Compliance Manager definition

Compliance Manager means a person appointed to identify and report to the Managing Principal or the Responsible Executive of a Market Participant (whichever is appropriate) any suspected breaches of that Market Participant’s internal policies and procedures, in addition to ensuring compliance with these Rules and any directions issued from time to time by NZX and any other statutory requirements;
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Compliance Manager means a person who has responsibility for all or part of the compliance function in the business of the Market Participant in connection with the Market.
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Compliance Manager shall have the meaning set forth in Section 4.3.10.
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Examples of Compliance Manager in a sentence

  • If a Plan has been approved, the Contractor is additionally required to submit a monthly Subcontract Awards and Expenditures Report to the Contract Manager and the Purchasing Office Contract Compliance Manager no later than the tenth calendar day of each month.

  • All changes are subject to review and approval by the NJPA Contracts & Compliance Manager, signed in acceptance by the NJPA Executive Director and acknowledged by the NJPA Contract Council.

  • The Contractor’s Project Manager, the Construction Project Engineer and the Department’s District Contract Compliance Manager will attend this meeting.

  • The Validity Period of the Valuation Conclusion: one year from the Valuation Base Date, namely 30 April 2020.

  • The Purchasing Agent and/or the DBE Compliance Manager and/or the Fair Share Office shall have the right to seek clarification to assure good faith effort compliance.


More Definitions of Compliance Manager

Compliance Manager means a person who holds an appraiser license or certificate in at least one state and who is responsible for overseeing the implementation of, and compliance with, procedures for an appraisal management company to:
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Compliance Manager means the person designated by the Authority to oversee and administer the Pretreatment program and who is charged with certain duties and responsibilities by this article, or his duly authorized representative.
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Compliance Manager means Adam J. Reback or such other person as may be designated from time to time.
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Compliance Manager means the individual nominated by Xxxxx ELT to manage compliance by Authorised Waste Collectors with the terms and conditions of this Contract.
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Compliance Manager means that person in the Department of Labor, Licensing and Regulation, State of South Carolina, who is designated by the Administrator as responsible for inspections made pursuant to the State's Occupational Safety and Health Laws including, but not limited to, the issuance of citations and assessment of penalties.
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Compliance Manager means a person appointed to identify and report to the Managing Principal or the Responsible Executive of a Market Participant (whichever is appropriate) any suspected breaches of that Market Participant’s internal policies and procedures, in addition to ensuring compliance with these Rules and any directions issued from time to time by NZX and any other statutory requirements; “Compliance Officer” means the individual(s) appointed as a Compliance Officer in accordance with Rule 4.3(a)(iii) of the NZX Regulations in existence prior to these Rules coming into force;
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Compliance Manager means the Chief Compliance Officer or his/her designee.Amended and Approved Effective June 30, 2011.Founding PartnerFounding PartnerFounding Partner Galliard Capital Management, Inc.Code of EthicsAppendix A Galliard Capital Management, Inc.
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