China Connect Market Rules definition

China Connect Market Rules means, as applicable, the SSE China Connect Rules, the SZSE China Connect Rules and the business and trading rules and regulations of SSE and SZSE, in each case as amended, supplemented, modified and/or varied from time to time.
Sample 1Sample 2Sample 3
China Connect Market Rules means the rules, operation, procedures, circulars and notices of the relevant China Connect Market in respect of the stock listing and trading activities taking place on the relevant China Connect Market.
Sample 1Sample 2Sample 3
China Connect Market Rules means any rules, policies or guidelines published or applied by any China Connect Authority or China Connect Entity from time to time in respect of China Connect or any activities arising from China Connect.
Sample 1Sample 2Sample 3

Examples of China Connect Market Rules in a sentence

  • In respect of China Connect Securities, Mainland China is the home market and thus the general principle is that investors in China Connect Securities should observe the relevant China Connect Market Rules and other Mainland China securities laws and regulations.

  • For details concerning the risk alert board, please refer to the relevant China Connect Market Rules and any other relevant sources from time to time.

  • Delisting of companies listed on the relevant China Connect Market According to the relevant China Connect Market Rules, if any company listed on the relevant China Connect Market is in the delisting process, or its operation is unstable due to financial or other reasons such that there is a risk of being delisted or exposing investors’ interest to undue damage, the company listed on the relevant China Connect Market will be earmarked and traded on the risk alert board.

  • You are advised to refer to the relevant provisions from time to time applicable in the China Connect Market Rules (as and when these are published) and in the China Connect Laws and China Connect Market Rules.

  • If you instruct the Bank to effect a Northbound transaction in China Connect Securities on behalf of your client (a “Client Transaction”), you shall retain for a period of not less than 20 years (or such other period as the Bank may instruct you in accordance with China Connect Laws or China Connect Market Rules) records of any client instructions and account information in relation to the Client Transaction (such records the “Client Information”).

  • Please refer to the web pages on the HKEX website and the SFC website relating to China Connect from time to time and other relevant sources.2.3 The Bank shall have the right to apply any procedures or requirements in respect of any trading of China Connect Securities through China Connect which the Bank determines in its absolute discretion to be necessary or desirable for the purpose of any China Connect Laws, China Connect Market Rules or market practice.

  • You must comply with all China Connect Laws and China Connect Market Rules and other applicable laws of Mainland China relating to Northbound trading.

  • Applicability - This Clause is only applicable when you have delivered to the Bank the China Connect Securities in relation to Pre-Trade Checking under the China Connect Market Rules and China Connect Laws.

  • In all cases, it is your responsibility to ensure that each of the funds managed by you complies with all China Connect Laws and China Connect Market Rules to which the relevant fund may be subject.

  • Any risk, loss or cost resulting from non-compliance or potential non-compliance with Pre-Trade Checking and/or the relevant China Connect Laws or China Connect Market Rules shall be borne by you.

Related to China Connect Market Rules

  • Market Rules means the rules, regulations, customs and practices from time to time of any exchange, clearing house or other organization or market involved in the conclusion, execution or settlement of a Contract any exercise by any such exchange, clearing house or other organization or market of any power or authority conferred on it.

  • Relevant Rules means, at any time, the laws, regulations, requirements, guidelines and policies relating to capital adequacy (including, without limitation, as to leverage) then in effect in the United Kingdom including, without limitation to the generality of the foregoing, as may be required by CRD IV or BRRD or any applicable successor legislation or any delegated or implementing acts (such as regulatory technical standards) adopted by the European Commission and applicable to the Issuer from time to time and any regulations, requirements, guidelines and policies relating to capital adequacy adopted by the Relevant Regulator from time to time (whether or not such requirements, guidelines or policies are applied generally or specifically to the Issuer or to the Issuer and any of its holding or subsidiary companies or any subsidiary of any such holding company).

  • FCA Rules means the Rules included within the FCA Handbook issued by the FCA.

  • ASX means ASX Limited (ACN 008 624 691);