer Group of the provisions of this section 14.1 or Schedule "A" if the Underwriter is not itself also in violation.

  • The Agents shall ensure that any securities dealer who is a member of any Selling Dealer Group formed by the Agents pursuant to the provisions of this Section 3.2 or with whom an Agent has a contractual relationship with respect to the Offering, if any, agrees with that Agent to comply with the covenants and obligations of that Agent herein.

  • The deliveries referred to in subsections 4(a) and (b) shall also constitute the Trust's consent to the use by the Underwriters and other members of the Selling Dealer Group of the Documents, the Prospectuses and any Supplementary Material in connection with the offering and sale of the Offered Units.


More Definitions of Selling Dealer Group

Selling Dealer Group means dealers or brokers other than the Agent and its U.S. affiliate who participate in the offer and sale of Securities pursuant to the Agency Agreement;
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Selling Dealer Group means the dealers and brokers, other than the Agent, who participate in the Offering pursuant to this Agreement; (ggg)
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Selling Dealer Group means the dealers and brokers other than the Dealers who participate in the offer and sale of the Medium Term Notes pursuant to the Agreement;
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Selling Dealer Group means the dealers and brokers other than the Underwriters who participate in the offer and sale of the Subscription Receipts pursuant to this agreement; (ww)
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Related to Selling Dealer Group

  • Participating Dealer means any licensed broker or dealer and who has entered into a Participation Agreement in form and substance acceptable to the Manager and the Trustee.

  • Soliciting Dealers means those broker-dealers that are members of the Financial Industry Regulatory Authority, or that are exempt from broker-dealer registration, and that, in either case, enter into participating broker or other agreements with the Dealer Manager to sell Shares.

  • managing dealer means a person that has entered into an agreement with an issuer under which the person has agreed to organize and participate in the solicitation of the exercise of the rights issued by the issuer;

  • Exchanging Dealer means any Holder (which may include any Initial Purchaser) that is a Broker-Dealer and elects to exchange for New Securities any Securities that it acquired for its own account as a result of market-making activities or other trading activities (but not directly from the Company or any Affiliate of the Company) for New Securities.

  • soliciting dealer means a person whose interest in a distribution of rights is limited to soliciting the exercise of the rights by holders of those rights;

  • Wholesale dealer means any dealer who deals in, or who holds a licence under any law to deal in, as the case may be, wholesale quantities of goods, and the business and stock of a wholesale dealer shall be deemed to include the business and stocks of any retail dealer who conducts business on the same premises on which the wholesale dealer conducts his or her business; and

  • Selling Group has the meaning ascribed thereto in Section 2.2;

  • Selling Holder means a Holder who is selling Registrable Securities pursuant to a registration statement.

  • Dealer Manager means Realty Capital Securities, LLC, or such other Person selected by the Board of Directors to act as the dealer manager for the Offering.

  • Initial Purchaser As defined in the preamble hereto.

  • Dealer Managers shall have the meaning set forth in the preamble.

  • Selling Holders means, with respect to a specified registration pursuant to this Agreement, Holders whose Registrable Securities are included in such registration.

  • Broker-Dealer Subsidiary means any Subsidiary that is registered as a broker-dealer under the Exchange Act or any other applicable law requiring similar registration.

  • Selected Dealer shall have the same meaning in this Agreement as in the Distribution Agreement. As principal, we offer to sell shares to you, as a Selected Dealer, upon the following terms and conditions:

  • Grain dealer means a person engaged in the business of receiving, buying, exchanging, selling, or storing farm produce in this state. The term includes a farm produce trucker, grain merchandiser, or processor. The term does not include a person solely engaged in 1 of the following:

  • Dealer Manager Fee means the fee from the sale of Shares in a Primary Offering, payable to the Dealer Manager for serving as the dealer manager of such Primary Offering.

  • Underwriter means a securities dealer who purchases any Registrable Securities as principal in an Underwritten Offering and not as part of such dealer’s market-making activities.

  • Forward Hedge Selling Commission means, for any Forward Contract, the product of (x) the Forward Hedge Selling Commission Rate for such Forward Contract and (y) the Volume-Weighted Hedge Price.

  • Forward Purchaser has the meaning set forth in the introductory paragraph of this Agreement.

  • Selling Agent Morgan Stanley & Co.

  • Participating Broker-Dealers shall have the meaning set forth in Section 4(a) hereof.

  • Selling Commission means three percent (3%) of the gross proceeds of Shares sold pursuant to this Agreement, or as otherwise agreed between the Company and the Agent with respect to any Shares sold pursuant to this Agreement.

  • Selling Holder Indemnified Persons has the meaning specified therefor in Section 2.09(a) of this Agreement.

  • Broker-Dealer Agreement means this Agreement and any substantially similar agreement between the Auction Agent and a Broker-Dealer.

  • Eligible Dealer means any corporation or other entity having as a principal business acting as a broker or dealer in securities.

  • Selling Commissions means any and all commissions payable to underwriters, dealer managers or other broker-dealers in connection with the sale of Shares, including, without limitation, commissions payable to the Dealer Manager.