Underwriter’s Warrant Agreement Sample Clauses

Underwriter’s Warrant Agreement. On the Closing Date, the Company shall have delivered to the Underwriter executed copies of the Underwriter’s Warrant Agreement.
Sample 1Sample 2Sample 3See All (46)
AutoNDA by SimpleDocs
Underwriter’s Warrant Agreement. The Underwriter’s Warrant Agreement, substantially in the form of Exhibit E hereto, executed by the officers of the Company, delivered to the Underwriter on or before the date hereof, shall be in full force and effect on the Closing Date or any Additional Closing Date, as the case may be.
Sample 1Sample 2Sample 3See All (31)
Underwriter’s Warrant Agreement. At the Closing Date, the Company will issue to the Underwriter and/or persons related to the Underwriter, for an aggregate purchase price of $10, and upon the terms and conditions set forth in the form of Underwriter's Warrant Agreement annexed as an exhibit to the Registration Statement, Underwriter Warrants to purchase up to an aggregate of 200,000 Shares and 200,000 Warrants, in such denominations as the Underwriter shall designate. In the event of conflict in the terms of this Agreement and the Underwriter's Warrant Agreement, the language of the form of Underwriter's Warrant Agreement shall control.
Sample 1See All (6)
Underwriter’s Warrant Agreement. At the Closing Date, the Company will issue to the Underwriter and/or persons related to the Underwriter, for an aggregate purchase price of $10, and upon the terms and conditions set forth in the form of Underwriter's Warrant Agreement annexed as an exhibit to the Registration Statement, Underwriter Warrants to purchase up to an aggregate of 100,000 Shares, in such denominations as the Underwriter shall designate. In the event of conflict in the terms of this Agreement and the Underwriter's Warrant Agreement, the language of the form of Underwriter's Warrant Agreement shall control.
Sample 1Sample 2See All (5)
Underwriter’s Warrant Agreement. THE REGISTERED HOLDER OF THIS WARRANT AGREES BY HIS, HER OR ITS ACCEPTANCE HEREOF, THAT SUCH HOLDER WILL NOT FOR A PERIOD OF ONE HUNDRED EIGHTY (180) DAYS FOLLOWING THE EFFECTIVE DATE (AS DEFINED BELOW) OF THE OFFERING STATEMENT: (A) SELL, TRANSFER, ASSIGN, PLEDGE OR HYPOTHECATE THIS WARRANT TO ANYONE OTHER THAN OFFICERS OR PARTNERS OF BOUSTEAD SECURITIES, LLC, EACH OF WHOM SHALL HAVE AGREED TO THE RESTRICTIONS CONTAINED HEREIN, IN ACCORDANCE WITH FINRA CONDUCT RULE 5110(G)(1), OR (B) CAUSE THIS WARRANT OR THE SECURITIES ISSUABLE HEREUNDER TO BE THE SUBJECT OF ANY HEDGING, SHORT SALE, DERIVATIVE, PUT OR CALL TRANSACTION THAT WOULD RESULT IN THE EFFECTIVE ECONOMIC DISPOSITION OF THIS WARRANT OR THE SECURITIES HEREUNDER, EXCEPT AS PROVIDED FOR IN FINRA RULE 5110(G)(2). THIS WARRANT IS NOT EXERCISABLE PRIOR TO [●], 2019. VOID AFTER 5:00 P.M., EASTERN TIME, [●], 20241. For the Purchase of [●]2 Shares of Common Stock of Consumer Capital Group Inc. Warrant No.: [●] Date of Issuance: [●] (“Issuance Date”)3
Sample 1
Underwriter’s Warrant Agreement. The Underwriter's Warrant Agreement conforms to the description thereof in the Registration Statement and in the Prospectus and, when sold to and paid for by you, will be duly authorized, will be validly issued and will be the valid and binding obligation of the Company. The Warrant Securities have been duly and validly authorized and reserved for issuance upon exercise of the Underwriter's Warrants and, when issued upon such exercise in accordance with the terms of the Underwriter's Warrant Agreement at the price therein provided, will be validly issued, fully paid and nonassessable and free of preemptive and redemption rights.
Sample 1
Underwriter’s Warrant Agreement. The Company shall have executed the Underwriter's Warrant Agreement and shall have delivered such properly executed Warrant Agreement to you simultaneously with the closing of the sale of the Firm Shares.
Sample 1
AutoNDA by SimpleDocs

Related to Underwriter’s Warrant Agreement

  • Underwriters’ Warrants The Company hereby agrees to issue to the Underwriter (and/or its designees) on a Closing Date or Option Closing Date, as applicable, a warrant to purchase a number of Shares equal to (x) 5% of the gross payment amount sourced by the Underwriter and its selling syndicate and soliciting dealers and (y) 3% of the gross payment sourced by the Company on a Closing Date or Option Closing Date for the Offered Securities divided by the Purchase Price (“Underwriter’s Warrant”). The Underwriter’s Warrant agreement, in the form attached hereto as Exhibit A (the “Underwriters’ Warrant Agreement”), shall be exercisable, in whole or in part, commencing on the Effective Date and expiring on the three-year anniversary from the date of issuance at an initial exercise price equal to 120% of the Purchase Price of the Offered Securities. The Underwriter’s Warrant shall include a “cashless” exercise feature. The Underwriter understands and agrees that there are significant restrictions pursuant to FINRA Rule 5110 against transferring the Underwriter’s Warrant and the underlying shares of ordinary shares during the one hundred eighty (180) days after the Effective Date and by its acceptance thereof shall agree that it will not sell, transfer, assign, pledge or hypothecate the Underwriter’s Warrant Agreement, or any portion thereof, or be the subject of any hedging, short sale, derivative, put or call transaction that would result in the effective economic disposition of such securities for a period of one hundred eighty (180) days following the Effective Date to anyone other than (i) an underwriter or a selected dealer in connection with the Offering, or (ii) a bona fide officer or partner of the Underwriter or of any such underwriter or selected dealer; and only if any such transferee agrees to the foregoing lock-up restrictions. Delivery of the Underwriter’s Warrant Agreement shall be made on a Closing Date and shall be issued in the name or names and in such authorized denominations as the Underwriter may request.

  • Representative’s Warrant Agreement On the Closing Date, the Company shall have delivered to the Representative executed copies of the Representative’s Warrant Agreement.

  • Warrant Agreement The Company shall have entered into a Warrant Agreement with a warrant agent on terms satisfactory to the Company.

  • Warrant Agreement and Registration Rights Agreement The Company shall have entered into the Warrant Agreement and the Registration Rights Agreement, each on terms satisfactory to the Purchaser.

  • The Warrant Agreement The Warrant Agreement has been duly authorized, executed and delivered by the Company and constitutes a valid and legally binding obligation of the Company enforceable against the Company in accordance with its terms, except as enforceability may be limited by applicable bankruptcy, insolvency or similar laws affecting the enforcement of creditors’ rights generally or by equitable principles relating to enforceability.

  • Warrant Agent Agreement If this Warrant is held in global form through DTC (or any successor depositary), this Warrant is issued subject to the Warrant Agent Agreement. To the extent any provision of this Warrant conflicts with the express provisions of the Warrant Agent Agreement, the provisions of this Warrant shall govern and be controlling. ******************** (Signature Page Follows)

  • Warrant Agreement and Registration and Shareholder Rights Agreement The Company shall have entered into the Warrant Agreement, in the form of Exhibit A hereto, and the Registration and Shareholder Rights Agreement, in the form of Exhibit B hereto, in each case on terms satisfactory to the Purchaser.

  • Representative’s Warrant On the Closing date, the Company shall have delivered to the Representative an executed copy of the Representative’s Warrant.

  • Warrants and Issuance of Warrant Certificates (a) A Warrant initially shall entitle the Registered Holder of the Warrant representing such Warrant to purchase one share of Common Stock upon the exercise thereof, in accordance with the terms hereof, subject to modification and adjustment as provided in Section 9.

  • Warrant Agency Agreement If this Warrant is held in global form through DTC (or any successor depositary), this Warrant is issued subject to the Warrant Agency Agreement. To the extent any provision of this Warrant conflicts with the express provisions of the Warrant Agency Agreement, the provisions of this Warrant shall govern and be controlling. ******************** (Signature Page Follows)

Time is Money Join Law Insider Premium to draft better contracts faster.