Proprietary Fund definition

Proprietary Fund means an open-end investment company registered under the Investment Company Act (or any portfolio or series thereof, as the case may be) that is part of one of the fund families sponsored by Legg Mason or its affiliates, including the fund families known as the Legg Mason Partners Funds, the Legg Mason Funds, the Western Asset Funds, the Royce Funds, the Barrett Growth Fund or the Barrett Opportunity Fund.
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Proprietary Fund means an open-end investment company registered under the Investment Company Act (or any portfolio or series thereof, as the case may be) that is part of one of the fund families sponsored by Legg Mason or its affiliates.
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Proprietary Fund means money market mutual funds having a rating from each Rating Agency in the highest investment category granted by each Rating Agency, including funds for which the Indenture Trustee or the Owner Trustee or any of their respective Affiliates is investment manager or advisor.
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Examples of Proprietary Fund in a sentence

  • With respect to securities or instruments that are not also held by a GS Proprietary Fund, the Subadviser agrees to (i) above to the extent the Subadviser has actual knowledge of a valuation situation of the type described therein.

  • Except as set forth in Section 3.1(y)(ii) of the Company Disclosure Schedule, there is no unresolved violation, criticism, or exception by any Regulatory Agency with respect to any report or statement relating to any examinations of the Company or any of its Subsidiaries or any Proprietary Fund, in each case that is material to the Company.

  • Subject to applicable fiduciary duties to the Proprietary Funds, the Company will take no action (i) that would prevent any Proprietary Fund (that is a Registered Investment Company) from qualifying as a "regulated investment company" within the meaning of Section 851 of the Code, or (ii) that would be materially inconsistent with any Proprietary Fund's prospectus and other offering, advertising or marketing materials.

  • With respect to securities that are not also held by a GS Proprietary Fund, the Subadviser agrees to (i) and (ii) above to the extent the Subadviser has actual knowledge of a valuation situation of the type described above.

  • With respect to securities or instruments that are not also held by a GS Proprietary Fund, the Sub-Advisor agrees to (i) the above to the extent that Sub-Advisor has actual knowledge of a valuation situation of the type described therein.

  • Except as disclosed in Section 3.1(y)(i) of the Company Disclosure Schedule and except for normal examinations conducted by a Regulatory Agency in the regular course of the business of the Company and its Subsidiaries, no Regulatory Agency has initiated any material proceeding or, to the knowledge of the Company, material investigation or inquiry into the business or operations of the Company, any of its Subsidiaries or any Proprietary Fund, since December 31, 2000.

  • Except for normal examinations conducted by a Governmental Entity in the regular course of the business of the Company and its Subsidiaries, no Governmental Entity has initiated any proceeding or investigation or inquiry into the business or operations of the Company, any of its Subsidiaries or any Proprietary Fund, since January 1, 2011.

  • There is no unresolved violation, criticism, or exception by any Regulatory Agency with respect to any report or statement relating to any examinations of the Company or any of its Subsidiaries or any Proprietary Fund.

  • The conduct by each Proprietary Fund of its business does not violate or infringe any Laws in a manner that would reasonably be expected to have a Material Adverse Effect.

  • Each such proxy statement relating to a Proprietary Fund Client shall be in form and substance reasonably satisfactory to the Acquirer (provided that each such proxy statement shall be conclusively deemed reasonably satisfactory to the Acquirer if the Acquirer does not communicate to R&A an objection thereto within five (5) Business Days following its receipt of a draft of such proxy statement from R&A).


More Definitions of Proprietary Fund

Proprietary Fund means enterprise funds and the internal service funds of an interlocal entity.
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Proprietary Fund means any investment company registered under the 1940 Act (or any portfolio or series thereof, as the case may be) or Offshore Fund that is part of one of the fund families sponsored by Franklin Resources, Legg Mason, or its affiliates.
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Proprietary Fund means enterprise funds and the internal service funds of
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Proprietary Fund means any investment company registered under the 1940 Act (or any portfolio or series thereof, as the case may be), that is part of one of the fund families sponsored by
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Proprietary Fund means an investment company registered under the 1940 Act for which PWPCM acts as investment adviser or subadviser.
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Related to Proprietary Fund

  • Proprietary Items as defined in Section 7.2(a)(iv).

  • Proprietary Data means Data embodying trade secrets developed at private expense or commercial or financial information that is privileged or confidential, and that includes a restrictive notice, unless the Data is: a. known or available from other sources without restriction; b. known, possessed, or developed independently, and without reference to the Proprietary Data; c. made available by the owners to others without restriction; or d. required by law or court order to be disclosed.

  • Proprietary means goods or services of a specialized nature, that may be made or marketed by a person or persons having the exclusive right to make or sell them, when the need for such goods or services has been certified in writing by the Board to be necessary for the conduct of its affairs.

  • Proprietary Information and Technology means any and all of the following: works of authorship, computer programs, source code and executable code, whether embodied in software, firmware or otherwise, assemblers, applets, compilers, user interfaces, application programming interfaces, protocols, architectures, documentation, annotations, comments, designs, files, records, schematics, test methodologies, test vectors, emulation and simulation tools and reports, hardware development tools, models, tooling, prototypes, breadboards and other devices, data, data structures, databases, data compilations and collections, inventions (whether or not patentable), invention disclosures, discoveries, improvements, technology, proprietary and confidential ideas and information, know-how and information maintained as trade secrets, tools, concepts, techniques, methods, processes, formulae, patterns, algorithms and specifications, customer lists and supplier lists and any and all instantiations or embodiments of the foregoing or any Intellectual Property Rights in any form and embodied in any media.

  • Proprietary medicine means a completely compounded nonprescription drug in its unbroken,