TRANSFER AGENCY AND SHAREHOLDER SERVICES AGREEMENT Sample Clauses

TRANSFER AGENCY AND SHAREHOLDER SERVICES AGREEMENT. This Amendment No. 3 To Transfer Agency And Shareholder Services Agreement, dated as of May 19, 2016 (“Amendment No. 3”), is being entered into by and between BNY Mellon Investment Servicing (US) Inc. (“BNYM”) and each of the registered investment companies signing below (each, an “Investment Company”, and collectively, the “Investment Companies”), on their own behalf and, to the extent an Investment Company has one or more Portfolios listed on Exhibit B hereto, on their behalf as well.
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TRANSFER AGENCY AND SHAREHOLDER SERVICES AGREEMENT. This Transfer Agency And Shareholder Services Agreement is made as of November 12, 2020 ("Effective Date") by and between BNY Mellon Investment Servicing (US) Inc. ("BNYM"), and each investment company listed on the signature page to this Agreement (each, an "Investment Company"; collectively, the "Investment Companies") and each Portfolio of each such Investment Company contained on Schedule B. Capitalized terms, and certain noncapitalized terms, not otherwise defined shall have the meanings set forth in Schedule A (Schedule A also contains an index of defined terms providing the location of all defined terms). The term "
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TRANSFER AGENCY AND SHAREHOLDER SERVICES AGREEMENT. This Transfer Agency And Shareholder Services Agreement (“Agreement”) is made as of December 5, 2011 (“Effective Date”) by and between BNY Mellon Investment Servicing (US) Inc. (“BNYM”), and the investment trusts listed on the signature page to this Agreement (each an “Investment Company”). Capitalized terms, and certain noncapitalized terms, not otherwise defined shall have the meanings set forth in Schedule A (Schedule A also contains an index of defined terms providing the location of all defined terms).
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TRANSFER AGENCY AND SHAREHOLDER SERVICES AGREEMENT. This Amended and Restated Transfer Agency And Shareholder Services Agreement is made as of January 1, 2015 (“Effective Date”) by and between BNY Mellon Investment Servicing (US) Inc. (“BNYM”) and each investment company listed on the signature page to this Agreement (each, an “Investment Company”, and collectively, the “Investment Companies”), on its own behalf and on behalf of each of its Portfolios listed on Schedule B, each in its individual and separate capacity (each a “Fund”, and collectively, the “Funds”). Capitalized terms, and certain noncapitalized terms, not otherwise defined shall have the meanings set forth in Schedule A (Schedule A also contains an index of defined terms providing the location of all defined terms). The term “
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TRANSFER AGENCY AND SHAREHOLDER SERVICES AGREEMENT. This Amendment No. 1 To Transfer Agency And Shareholder Services Agreement ("Amendment No. 1"), dated as of March 2, 2021 ("Effective Date"), is being entered into by and between BNY Mellon Investment Servicing (US) Inc. ("BNYM") and each of The Cxxxxxx Sxxxxx Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios and Laudus Trust (individually, an "Investment Company"; collectively, the "Investment Companies"), each on its own behalf and on behalf of each of its Portfolios listed on Schedule B to the Original Agreement (as defined below).
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TRANSFER AGENCY AND SHAREHOLDER SERVICES AGREEMENT. This Amendment To Sub-Transfer Agency And Shareholder Services Agreement, dated as of May 22, 2019 ("Amendment"), is being entered into by and among BNY Mellon Investment Servicing (US) Inc. ("BNYM"), Virtus Fund Services, LLC ("Company") and each of the "Funds", which is hereby defined to mean each of the Investment Companies and each Portfolio of each such Investment Company listed on Schedule B to the Amended Agreement (as defined below).
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TRANSFER AGENCY AND SHAREHOLDER SERVICES AGREEMENT. This Transfer Agency And Shareholder Services Agreement is made as of September 29, 2020 ("Effective Date") by and between BNY Mellon Investment Servicing (US) Inc. ("BNYM"), and each of Third Avenue Trust and Third Avenue Variable Series Trust (each, individually, an "Investment Company" and, collectively, the "Investment Companies"), on its own behalf and on behalf of each Portfolio of each such Investment Company contained on Schedule B. Capitalized terms, and certain non-capitalized terms, not otherwise defined shall have the meanings set forth in Schedule A (Schedule A also contains an index of defined terms providing the location of all defined terms). The term "
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TRANSFER AGENCY AND SHAREHOLDER SERVICES AGREEMENT. This Transfer Agency And Shareholder Services Agreement is made as of July ___, 2022 ("Effective Date") by and between BNY Mellon Investment Servicing (US) Inc. ("BNYM"), a SEC-registered transfer agent and Massachusetts corporation, and ARK Venture Fund, a Delaware statutory trust registered with the SEC under the 1940 Act as a non-diversified closed-end management investment management company operating as an interval fund pursuant to Rule 23c-3 of the SEC (the "Fund"). Capitalized terms, and certain noncapitalized terms, not otherwise defined shall have the meanings set forth in Schedule A (Schedule A also contains an index of defined terms providing the location of all defined terms). The term "
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Related to TRANSFER AGENCY AND SHAREHOLDER SERVICES AGREEMENT

  • Shareholder Services Transfer Agent or its agent will investigate all inquiries from Shareholders of a Fund relating to Shareholder accounts and will respond to all communications from Shareholders and others relating to its duties hereunder and such other correspondence as may from time to time be mutually agreed upon between Transfer Agent and a Fund. Transfer Agent shall provide each Fund with reports concerning Shareholder inquires and the responses thereto by Transfer Agent, in such form and at such times as are agreed to by the Fund and Transfer Agent.

  • Stockholder Services (i) Manage services for and communications with Stockholders, including answering phone calls, preparing and sending written and electronic reports and other communications;

  • Transfer Agency Services In accordance with procedures established from time to time by agreement between the Trust and each Portfolio, as applicable, and the Transfer Agent, the Transfer Agent shall:

  • Shareholder Servicing All expenses of maintaining and servicing shareholder accounts, including but not limited to the charges of any shareholder servicing agent, dividend disbursing agent, transfer agent or other agent engaged by the Trust to service shareholder accounts.

  • INVESTMENT MANAGEMENT AGREEMENT Separate written agreements entered into (i) by the Manager and the Master Fund and (ii) by the Manager and the Company, pursuant to which the Manager provides investment management services to the Master Fund.

  • Stockholder Agreement The Stockholder agrees that, during the period from the date of this Agreement until the Expiration Date:

  • Warrant Agreement and Registration and Shareholder Rights Agreement The Company shall have entered into the Warrant Agreement, in the form of Exhibit A hereto, and the Registration and Shareholder Rights Agreement, in the form of Exhibit B hereto, in each case on terms satisfactory to the Purchaser.

  • Shareholder Agreement The Shareholder Agreement shall have been duly executed and delivered by the Company.

  • Stockholder Agreements Except as provided in this Agreement and the other Transaction Documents, there are no agreements, written or oral, between the Company and any current holder of its securities, or to the Company's knowledge, among any holders of its securities, relating to the acquisition (including, without limitation, rights of first refusal, anti-dilution or preemptive rights), disposition, registration under the Securities Act, or voting of the Common Stock or Preferred Stock.

  • Services as Placement Agent 1.1 EVD will act as Placement Agent of the Trust Interests covered by the Trust's registration statement then in effect under the 1940 Act. In acting as Placement Agent under this Placement Agent Agreement, neither EVD nor its employees or any agents thereof shall make any offer or sale of Trust Interests in a manner which would require the Trust Interests to be registered under the Securities Act of 1933, as amended (the "1933 Act").

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