Common use of Transfer Agency Records Clause in Contracts

Transfer Agency Records. GFS shall maintain the following shareholder account information: · name, address and United States Tax Identification or Social Security number; · number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; · historical information regarding the account of each Shareholder, including dividends and distributions paid and the date and price for all transactions on a Shareholder’s account; · any stop or restraining order placed against a Shareholder’s account; · any correspondence relating to the current maintenance of a Shareholder’s account; · information with respect to withholdings; and · any information required in order for GFS to perform any calculations by this Agreement. All out-of-pocket expenses will be billed as set forth on Appendix IV. GFS may from time to time adopt new procedures, or modify existing procedures, in order to carry out its Transfer Agency Services. Any modification of the Transfer Agency Services provided by GFS as set forth in this Appendix III shall be delivered to the Trust in writing. APPENDIX IV LIST OF FUNDS SERVICES & FEES This Appendix IV is part of the Fund Services Agreement between AdvisorOne Funds and Gemini Fund Services, LLC. Set forth below are the Services elected by the Fund(s) identified on this Appendix IV along with the associated Fees.

Transfer Agency Records. GFS shall maintain the following shareholder account information: · name, address and United States Tax Identification or Social Security number; · number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; · historical information regarding the account of each Shareholder, including dividends and distributions paid and the date and price for all transactions on a Shareholder’s account; · any stop or restraining order placed against a Shareholder’s account; · any correspondence relating to the current maintenance of a Shareholder’s account; · information with respect to withholdings; and · any information required in order for GFS to perform any calculations by this Agreement. All out-of-pocket expenses will be billed as set forth on Appendix IV. GFS may from time to time adopt new procedures, or modify existing procedures, in order to carry out its Transfer Agency Services. Any modification of the Transfer Agency Services provided by GFS as set forth in this Appendix III shall be delivered to the Trust in writing. APPENDIX IV LIST OF FUNDS SERVICES & FEES This Appendix IV is part of the Fund Services Agreement between AdvisorOne Funds EPIPHANY FUNDS and Gemini Fund Services, LLC. Set forth below are the Services elected by the Fund(s) identified on this Appendix IV along with the associated Fees.

Transfer Agency Records. GFS shall maintain the following shareholder account information: · name, address and United States Tax Identification or Social Security number; · number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; · historical information regarding the account of each Shareholder, including dividends and distributions paid and the date and price for all transactions on a Shareholder’s account; · any stop or restraining order placed against a Shareholder’s account; · any correspondence relating to the current maintenance of a Shareholder’s account; · information with respect to withholdings; and · any information required in order for GFS to perform any calculations by this Agreement. All out-of-pocket expenses will be billed as set forth on Appendix IV. GFS may from time to time adopt new procedures, or modify existing procedures, in order to carry out its Transfer Agency Services. Any modification of the Transfer Agency Services provided by GFS as set forth in this Appendix III shall be delivered to the Trust Company in writing. APPENDIX IV (Amended) LIST OF FUNDS SERVICES & FEES This Amended Appendix IV is part of the Fund Services Agreement between AdvisorOne Funds Dominion Funds, Inc. and Gemini Fund Services, LLC. Set forth below are the Services elected by the Fund(s) identified on this Amended Appendix IV along with the associated Fees.

Transfer Agency Records. GFS shall maintain the following shareholder account information: · name, address and United States Tax Identification or Social Security number; · number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; · historical information regarding the account of each Shareholder, including dividends and distributions paid and the date and price for all transactions on a Shareholder’s account; · any stop or restraining order placed against a Shareholder’s account; · any correspondence relating to the current maintenance of a Shareholder’s account; · information with respect to withholdings; and · any information required in order for GFS to perform any calculations by this Agreement. All out-of-pocket expenses will be billed as set forth on Appendix IV. GFS may from time to time adopt new procedures, or modify existing procedures, in order to carry out its Transfer Agency Services. Any modification of the Transfer Agency Services provided by GFS as set forth in this Appendix III shall be delivered to the Trust in writing. APPENDIX IV LIST OF FUNDS SERVICES & FEES This Appendix IV is part of the Fund Services Agreement between AdvisorOne Funds and Gemini Fund Services, LLC. Set forth below are the Services elected by the Fund(s) identified on this Appendix IV along with the associated Fees. This Appendix IV replaces any existing fee schedule with respect to the Fund(s) identified herein.

Transfer Agency Records. GFS shall maintain the following shareholder account information: · name, address and United States Tax Identification or Social Security number; · number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; · historical information regarding the account of each Shareholder, including dividends and distributions paid and the date and price for all transactions on a Shareholder’s account; · any stop or restraining order placed against a Shareholder’s account; · any correspondence relating to the current maintenance of a Shareholder’s account; · information with respect to withholdings; and · any information required in order for GFS to perform any calculations by this Agreement. All out-of-pocket expenses will be billed as set forth on Appendix IV. GFS may from time to time adopt new procedures, or modify existing procedures, in order to carry out its Transfer Agency Services. Any modification of the Transfer Agency Services provided by GFS as set forth in this Appendix III shall be delivered to the Trust in writing. APPENDIX IV LIST OF FUNDS SERVICES & FEES This Appendix IV is part of the Fund Services Agreement between AdvisorOne Equinox Funds Trust and Gemini Fund Services, LLC. Set forth below are the Services elected by the Fund(s) identified on this Appendix IV along with the associated Fees.

Transfer Agency Records. GFS shall maintain the following shareholder account information: · name, address and United States Tax Identification or Social Security number; · number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; · historical information regarding the account of each Shareholder, including dividends and distributions paid and the date and price for all transactions on a Shareholder’s account; · any stop or restraining order placed against a Shareholder’s account; · any correspondence relating to the current maintenance of a Shareholder’s account; · information with respect to withholdings; and · any information required in order for GFS to perform any calculations by this Agreement. All out-of-pocket expenses will be billed as set forth on Appendix IV. GFS may from time to time adopt new procedures, or modify existing procedures, in order to carry out its Transfer Agency Services. Any modification of the Transfer Agency Services provided by GFS as set forth in this Appendix III shall be delivered to the Trust in writing. APPENDIX IV LIST OF FUNDS SERVICES & FEES This Appendix IV is part of the Fund Services Agreement between AdvisorOne Funds Ladenburg Investment Trust and Gemini Fund Services, LLC. Set forth below are the Services elected by the Fund(s) identified on this Appendix IV along with the associated Fees.

Transfer Agency Records. GFS shall maintain the following shareholder account information: · name, address and United States Tax Identification or Social Security number; · number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; · historical information regarding the account of each Shareholder, including dividends and distributions paid and the date and price for all transactions on a Shareholder’s account; · any stop or restraining order placed against a Shareholder’s account; · any correspondence relating to the current maintenance of a Shareholder’s account; · information with respect to withholdings; and · any information required in order for GFS to perform any calculations by this Agreement. All out-of-pocket expenses will be billed as set forth on Appendix IV. GFS may from time to time adopt new procedures, or modify existing procedures, in order to carry out its Transfer Agency Services. Any modification of the Transfer Agency Services provided by GFS as set forth in this Appendix III shall be delivered to the Trust in writing. APPENDIX IV LIST OF FUNDS SERVICES & FEES This Appendix IV is part of the Fund Services Agreement between AdvisorOne Funds Northern Lights Fund Trust and Gemini Fund Services, LLC. Set forth below are the Services elected by the Fund(s) identified on this Appendix IV IV-along with the associated Fees.

Transfer Agency Records. GFS shall maintain the following shareholder account information: · name, address and United States Tax Identification or Social Security number; · number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; · historical information regarding the account of each Shareholder, including dividends and distributions paid and the date and price for all transactions on a Shareholder’s account; · any stop or restraining order placed against a Shareholder’s account; · any correspondence relating to the current maintenance of a Shareholder’s account; · information with respect to withholdings; and · any information required in order for GFS to perform any calculations by this Agreement. All out-of-pocket expenses will be billed as set forth on Appendix IV. GFS may from time to time adopt new procedures, or modify existing procedures, in order to carry out its Transfer Agency Services. Any modification of the Transfer Agency Services provided by GFS as set forth in this Appendix III shall be delivered to the Trust in writing. APPENDIX IV LIST OF FUNDS SERVICES & FEES This Appendix IV is part of the Fund Services Agreement between AdvisorOne Funds Vertical Capital Income Fund and Gemini Fund Services, LLC. Set forth below are the Services elected by the Fund(s) identified on this Appendix IV along with the associated Fees.

Transfer Agency Records. GFS shall maintain the following shareholder account information: · name, address and United States Tax Identification or Social Security number; · number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; · historical information regarding the account of each Shareholder, including dividends and distributions paid and the date and price for all transactions on a Shareholder’s account; · any stop or restraining order placed against a Shareholder’s account; · any correspondence relating to the current maintenance of a Shareholder’s account; · information with respect to withholdings; and · any information required in order for GFS to perform any calculations by this Agreement. All out-of-pocket expenses will be billed as set forth on Appendix IV. GFS may from time to time adopt new procedures, or modify existing procedures, in order to carry out its Transfer Agency Services. Any modification of the Transfer Agency Services provided by GFS as set forth in this Appendix III shall be delivered to the Trust in writing. APPENDIX IV LIST OF FUNDS SERVICES & FEES This Appendix IV is part of the Fund Services Agreement between AdvisorOne Funds GL Beyond Income Fund and Gemini Fund Services, LLC. Set forth below are the Services elected by the Fund(s) identified on this Appendix IV along with the associated Fees.

Transfer Agency Records. GFS shall maintain the following shareholder account information: · name, address and United States Tax Identification or Social Security number; · number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; · historical information regarding the account of each Shareholder, including dividends and distributions paid and the date and price for all transactions on a Shareholder’s account; · any stop or restraining order placed against a Shareholder’s account; · any correspondence relating to the current maintenance of a Shareholder’s account; · information with respect to withholdings; and · any information required in order for GFS to perform any calculations by this Agreement. All out-of-pocket expenses will be billed as set forth on Appendix IV. GFS may from time to time adopt new procedures, or modify existing procedures, in order to carry out its Transfer Agency Services. Any modification of the Transfer Agency Services provided by GFS as set forth in this Appendix III shall be delivered to the Trust in writing. APPENDIX IV LIST OF FUNDS SERVICES & FEES This Appendix IV is part of the Fund Services Agreement (the “Agreement”) between AdvisorOne Funds Forethought Variable Insurance Trust and Gemini Fund Services, LLC. Set forth below are the Services elected by the Fund(s) identified on this Appendix IV along with the associated Fees.

Transfer Agency Records. GFS shall maintain the following shareholder account information: · name, address and United States Tax Identification or Social Security number; · number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; · historical information regarding the account of each Shareholdershareholder, including dividends and distributions paid and the date and price for all transactions on a Shareholdershareholder’s account; · any stop or restraining order placed against a Shareholdershareholder’s account; · any correspondence relating to the current maintenance of a Shareholdershareholder’s account; · information with respect to withholdings; and · any information required in order for GFS to perform any calculations by this Agreement. All out-of-pocket expenses will be billed as set forth on Appendix IV. GFS may from time to time adopt new procedures, or modify existing procedures, in order to carry out its Transfer Agency Services. Any modification of the Transfer Agency Services provided by GFS as set forth in this Appendix III shall be delivered to the Trust in writing. Appendix III | 6 APPENDIX IV LIST OF FUNDS SERVICES & FEES This Appendix IV is part of the Fund Services Agreement (the “Agreement”) between AdvisorOne Funds the Trust and Gemini Fund Services, LLC. Set forth below are the Services elected by the Fund(s) identified on this Appendix IV along with the associated Fees.

Transfer Agency Records. GFS shall maintain the following shareholder account information: · name, address and United States Tax Identification or Social Security number; · number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; · historical information regarding the account of each Shareholder, including dividends and distributions paid and the date and price for all transactions on a Shareholder’s account; · any stop or restraining order placed against a Shareholder’s account; · any correspondence relating to the current maintenance of a Shareholder’s account; · information with respect to withholdings; and · any information required in order for GFS to perform any calculations by this Agreement. All out-of-pocket expenses will be billed as set forth on Appendix IV. GFS may from time to time adopt new procedures, or modify existing procedures, in order to carry out its Transfer Agency Services. Any modification of the Transfer Agency Services provided by GFS as set forth in this Appendix III shall be delivered to the Trust in writing. APPENDIX IV LIST OF FUNDS SERVICES & FEES This Appendix IV is part of the Fund Services Agreement between AdvisorOne Funds Arrow Investments Trust and Gemini Fund Services, LLC. Set forth below are the Services elected by the Fund(s) identified on this Appendix IV along with the associated Fees.

Transfer Agency Records. GFS shall maintain the following shareholder account information: · — name, address and United States Tax Identification or Social Security number; · — number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; · — historical information regarding the account of each Shareholder, including dividends and distributions paid and the date and price for all transactions on a Shareholder’s account; · — any stop or restraining order placed against a Shareholder’s account; · — any correspondence relating to the current maintenance of a Shareholder’s account; · — information with respect to withholdings; and · — any information required in order for GFS to perform any calculations by this Agreement. All out-of-pocket expenses will be billed as set forth on Appendix IV. GFS may from time to time adopt new procedures, or modify existing procedures, in order to carry out its Transfer Agency Services. Any modification of the Transfer Agency Services provided by GFS as set forth in this Appendix III shall be delivered to the Trust in writing. APPENDIX IV LIST OF FUNDS SERVICES & FEES This Appendix IV is part of the Fund Services Agreement between AdvisorOne Funds The Xxxxxxx Plan and Gemini Fund Services, LLC. Set forth below are the Services elected by the Fund(s) identified on this Appendix IV along with the associated Fees.

Transfer Agency Records. GFS shall maintain the following shareholder account information: · name, address and United States Tax Identification or Social Security number; · number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; · historical information regarding the account of each Shareholder, including dividends and distributions paid and the date and price for all transactions on a Shareholder’s account; · any stop or restraining order placed against a Shareholder’s account; · any correspondence relating to the current maintenance of a Shareholder’s account; · information with respect to withholdings; and · any information required in order for GFS to perform any calculations by this Agreement. All out-of-pocket expenses will be billed as set forth on Appendix IV. GFS may from time to time adopt new procedures, or modify existing procedures, in order to carry out its Transfer Agency Services. Any modification of the Transfer Agency Services provided by GFS as set forth in this Appendix III shall be delivered to the Trust in writing. APPENDIX IV LIST OF FUNDS SERVICES & FEES This Appendix IV IV-1 is part of the Fund Services Agreement between AdvisorOne Funds Northern Lights Fund Trust II and Gemini Fund Services, LLC. Set forth below are the Services elected by the Fund(s) identified on this Appendix IV IV-1 along with the associated Fees.

Transfer Agency Records. GFS shall maintain the following shareholder account information: · name, address and United States Tax Identification or Social Security number; · number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; · historical information regarding the account of each Shareholder, including dividends and distributions paid and the date and price for all transactions on a Shareholder’s account; · any stop or restraining order placed against a Shareholder’s account; · any correspondence relating to the current maintenance of a Shareholder’s account; · information with respect to withholdings; and · any information required in order for GFS to perform any calculations by this Agreement. All out-of-pocket expenses will be billed as set forth on Appendix IV. GFS may from time to time adopt new procedures, or modify existing procedures, in order to carry out its Transfer Agency Services. Any modification of the Transfer Agency Services provided by GFS as set forth in this Appendix III shall be delivered to the Trust in writing. APPENDIX IV LIST OF FUNDS SERVICES & FEES This Appendix IV is part of the Fund Services Agreement (the “Agreement”) between AdvisorOne Funds Hxxx Series Trust and Gemini Fund Services, LLC. Set forth below are the Services elected by the Fund(s) identified on this Appendix IV along with the associated Fees.

Transfer Agency Records. GFS shall maintain the following shareholder account information: · name, address and United States Tax Identification or Social Security number; · number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; · historical information regarding the account of each Shareholder, including dividends and distributions paid and the date and price for all transactions on a Shareholder’s account; · any stop or restraining order placed against a Shareholder’s account; · any correspondence relating to the current maintenance of a Shareholder’s account; · information with respect to withholdings; and · any information required in order for GFS to perform any calculations by this Agreement. All out-of-pocket expenses will be billed as set forth on Appendix IV. GFS may from time to time adopt new procedures, or modify existing procedures, in order to carry out its Transfer Agency Services. Any modification of the Transfer Agency Services provided by GFS as set forth in this Appendix III shall be delivered to the Trust in writing. APPENDIX IV LIST OF FUNDS SERVICES & FEES This Appendix IV is part of the Fund Services Agreement between AdvisorOne Funds The North Country Funds, and Gemini Fund Services, LLC. Set forth below are the Services elected by the Fund(s) Funds identified on this Appendix IV along with the associated Fees.

Transfer Agency Records. GFS shall maintain the following shareholder account information: · • name, address and United States Tax Identification or Social Security number; · • number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; · • historical information regarding the account of each Shareholdershareholder, including dividends and distributions paid and the date and price for all transactions on a Shareholdershareholder’s account; · • any stop or restraining order placed against a Shareholdershareholder’s account; · • any correspondence relating to the current maintenance of a Shareholdershareholder’s account; · • information with respect to withholdings; and · • any information required in order for GFS to perform any calculations by this Agreement. All out-of-pocket expenses will be billed as set forth on Appendix IVII. GFS may from time to time adopt new procedures, or modify existing procedures, in order to carry out its Transfer Agency Services. Any modification of the Transfer Agency Services provided by GFS as set forth in this Appendix III I shall be delivered to the Trust in writingwriting and subject to agreement by the Trust. APPENDIX IV II LIST OF FUNDS SERVICES & FEES This Appendix IV II is part of the Fund Services Agreement (the “Agreement”) between AdvisorOne Equinox Frontier Funds and Gemini Fund Services, LLC. Set forth below are the Services elected by the Fund(s) identified on this Appendix IV II along with the associated Fees.

Transfer Agency Records. GFS shall maintain the following shareholder account information: · name, address and United States Tax Identification or Social Security number; · number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; · historical information regarding the account of each Shareholdershareholder, including dividends and distributions paid and the date and price for all transactions on a Shareholdershareholder’s account; · any stop or restraining order placed against a Shareholdershareholder’s account; · any correspondence relating to the current maintenance of a Shareholdershareholder’s account; · information with respect to withholdings; and · any information required in order for GFS to perform any calculations by this Agreement. All out-of-pocket expenses will be billed as set forth on Appendix IV. GFS may from time to time adopt new procedures, or modify existing procedures, in order to carry out its Transfer Agency Services. Any modification of the Transfer Agency Services provided by GFS as set forth in this Appendix III shall be delivered to the Trust Fund in writing. Appendix III | 6 APPENDIX IV LIST OF FUNDS SERVICES & FEES This Appendix IV is part of the Fund Services Agreement (the “Agreement”) between AdvisorOne Funds Princeton Private Equity Fund (the “Fund”) and Gemini Fund Services, LLCLLC (“GFS”). Set forth below are the Services elected by the Fund(s) identified on this Appendix IV Fund along with the associated Fees.

Transfer Agency Records. GFS shall maintain the following shareholder account information: · • name, address and United States Tax Identification or Social Security number; · • number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; · • historical information regarding the account of each Shareholder, including dividends and distributions paid and the date and price for all transactions on a Shareholder’s account; · • any stop or restraining order placed against a Shareholder’s account; · • any correspondence relating to the current maintenance of a Shareholder’s account; · • information with respect to withholdings; and · • any information required in order for GFS to perform any calculations by this Agreement. All out-of-pocket expenses will be billed as set forth on Appendix IVII. GFS may from time to time adopt new procedures, or modify existing procedures, in order to carry out its Transfer Agency Services. Any modification of the Transfer Agency Services provided by GFS as set forth in this Appendix III I shall be delivered to the Trust in writing. APPENDIX IV II LIST OF FUNDS SERVICES & FEES This Appendix IV II is part of the Fund Services Agreement between AdvisorOne Managers AMG Funds and Gemini Fund Services, LLC. Set forth below are the Services elected by the Fund(s) identified on this Appendix IV II along with the associated Fees.

Transfer Agency Records. GFS shall maintain the following shareholder account information: · name, address and United States Tax Identification or Social Security number; · number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; · historical information regarding the account of each Shareholder, including dividends and distributions paid and the date and price for all transactions on a Shareholder’s account; · any stop or restraining order placed against a Shareholder’s account; · any correspondence relating to the current maintenance of a Shareholder’s account; · information with respect to withholdings; and · any information required in order for GFS to perform any calculations by this Agreement. All out-of-pocket expenses will be billed as set forth on Appendix IV. GFS may from time to time adopt new procedures, or modify existing procedures, in order to carry out its Transfer Agency Services. Any modification of the Transfer Agency Services provided by GFS as set forth in this Appendix III shall be delivered to the Trust in writing. APPENDIX IV LIST OF FUNDS SERVICES & FEES This Appendix IV is part of the Fund Services Agreement between AdvisorOne Funds Xxxxxxxx Trust and Gemini Fund Services, LLC. Set forth below are the Services elected by the Fund(s) identified on this Appendix IV along with the associated Fees.

Transfer Agency Records. GFS shall maintain the following shareholder account information: · name, address and United States Tax Identification or Social Security number; · number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; · historical information regarding the account of each Shareholder, including dividends and distributions paid and the date and price for all transactions on a Shareholder’s account; · any stop or restraining order placed against a Shareholder’s account; · any correspondence relating to the current maintenance of a Shareholder’s account; · information with respect to withholdings; and · any information required in order for GFS to perform any calculations by this Agreement. All out-of-pocket expenses will be billed as set forth on Appendix IV. GFS may from time to time adopt new procedures, or modify existing procedures, in order to carry out its Transfer Agency Services. Any modification of the Transfer Agency Services provided by GFS as set forth in this Appendix III shall be delivered to the Trust in writing. APPENDIX IV LIST OF FUNDS SERVICES & FEES This Appendix IV is part of the Fund Services Agreement between AdvisorOne Funds The Multi-Strategy Growth & Income Fund and Gemini Fund Services, LLC. Set forth below are the Services elected by the Fund(s) identified on this Appendix IV along with the associated Fees.

Transfer Agency Records. GFS shall maintain the following shareholder account information: · name, address and United States Tax Identification or Social Security number; · number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; · historical information regarding the account of each Shareholder, including dividends and distributions paid and the date and price for all transactions on a Shareholder’s account; · any stop or restraining order placed against a Shareholder’s account; · any correspondence relating to the current maintenance of a Shareholder’s account; · information with respect to withholdings; and · any information required in order for GFS to perform any calculations by this Agreement. All out-of-pocket expenses will be billed as set forth on Appendix IV. GFS may from time to time adopt new procedures, or modify existing procedures, in order to carry out its Transfer Agency Services. Any modification of the Transfer Agency Services provided by GFS as set forth in this Appendix III shall be delivered to the Trust Fund in writing. APPENDIX IV LIST OF FUNDS SERVICES & FEES This Appendix IV is part of the Fund Services Agreement between AdvisorOne Funds The Arbitrage Fund and Gemini Fund Services, LLC. Set forth below are the Services elected by the Fund(s) Funds identified on this Appendix IV along with the associated Fees.

Transfer Agency Records. GFS shall maintain the following shareholder account information: · name, address and United States Tax Identification or Social Security number; · number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; · historical information regarding the account of each Shareholdershareholder, including dividends and distributions paid and the date and price for all transactions on a Shareholdershareholder’s account; · any stop or restraining order placed against a Shareholdershareholder’s account; · any correspondence relating to the current maintenance of a Shareholdershareholder’s account; · information with respect to withholdings; and · any information required in order for GFS to perform any calculations required by this Agreement. All out-of-pocket expenses will be billed as set forth on Appendix IV. GFS may from time to time adopt new procedures, or modify existing procedures, in order to carry out its Transfer Agency Services. Any modification of the Transfer Agency Services provided by GFS as set forth in this Appendix III shall be delivered to the Trust in writing. APPENDIX IV LIST OF FUNDS SERVICES & FEES This Appendix IV IV-1 is part of the Fund Services Agreement (the “Agreement”), dated July 29, 2015, between AdvisorOne Funds Northern Lights Fund Trust IV and Gemini Fund Services, LLC. Set forth below are the Services elected by the Fund(s) identified on this Appendix IV IV-1 along with the associated Fees. Capitalized terms used herein that are not otherwise defined shall have the same meanings ascribed to them in the Agreement.

Transfer Agency Records. GFS shall maintain the following shareholder account information: · name, address and United States Tax Identification or Social Security number; · number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; · historical information regarding the account of each Shareholder, including dividends and distributions paid and the date and price for all transactions on a Shareholder’s account; · any stop or restraining order placed against a Shareholder’s account; · any correspondence relating to the current maintenance of a Shareholder’s account; · information with respect to withholdings; and · any information required in order for GFS to perform any calculations by this Agreement. All out-of-pocket expenses will be billed as set forth on Appendix IV. GFS may from time to time adopt new procedures, or modify existing procedures, in order to carry out its Transfer Agency Services. Any modification of the Transfer Agency Services provided by GFS as set forth in this Appendix III shall be delivered to the Trust in writing. APPENDIX IV LIST OF FUNDS SERVICES & FEES This Appendix IV is part of the Fund Services Agreement between AdvisorOne Funds Xxxxxx Investment Trust and Gemini Fund Services, LLC. Set forth below are the Services elected by the Fund(s) identified on this Appendix IV along with the associated Fees.

Transfer Agency Records. GFS shall maintain the following shareholder account information: · name, address and United States Tax Identification or Social Security number; · number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; · historical information regarding the account of each Shareholder, including dividends and distributions paid and the date and price for all transactions on a Shareholder’s account; · any stop or restraining order placed against a Shareholder’s account; · any correspondence relating to the current maintenance of a Shareholder’s account; · information with respect to withholdings; and · any information required in order for GFS to perform any calculations by this Agreement. All out-of-pocket expenses will be billed as set forth on Appendix IV. GFS may from time to time adopt new procedures, or modify existing procedures, in order to carry out its Transfer Agency Services. Any modification of the Transfer Agency Services provided by GFS as set forth in this Appendix III shall be delivered to the Trust in writing. APPENDIX IV LIST OF FUNDS SERVICES & FEES This Appendix IV is part of the Fund Services Agreement between AdvisorOne Funds Nile Capital Investment Trust and Gemini Fund Services, LLC. Set forth below are the Services elected by the Fund(s) identified on this Appendix IV along with the associated Fees.

Transfer Agency Records. GFS shall maintain the following shareholder account information: · name, address and United States Tax Identification or Social Security number; · number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; · historical information regarding the account of each Shareholder, including dividends and distributions paid and the date and price for all transactions on a Shareholder’s account; · any stop or restraining order placed against a Shareholder’s account; · any correspondence relating to the current maintenance of a Shareholder’s account; · information with respect to withholdings; and · any information required in order for GFS to perform any calculations by this Agreement. All out-of-pocket expenses will be billed as set forth on Appendix IV. GFS may from time to time adopt new procedures, or modify existing procedures, in order to carry out its Transfer Agency Services. Any modification of the Transfer Agency Services provided by GFS as set forth in this Appendix III shall be delivered to the Trust in writing. APPENDIX IV LIST OF FUNDS SERVICES & FEES This Appendix IV is part of the Fund Services Agreement between AdvisorOne Rogé Partners Funds and Gemini Fund Services, LLC. Set forth below are the Services elected by the Fund(s) identified on this Appendix IV along with the associated Fees.

Transfer Agency Records. GFS shall maintain the following shareholder account information: · name, address and United States Tax Identification or Social Security number; · number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; · historical information regarding the account of each Shareholdershareholder, including dividends and distributions paid and the date and price for all transactions on a Shareholdershareholder’s account; · any stop or restraining order placed against a Shareholdershareholder’s account; · any correspondence relating to the current maintenance of a Shareholdershareholder’s account; · information with respect to withholdings; and · any information required in order for GFS to perform any calculations by this Agreement. All out-of-pocket expenses will be billed as set forth on Appendix IV. GFS may from time to time adopt new procedures, or modify existing procedures, in order to carry out its Transfer Agency Services. Any modification of the Transfer Agency Services provided by GFS as set forth in this Appendix III shall be delivered to the Trust Fund in writing. Appendix III | 6 APPENDIX IV LIST OF FUNDS SERVICES & FEES This Appendix IV is part of the Fund Services Agreement (the “Agreement”) between AdvisorOne Funds BlueArc Multi-Strategy Fund (the “Fund”) and Gemini Fund Services, LLCLLC (“GFS”). Set forth below are the Services elected by the Fund(s) identified on this Appendix IV Fund along with the associated Fees.

Transfer Agency Records. GFS UFS shall maintain the following shareholder account information: · name, address and United States Tax Identification or Social Security number; · number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; · historical information regarding the account of each Shareholder, including dividends and distributions paid and the date and price for all transactions on a Shareholder’s account; · any stop or restraining order placed against a Shareholder’s account; · any correspondence relating to the current maintenance of a Shareholder’s account; · information with respect to withholdings; and · any information required in order for GFS UFS to perform any calculations by this Agreement. All out-of-pocket expenses will be billed as set forth on Appendix IV. GFS UFS may from time to time adopt new procedures, or modify existing procedures, in order to carry out its Transfer Agency Services. Any modification of the Transfer Agency Services provided by GFS UFS as set forth in this Appendix III shall be delivered to the Trust in writing. APPENDIX IV LIST OF FUNDS SERVICES & FEES This Appendix IV is part of the Fund Services Agreement between AdvisorOne Funds Arrow Investments Trust and Gemini Ultimus Fund ServicesSolutions, LLC. Set forth below are the Services elected by the Fund(s) identified on this Appendix IV along with the associated Fees.

Transfer Agency Records. GFS shall maintain the following shareholder account information: · name, address and United States Tax Identification or Social Security number; · number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; · historical information regarding the account of each Shareholder, including dividends and distributions paid and the date and price for all transactions on a Shareholder’s account; · any stop or restraining order placed against a Shareholder’s account; · any correspondence relating to the current maintenance of a Shareholder’s account; · information with respect to withholdings; and · any information required in order for GFS to perform any calculations by this Agreement. All out-of-pocket expenses will be billed as set forth on Appendix IV. GFS may from time to time adopt new procedures, or modify existing procedures, in order to carry out its Transfer Agency Services. Any modification of the Transfer Agency Services provided by GFS as set forth in this Appendix III shall be delivered to the Trust in writing. APPENDIX IV LIST OF FUNDS SERVICES & FEES This Appendix IV is part of the Fund Services Agreement between AdvisorOne Funds Northern Lights Fund Trust and Gemini Fund Services, LLC. Set forth below are the Services elected by the Fund(s) identified on this Appendix IV IV-along with the associated Fees.

Transfer Agency Records. GFS shall maintain the following shareholder account information: · • name, address and United States Tax Identification or Social Security number; · • number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; · • historical information regarding the account of each Shareholdershareholder, including dividends and distributions paid and the date and price for all transactions on a Shareholdershareholder’s account; · • any stop or restraining order placed against a Shareholdershareholder’s account; · • any correspondence relating to the current maintenance of a Shareholdershareholder’s account; · • information with respect to withholdings; and · • any information required in order for GFS to perform any calculations required by this Agreement. All out-of-pocket expenses will be billed as set forth on Appendix IVII. GFS may from time to time adopt new procedures, or modify existing procedures, in order to carry out its Transfer Agency Services. Any modification of the Transfer Agency Services provided by GFS as set forth in this Appendix III I shall be delivered to the Trust Company in writing. Appendix I | 6 APPENDIX IV LIST OF FUNDS SERVICES & II FEES This Appendix IV II is part of the Fund Services Agreement (the “Agreement”) between AdvisorOne Funds Triton Pacific Investment Corporation, Inc. (the “Company”) and Gemini Fund Services, LLCLLC (“GFS”). Set forth below are the Services elected by the Fund(s) Company identified on this Appendix IV II along with the associated Fees.

Transfer Agency Records. GFS shall maintain the following shareholder account information: · name, address and United States Tax Identification or Social Security number; · number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; · historical information regarding the account of each Shareholder, including dividends and distributions paid and the date and price for all transactions on a Shareholder’s account; · any stop or restraining order placed against a Shareholder’s account; · any correspondence relating to the current maintenance of a Shareholder’s account; · information with respect to withholdings; and · any information required in order for GFS to perform any calculations by this Agreement. All out-of-pocket expenses will be billed as set forth on Appendix IV. GFS may from time to time adopt new procedures, or modify existing procedures, in order to carry out its Transfer Agency Services. Any modification of the Transfer Agency Services provided by GFS as set forth in this Appendix III shall be delivered to the Trust in writing. APPENDIX IV LIST OF FUNDS SERVICES & FEES This Appendix IV is part of the Fund Services Agreement between AdvisorOne Funds the Trust and Gemini Fund Services, LLC. Set forth below are the Services elected by the Fund(s) identified on this Appendix IV along with the associated Fees.

Transfer Agency Records. GFS shall maintain the following shareholder account information: · name, address and United States Tax Identification or Social Security number; · number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; · historical information regarding the account of each Shareholder, including dividends and distributions paid and the date and price for all transactions on a Shareholder’s account; · any stop or restraining order placed against a Shareholder’s account; · any correspondence relating to the current maintenance of a Shareholder’s account; · information with respect to withholdings; and · any information required in order for GFS to perform any calculations by this Agreement. All out-of-pocket expenses will be billed as set forth on Appendix IV. GFS may from time to time adopt new procedures, or modify existing procedures, in order to carry out its Transfer Agency Services. Any modification of the Transfer Agency Services provided by GFS as set forth in this Appendix III shall be delivered to the Trust Corporation in writing. APPENDIX IV LIST OF FUNDS SERVICES & FEES This Appendix IV is part of the Fund Services Agreement between AdvisorOne Funds Santa Xxxxxxx Group of Mutual Funds, Inc. and Gemini Fund Services, LLC. Set forth below are the Services elected by the Fund(s) identified on this Appendix IV along with the associated Fees.

Transfer Agency Records. GFS shall maintain the following shareholder account information: · name, address and United States Tax Identification or Social Security number; · number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; · historical information regarding the account of each Shareholder, including dividends and distributions paid and the date and price for all transactions on a Shareholder’s account; · any stop or restraining order placed against a Shareholder’s account; · any correspondence relating to the current maintenance of a Shareholder’s account; · information with respect to withholdings; and · any information required in order for GFS to perform any calculations by this Agreement. All out-of-pocket expenses will be billed as set forth on Appendix IV. GFS may from time to time adopt new procedures, or modify existing procedures, in order to carry out its Transfer Agency Services. Any modification of the Transfer Agency Services provided by GFS as set forth in this Appendix III shall be delivered to the Trust in writing. APPENDIX IV LIST OF FUNDS SERVICES & FEES This Appendix IV is part of the Fund Services Agreement between AdvisorOne Funds and AmericaFirst Quantitative Fundsand Gemini Fund Services, LLC. Set forth below are the Services elected by the Fund(s) identified on this Appendix IV along IValong with the associated Fees.

Transfer Agency Records. GFS shall maintain the following shareholder account information: · name, address and United States Tax Identification or Social Security number; · number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; · historical information regarding the account of each Shareholder, including dividends and distributions paid and the date and price for all transactions on a Shareholder’s account; · any stop or restraining order placed against a Shareholder’s account; · any correspondence relating to the current maintenance of a Shareholder’s account; · information with respect to withholdings; and · any information required in order for GFS to perform any calculations by this Agreement. All out-of-pocket expenses will be billed as set forth on Appendix IV. GFS may from time to time adopt new procedures, or modify existing procedures, in order to carry out its Transfer Agency Services. Any modification of the Transfer Agency Services provided by GFS as set forth in this Appendix III shall be delivered to the Trust in writing. APPENDIX IV Appendix III Page |6 LIST OF FUNDS SERVICES & FEES This Appendix IV is part of the Fund Services Agreement (the “Agreement”) between AdvisorOne Funds Forethought Variable Insurance Trust and Gemini Fund Services, LLC. Set forth below are the Services elected by the Fund(s) identified on this Appendix IV along with the associated Fees.

Transfer Agency Records. GFS shall maintain the following shareholder account information: · name, address and United States Tax Identification or Social Security number; · number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; · historical information regarding the account of each Shareholdershareholder, including dividends and distributions paid and the date and price for all transactions on a Shareholdershareholder’s account; · any stop or restraining order placed against a Shareholdershareholder’s account; · any correspondence relating to the current maintenance of a Shareholdershareholder’s account; · information with respect to withholdings; and · any information required in order for GFS to perform any calculations required by this Agreement. All out-of-pocket expenses will be billed as set forth on Appendix IV. GFS may from time to time adopt new procedures, or modify existing procedures, in order to carry out its Transfer Agency Services. Any modification of the Transfer Agency Services provided by GFS as set forth in this Appendix III shall be delivered to the Trust in writing. APPENDIX IV LIST OF FUNDS SERVICES & FEES This Appendix IV IV-I is part of the Fund Services Agreement (the “Agreement”), dated April 1, 2019, between AdvisorOne Leader Funds Trust (the “Trust”) and Gemini Fund Services, LLCLLC (“GFS”). Set forth below are the Services elected by the Fund(s) identified on this Appendix IV IV-I along with the associated Fees. Capitalized terms used herein that are not otherwise defined shall have the same meanings ascribed to them in the Agreement.

Transfer Agency Records. GFS shall maintain the following shareholder account information: · name, address and United States Tax Identification or Social Security number; · number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; · historical information regarding the account of each Shareholder, including dividends and distributions paid and the date and price for all transactions on a Shareholder’s account; · any stop or restraining order placed against a Shareholder’s account; · any correspondence relating to the current maintenance of a Shareholder’s account; · information with respect to withholdings; and · any information required in order for GFS to perform any calculations by this Agreement. All out-of-pocket expenses will be billed as set forth on Appendix IV. GFS may from time to time adopt new procedures, or modify existing procedures, in order to carry out its Transfer Agency Services. Any modification of the Transfer Agency Services provided by GFS as set forth in this Appendix III shall be delivered to the Trust in writing. APPENDIX IV LIST OF FUNDS SERVICES & FEES This Appendix IV is part of the Fund Services Agreement between AdvisorOne Funds Advisors Preferred Trust and Gemini Fund Services, LLC. Set forth below are the Services elected by the Fund(s) identified on this Appendix IV along with the associated Fees.

Transfer Agency Records. GFS shall maintain the following shareholder account information: · name, address and United States Tax Identification or Social Security number; · number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; · historical information regarding the account of each Shareholdershareholder, including dividends and distributions paid and the date and price for all transactions on a Shareholdershareholder’s account; · any stop or restraining order placed against a Shareholdershareholder’s account; · any correspondence relating to the current maintenance of a Shareholdershareholder’s account; · information with respect to withholdings; and · any information required in order for GFS to perform any calculations by this Agreement. All out-of-pocket expenses will be billed as set forth on Appendix IV. GFS may from time to time adopt new procedures, or modify existing procedures, in order to carry out its Transfer Agency Services. Any modification of the Transfer Agency Services provided by GFS as set forth in this Appendix III shall be delivered to the Trust Fund in writing. APPENDIX IV LIST OF FUNDS SERVICES & FEES This Appendix IV is part of the Fund Services Agreement (the “Agreement”) between AdvisorOne Funds Forefront Income Trust (the “Fund”) and Gemini Fund Services, LLCLLC (“GFS”). Set forth below are the Services elected by the Fund(s) identified on this Appendix IV Fund along with the associated Fees.

Transfer Agency Records. GFS shall maintain the following shareholder account information: · • name, address and United States Tax Identification or Social Security number; · • number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; · • historical information regarding the account of each Shareholder, including dividends and distributions paid and the date and price for all transactions on a Shareholder’s account; · • any stop or restraining order placed against a Shareholder’s account; · • any correspondence relating to the current maintenance of a Shareholder’s account; · • information with respect to withholdings; and · • any information required in order for GFS to perform any calculations by this Agreement. All out-of-pocket expenses will be billed as set forth on Appendix IV. GFS may from time to time adopt new procedures, or modify existing procedures, in order to carry out its Transfer Agency Services. Any modification of the Transfer Agency Services provided by GFS as set forth in this Appendix III shall be delivered to the Trust in writing. APPENDIX IV LIST OF FUNDS SERVICES & FEES This Appendix IV is part of the Fund Services Agreement between AdvisorOne Funds The Xxxxxxx Plan and Gemini Fund Services, LLC. Set forth below are the Services elected by the Fund(s) identified on this Appendix IV along with the associated Fees.