PLUS Rules definition

PLUS Rules means the rules from time to time published by PLUS Markets plc in relation to companies admitted to PLUS
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Examples of PLUS Rules in a sentence

  • The Board agrees that member will not sell or transfer shares of the Company's securities (a) in any "close" period established by the PLUS Rules, including the period commencing on 3/31 and 9/30 of each fiscal year and ending upon public release of the Company's financial results or (b) except through or by notice to the Company's nominated advisor for announcement to AIM or the public as required by AIM Rules.

  • Dealings in the Company’s Shares and/or Warrants The Company is required to ensure that all dealings in its shares and/or warrants by its Directors (a member of his or her family or connected person, as such terms are defined in the PLUS Rules for Issuers) and relevant employees are made in accordance with the PLUS Rules for Issuers.

  • The Company is required to ensure that all dealings in its shares and/or warrants by its Directors (a member of his or her family or connected person, as such terms are defined in the PLUS Rules for Issuers) and relevant employees are made in accordance with the PLUS Rules for Issuers.

  • The Board reserves for its decision all (a) material financing arrangements by the Group, (b) commitment of capital of more than $1,000,000; and (c) matters for which shareholder vote or disclosure to PLUS is required under PLUS Rules.

Related to PLUS Rules

  • FSA Rules meanss the rules, guidance, principles and codes comprised in the Handbook of Rules and Guidance issued by the FSA. The parties understand and agree that such categorisation is not intended to, and does not, affect the relationship between and among the parties under the 1940 Act or the Advisers Act.

  • M&A Rules means the Provisions on Merging and Acquiring Domestic Enterprises by Foreign Investors, which was promulgated by six Governmental Agencies, namely, the Ministry of Commerce, the State-owned Assets Supervision and Administration Commission, the State Administration for Taxation, the State Administration for Industry and Commerce, the China Securities Regulatory Commission (the “CSRC”), and the State Administration of Foreign Exchange, on August 8, 2006 and became effective on September 8, 2006, as amended by the Ministry of Commerce on June 22, 2009.

  • Business Rules means the business rules established by JSCC regarding its Financial Instruments Obligation Assumption Service for CDS Transactions, as amended, if applicable.

  • PPB Rules means the rules of the Procurement Policy Board as set forth in Title 9 of the Rules of the City of New York (“RCNY”), § 1-01 et seq.

  • FCA Rules means the Rules included within the FCA Handbook issued by the FCA.

  • JAMS Rules has the meaning assigned thereto in Section 13 hereof.

  • ACH Rules means the NACHA Operating Rules and NACHA Operating Guidelines, as in effect from time to time.

  • QFC Stay Rules means the regulations codified at 12 C.F.R. 252.2, 252.81–8, 12 C.F.R. 382.1-7 and 12 C.F.R. 47.1-8, which, subject to limited exceptions, require an express recognition of the stay-and-transfer powers of the FDIC under the Federal Deposit Insurance Act and the Orderly Liquidation Authority under Title II of the Xxxx Xxxxx Wall Street Reform and Consumer Protection Act and the override of default rights related directly or indirectly to the entry of an affiliate into certain insolvency proceedings and any restrictions on the transfer of any covered affiliate credit enhancements.

  • Benchmarks Regulation means Regulation (EU) 2016/1011 of the European Parliament and of the Council of 8 June 2016 on indices used as benchmarks in financial instruments and financial contracts or to measure the performance of investment funds and amending Directives 2008/48/EC and 2014/17/EU and Regulation (EU) No 596/2014;

  • SIFT Rules means the provisions of the Tax Act, including those contained in sections 104, 122 and 122.1 of the Tax Act, which apply to the taxation of a “specified investment flow through trust” and its unitholders.

  • UCITS Regulations means the European Communities Undertakings for Collective Investment in Transferable Securities) Regulations, 2011 (S.I. No. 352 of 2011) (as amended consolidated or substituted from time to time) and any regulations or notices issued by the Central Bank pursuant thereto for the time being in force.

  • Network Rules means the bylaws, procedures, rules and regulations of the Network, as applicable to the Program.

  • PRA Rules means the Rules included within the PRA handbook issued by the PRA.

  • House Rules means written and posted rules governing house activities in the AFH-DD. These rules may not conflict with the AFH Bill of Rights.

  • HIPAA Rules means the Privacy, Security, Breach Notification, and Enforcement Rules at 45 CFR Part 160 and Part 164.

  • TRADES Regulations means the regulations of the United States Department of the Treasury, published at 31 C.F.R. Part 357, as amended from time to time. Unless otherwise defined herein, all terms defined in the TRADES Regulations are used herein as therein defined.

  • Client Money Rules means those FCA Rules that concern the holding of Client Money;

  • HKIAC Rules shall have the meaning ascribed to it in Section 10.13(a).

  • Regulatory Rules means all corporate and securities laws, regulations, rules, policies, notices, instruments and other orders of any kind whatsoever which may, from time to time, apply to the implementation, operation or amendment of this Plan or the Options granted from time to time hereunder including, without limitation, those of the applicable Regulatory Authorities.