FSA Rules definition

FSA Rules meanss the rules, guidance, principles and codes comprised in the Handbook of Rules and Guidance issued by the FSA. The parties understand and agree that such categorisation is not intended to, and does not, affect the relationship between and among the parties under the 1940 Act or the Advisers Act.

FSA Rules means the Rules included within the FSA Handbook issued by the FSA.

FSA Rules means the rules and regulations as amended or varied from time to time, of the FSA, including its Conduct of Business Rules, established under or pursuant to the FSMA by which the Custodian is regulated in the conduct of its investment brokers or any successor bodies.

Examples of FSA Rules in a sentence

• You agree to indemnify Fidelity against all liabilities incurred by Fidelity in connection with your Investments, other than liabilities caused as a direct result of Fidelity’s negligence, knowing default, or breach of the FSA Rules or of these Terms.

• All monies received under the Share Plan are paid into a separate non-interest bearing client account (in accordance with the FSA Rules) on behalf of Fidelity until the monies are invested pursuant to the Share Plan.

• Fidelity is liable for the direct results of its negligence, knowing default, and for any breach of the FSA Rules or of these Terms.

• No contract notes (as defined by the FSA Rules) will be sent in respect of purchases effected through the Share Plan.

• Any amendments will comply with applicable laws and regulations including the FSA Rules.

More Definitions of FSA Rules

FSA Rules meanss the rules, guidance, principles and codes comprised in the Handbook of Rules and Guidance issued by the FSA.

FSA Rules means the Rules, Directives, Regulations, Guidance notes, opinions or recommendations of the FSA.

FSA Rules means the rules of the FSA;

FSA Rules means the rules, requirements, guidance and directions issued by the FSA.

FSA Rules means the designated rules made, from time to time, by the FSA under and in accordance with the FSMA, including under the FSA Handbook of Rules and Guidance.

FSA Rules means the rules and guidance made by the FSA from time to time under the FSMA which are currently set out in the FSA Handbook;

FSA Rules means the principles and rules of the Financial Services Authority or any successor regulator, as may be amended from time to time;