Compliance Manager definition

Compliance Manager means a person appointed to identify and report to the Managing Principal or the Responsible Executive of a Market Participant (whichever is appropriate) any suspected breaches of that Market Participant’s internal policies and procedures, in addition to ensuring compliance with these Rules and any directions issued from time to time by NZX and any other statutory requirements;
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Compliance Manager means a person who has responsibility for all or part of the compliance function in the business of the Market Participant in connection with the Market.
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Compliance Manager has the meaning set forth in Section 4.6(a).
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Examples of Compliance Manager in a sentence

  • If a Plan has been approved, the Contractor is additionally required to submit a monthly Subcontract Awards and Expenditures Report to the Contract Manager and the Purchasing Office Contract Compliance Manager no later than the tenth calendar day of each month.

  • To provide a written report of the investigation to the County Compliance Manager within ten (10) working days of the discovery of the breach or unauthorized use or disclosure.

  • The Contractor shall employ a Data Compliance Manager who is dedicated full-time to the Contractor’s Indiana Medicaid product lines.

  • Business Associate shall promptly remedy any violation of any provision of this Addendum and shall certify the same to the County Compliance Manager in writing.

  • The Data Compliance Manager must have extensive experience in managing data quality and data exchange processes, including data integration and data verification.


More Definitions of Compliance Manager

Compliance Manager means a person who holds an appraiser license or certificate in at least one state and who is responsible for overseeing the implementation of, and compliance with, procedures for an appraisal management company to:
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Compliance Manager means the Company’s independent compliance manager.
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Compliance Manager means SMP’s compliance manager to whom Mr Cuthbert delegated compliance responsibilities throughout the Relevant Period;
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Compliance Manager means Adam J. Reback or such other person as may be designated from time to time.
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Compliance Manager means the individual designated to be responsible for overseeing and managing compliance issues within each gaming entity licensee, including compliance with internal controls and all statutory and regulatory requirements.
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Compliance Manager shall have the meaning set forth in Section 2.6.
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Compliance Manager. As defined in Section
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