Client Money Rules definition
Client Money Rules means the rules specified in paragraph 72 of the Securities Act 2007 which provides for the Provision of Investment Services, the Exercise of Investment Activities, the Operation of Regulated Markets and other related matters
Client Money Rules means the FCA Rules in relation to client money from time to time;
Client Money Rules means the rules made by the FCA relating to the holding of client money and assets;
Examples of Client Money Rules in a sentence
The following definitions are applicable to this Addendum: Money means any money held by IBKR on your behalf in relation to the Services, whether defined as client money by the Securities and Futures (Client Money) Rules or otherwise.
More Definitions of Client Money Rules
Client Money Rules means the Securities and Futures (Client Money) Rules (Chapter 571I of the Laws of Hong Kong) made by the SFC under section 149 of the Securities and Futures Ordinance as amended from time to time;
Client Money Rules means the rules and directives of CySEC in relation to handling Client Money, including Part VI of Directive Dl144-2007-01 of 2012 of CySEC for the Authorization and Operating Conditions of the Cyprus Investment Firms and/or any successor or supplementary regulations;
Client Money Rules means the client money rules set out in Chapter 7 of the Client Assets Sourcebook of the FCA Rules.
Client Money Rules means those FCA Rules that concern the holding of Client Money;
Client Money Rules means the client money rules set out in Chapter 7 of the Client Assets Sourcebook.
Client Money Rules means the Securities and Futures (Client Money) Rules made by the SFC under section 149 of the Securities and Futures Ordinance as amended from time to time;
Client Money Rules means the client money rules set out in the FCA Rules.