Common Shareholder Number definition

Common Shareholder Number or “CSN” means a unique alphanumeric identifier that uniquely identifies that Security holder:
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Common Shareholder Number or “CSN” means a unique alphanumeric identifier that uniquely identifies that Security holder: (a) on all Securities Registries; and (b) to NZX; “Company” means a company registered or re-registered under the Companies Act 1993; “Compliance Manager” means a person appointed to identify and report to the Managing Principal or the Responsible Executive of a Market Participant (whichever is appropriate) any suspected breaches of that Market Participant’s internal policies and procedures, in addition to ensuring compliance with these Rules and any directions issued from time to time by NZX and any other statutory requirements; “Compliance Officer” means the individual(s) appointed as a Compliance Officer in accordance with Rule 4.3(4.3(a)(iii) of the NZX Regulations in existence prior to these Rules coming into force; “Consultant” includes a person acting in an advising or other capacity in relation to a Market Participant’s Broking Business, but does not include a person providing general services such as information technology or building services; “Contingent Liabilities” has the meaning determined in accordance with Generally Accepted Accounting Practice; “Conventional Sale” means any sale of Securities that is not a Short Sale; “Counterparty” means in respect of a transaction to which a Market Participant Requiring Capital is a party, another party to that transaction; “Counterparty Risk Requirement” means the amount calculated under Rule 19.7;19.7; “Crossing”, in relation to a transaction in Securities, means a transaction where a Trading Participant acts as: (a) Buyer and Seller for that transaction in an agency capacity; or (b) Buyer or Seller on one side of that transaction in an agency capacity and as a Trading Participant Acting as Principal on the other side; and (c) for the avoidance of doubt Crossings includes International and Special Crossings;
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Examples of Common Shareholder Number in a sentence

  • In order to trade quoted units, you will need to have a Common Shareholder Number (CSN) an Authorisation Code (FIN) and a relationship with an NZX Participant.

  • If you have other investments registered under a Common Shareholder Number (CSN) you must supply your CSN in the space provided.

  • For Financial Products purchased to your order on the NZX we will require your Common Shareholder Number (“CSN”) before the Trade can be executed by us.

  • Professor Susan NashDean,The City Law School, City University LondonProfessor Penny CooperAssociate Dean for Knowledge Transfer and Director of Continuing Professional Development, The City Law School, City University LondonProfessor Susan Nash was called to the bar in 1979 and is a door tenant at Tooks Chambers.

  • C = Holder number details Type of Investor: Correct wayto write Name: Incorrect way to write Name:If you have other investments registered under a Common Shareholder Number ("CSN") please supply your CSN in the space provided.

  • Common Shareholder Number or CSNhas the meaning given in the NZX Participant Rules.

  • If you currently have a Common Shareholder Number (CSN), please enter it in the box provided.

  • To submit orders into the markets provided by NZX, your security holdings must be registered to a Common Shareholder Number (CSN).

  • If you currently have a Common Shareholder Number (CSN), please enter it here:D.

  • If you have other investments registered under a Common Shareholder Number (“CSN”) please supply your CSN in the space provided.

Related to Common Shareholder Number

  • Ordinary Shareholder means a holder of ordinary shares;

  • Common Shareholders means the registered and/or beneficial holders of the Common Shares, as the context requires.

  • 10% Shareholder means a person who owns, directly or indirectly, stock possessing more than 10% of the total combined voting power of all classes of stock of the Company or any Parent or Subsidiary of the Company. Indirect ownership of stock shall be determined in accordance with Code Section 424(d).

  • Company Shareholder means a holder of one or more Company Shares;

  • Common Stockholder means the employee of, consultant to, or director of the Company or other person to whom shares of Common Stock are issued pursuant to this Plan.

  • Preferred Shareholder means any holder of the Preferred Shares.

  • Initial Shareholder means any beneficial owner of the Company’s unregistered securities.

  • Common Shares means the common shares in the capital of the Corporation;

  • Company Shareholder Approval means the authorization and approval of this Agreement, the Plan of Merger and the Transactions, including the Merger, at the Company Shareholders’ Meeting by the Required Company Vote.

  • Company Shareholders means the registered or beneficial holders of the Company Shares, as the context requires;

  • Ordinary Shareholders means holders of Ordinary Shares.

  • Majority Shareholder means a holder of more than fifty percent (50%) of the outstanding stock of the Company, or if no person holds more than fifty percent (50%) of the outstanding stock of the Company, the holder of a plurality of the outstanding stock of the Company.

  • Principal Shareholder means any corporation, Person or other entity which is the beneficial owner, directly or indirectly, of five percent (5%) or more of the outstanding Shares of any class or series and shall include any affiliate or associate, as such terms are defined in clause (ii) below, of a Principal Shareholder. For the purposes of this Section, in addition to the Shares which a corporation, Person or other entity beneficially owns directly, (a) any corporation, Person or other entity shall be deemed to be the beneficial owner of any Shares (i) which it has the right to acquire pursuant to any agreement or upon exercise of conversion rights or warrants, or otherwise (but excluding share options granted by the Trust) or (ii) which are beneficially owned, directly or indirectly (including Shares deemed owned through application of clause (i) above), by any other corporation, Person or entity with which its "affiliate" or "associate" (as defined below) has any agreement, arrangement or understanding for the purpose of acquiring, holding, voting or disposing of Shares, or which is its "affiliate" or "associate" as those terms are defined in Rule 12b-2 of the General Rules and Regulations under the Securities Exchange Act of 1934, and (b) the outstanding Shares shall include Shares deemed owned through application of clauses (i) and (ii) above but shall not include any other Shares which may be issuable pursuant to any agreement, or upon exercise of conversion rights or warrants, or otherwise.

  • Parent Shares means the shares of common stock, par value $1.00 per share, of Parent.

  • Parent Shareholder Approval means the affirmative vote of the holders of a majority of the votes cast by holders of outstanding shares of Parent Stock on the proposal to approve the issuance of Parent Stock as provided in this Agreement at the Parent Special Meeting.

  • Coop Shares Shares issued by a Cooperative Corporation.

  • Common Stockholders means holders of shares of Common Stock.

  • Existing Shareholder means any Person that is a holder of Ordinary Shares as of December 8, 2017.

  • Pubco Shares means the 25,005,544 fully paid and non-assessable common shares of Pubco, to be issued to the Selling Shareholders by Pubco on the Closing.

  • Merger Shares has the meaning set forth in Section 2.2(c).

  • Shareholder Rights Plan means the amended and restated shareholder rights plan agreement dated as of November 10, 2015 between Parent and American Stock Transfer and Trust Company, LLC, as rights agent, as amended and restated as of April 18, 2016 as further amended, restated, succeeded or replaced from time to time, and any similar plan adopted from time to time;

  • ² Shareholder means a person who owns shares in the company and is actively involved in the management of the company or business and exercises control over the company.

  • Fully Diluted Company Shares means the total number of issued and outstanding shares of Company Common Stock, (a) after giving effect to the Company Preferred Stock or otherwise treating shares of Company Preferred Stock on an as-converted to Company Common Stock basis, and (b) treating all outstanding in-the-money Specified Company Warrants as fully vested and as if the Specified Company Warrants had been exercised for cash as of the Effective Time, but for the avoidance of doubt excluding any Company Securities described in Section 1.11(b).

  • Company Shares means the common shares in the capital of the Company;

  • sweat equity shares means equity shares issued by a company to its employees or directors at a discount or for consideration other than cash for providing know-how or making available rights in the nature of intellectual property rights or value additions, by whatever name called;

  • Initial Shareholders means the Sponsor, the Directors and officers of the Company or their respective affiliates who hold shares prior to the IPO;