FPI Regulations definition

FPI Regulations means SEBI (Foreign Portfolio Investors) Regulations,2014.

FPI Regulations means all the rules, policies, regulations and similar documentation established under or through FPI’s Memorandum of Incorporation or through a decision of the FPI Board of Directors and shall include, but not be limited to, the Membership Regulations, Certification Standard, Code of Ethics, Rules of Conduct, Practice Standards and the Disciplinary Regulations, as determined from time to time.

FPI Regulations means the Securities and Exchange Board of India (Foreign Portfolio Investors) Regulations, 2014, and notifications, circulars, rules and guidelines of the Securities and Exchange Board of India issued from time to time as may be amended and supplemented from time to time.

Examples of FPI Regulations in a sentence

• Mauritius and the India Debt Opportunities Scheme (Domestic Scheme), SEBI has issued a Show Cause Notice (SCN) to UTI Asset Management Company Limited and UTI Mutual Fund in January 2020 alleging violation of SEBI FPI Regulations and SEBI MF Regulations.

• The CBDT has vide Notification No. 9/2014 dated January 22, 2014 notified Foreign Portfolio Investors registered under the Securities and Exchange Board of India (FPI) Regulations, 2014 as FII for the purpose of Section 115AD of the IT Act.

• The provisions of Indirect transfer in terms of Explanation 5 to Section 9 of the IT Act do not apply to non-resident investors in FIIs referred to in Section 115AD and Category-I and Category-II Foreign Portfolio Investor (“FPI”) registered under Securities and Exchange Board of India (FPI) Regulations, 2014.

• A QFI may continue to buy, sell or otherwise deal in securities subject to the SEBI (FPI) Regulations, 2014 for a period of one year from the date of commencement of these regulations, or until he obtains a certificate of registration as foreign portfolio investor, whichever is earlier.However, all investments made by that FII/QFI in accordance with the regulations prior to registration as RFPI shall continue to be valid and taken into account for computation of aggregate limit.(iv).

• For the purposes of this paragraph V, a "back–to-back ODI" shall not include the issue of any ODI to be issued by a holder who has disclosed the terms and parties to such back–to-back ODI in the form and manner prescribed by the Securities and Exchange Board of India pursuant to the FPI Regulations (in particular under Regulation 22 Sub-Regulation 3 of the FPI Regulations).

More Definitions of FPI Regulations

FPI Regulations means all the by-laws, policies, regulations, rules and similar provisions adopted in terms of FPI’s Memorandum of Incorporation or through a decision of the Board and shall include, but not be limited to, the ‘Membership Regulations’, ‘Certification Standard’, ‘Code of Ethics and Practice Standards incorporating the FPI Rules of Professional Conduct’ and the ‘Disciplinary Regulations’, as determined from time to time;

FPI Regulations means the Securities and Exchange Board of India (Foreign Portfolio Investors) Regulations, 2014, and notifications, circulars, rules and guidelines of the Securities and Exchange Board of India issued from time to time as may be amended and supplemented from time to time. (ii) W&C Instruments shall not be offered, sold or transferred to any person/entity whose controller or beneficial owner is a Restricted Entity or a Prohibited Entity. (The term "beneficial owner" shall be as provided under sub rule (3) of Rule 9 of the Prevention of Money- laundering (Maintenance of Records) Rules, 2005 ("PML Rules") read with SEBI Circular bearing ref no. CIR/IMD/FPI&C/59/2016 dated June 10, 2016 and the relevant provisions of the FPI Regulations, each as supplemented, amended and modified from time to time.) For the purposes of these Sales Restrictions, a "controller" means any person/entity or group of persons (acting pursuant to any agreement or understanding (whether formal orinformal, written or otherwise)) that, in respect of a person/entity, who:

FPI Regulations means the Securities and Exchange Board of India (Foreign Portfolio Investors) Regulations, 2019 and any modifications and re-enactments thereof as applicable from time to time. “FSC” means the Financial Services Commission of Mauritius. “Fund Document” means, with respect to each Fund, this Memorandum together with the Appendix for such Fund. “Indian Custodian” means, ICICI Bank Limited, Mumbai or any other Indian custodian appointed by the Company/Investment Manager from time to time. “Initial Issue Price” means the price at which Participating Shares of a Fund may be subscribed by investors before the first Valuation Day in respect of that Fund as mentioned in the respective Fund Document. “Investment Advisor” means each investment advisor appointed by the Investment Manager (as specified in the relevant Fund Document hereto) to advise the Investment Manager with respect to the relevant Fund, and for this purpose the Investment Manager shall enter into an Investment Advisory Agreement with each such Investment Advisor. The Investment Manager shall from time to time appoint oneor more qualified entities to act as Investment Advisor to the Investment Manager for various Funds and the same shall be specified in the respective Fund Document. “Investment Management Agreement” means the agreement between the Company and the Investment Manager from time to time. “Investment Manager” means ICICI International Limited, a company incorporated under the provisions of the Mauritius laws and having its registered office at Sanne House, Bank Street, Twenty-Eight Cybercity, Ebène 72201, Mauritius.

FPI Regulations means the Securities and Exchange Board of India (Foreign Portfolio Investors) Regulations, 2014, and notifications, circulars, rules andguidelines of the Securities and Exchange Board of India issued from time to time as may be amended and supplemented from time to time. (ii) W&C Instruments shall not be offered, sold or transferred to any person/entity whose controller is a Restricted Entity or a Prohibited Entity. For the purposes of these Sales Restrictions, a "controller" means any person/entity or group of persons (acting pursuant to any agreement or understanding (whether formal or informal, written or otherwise)) that, in respect of a person/entity, who:

FPI Regulations means the Securities and Exchange Board of India (Foreign Portfolio Investors) Regulations, 2014 (as amended) and any legislation or regulation replacing or supplementing the same and guidelines and circulars published by SEBI pursuant thereto as such term may be interpreted and/or applied from time to time.

FPI Regulations means SEBI (Foreign Portfolio Investors) Regulations, 2019.

FPI Regulations. ’ means Regulation 5(2) and Schedule 2 of the FEMA Regulations and the Securities and Exchange Board of India (Foreign Portfolio Investor) Regulations, 2014;