INDEX OF DEFINED TERMS Sample Clauses

INDEX OF DEFINED TERMS. Capitalized terms in this Agreement shall have the defined meanings that appear in the provisions of the Agreement listed below. Section Acceptance Time 5.2(b) Acquisition Proposal 5.2(a) Adverse Recommendation Change 5.2(c) Affiliate 3.3(d) Agreement Preamble Alternative Acquisition Agreement 5.2(c) Assignee 9.5(a) award 3.3(b) Book-Entry Share 2.1(c) business day 9.10(b) CERCLA 3.18(b) Certificate of Merger 1.4 Certificate 2.1(c) Closing 1.5 Closing Amount Recitals Closing Date 1.5 Code 2.6 Company Preamble Company Balance Sheet 3.6(a) Company Board of Directors Recitals Company Disclosure Letter SECTION 3 Company Joint Venture 3.4(c) Company’s knowledge 9.10(b) Company Material Adverse Effect 3.1(a) Company Option 2.4(a) Company Preferred Stock 3.3(a) Company Quarterly Balance Sheet 3.7 Company Restricted Share 2.4(b) Company Restricted Stock 2.4(b) Company Rights 3.3(a) Company Rights Agreement 3.3(a) Company SEC Reports 3.5 Company Stockholder Approval 6.1 Company Stock Plans 2.4(a) Company Subsidiary 3.4(a) Confidentiality Agreement 1.2(c) Continuing Employee 6.11(b) CPR Recitals CPR Agreement Recitals Index of Defined Terms, continued Section Current D&O Insurance 6.8(b) Delisting Period 6.3 DGCL Recitals Dissenting Shares 2.3(a) DSU 2.4(c) Effective Time 1.4 Employee Release 6.11(d) Environmental Laws 3.18(e)(i) ERISA 3.16(a) ERISA Affiliate 3.16(b) Exchange Act 1.1(a) Exchange Fund 2.2(a) Expiration Date 1.1(a) FCPA 3.9(c) FDA 3.9(d) Good Clinical Practices 3.9(h) Good Laboratory Practices 3.9(h) Good Manufacturing Practices 3.9(i) Governmental Entity 9.10(b) Hazardous Materials 3.18(e)(ii) HSR Act 3.19 IC Plans 6.11(a) Incentive Compensation Plan 6.11(a) Indemnified Parties 6.8(a) Independent Directors 6.9(a) IRS 3.16(a) Laws 3.9(b) Layoff Laws 3.17(b) Maximum Premium 6.8(b) Merger 1.3(a) Merger Agreement Annex I Merger Consideration 2.1(c) Minimum Condition Annex I Notice Period 5.2(d) OECD Convention 3.9(c) Offer Recitals Offer Condition 1.1(a) Offer Documents 1.1(c) Offer Price Recitals Offer to Purchase 1.1(a) on a fully diluted basis 9.10(b) Outside Date 8.1(b)(ii) Parent Preamble Paying Agent 2.2(a) Index of Defined Terms, continued Section Performance-Based DSU 2.4(c) Permits 3.9 person 9.10(b) Plans 3.16(a) Post-Closing SEC Reports 6.3 Principal Stockholders Recitals Prior Plan 6.11(c) Program 3.9(k) Prohibited Payment 3.9(c) Proprietary Rights 3.12(a) Proxy Statement 1.8(a)(ii) Real Property 3.12(b) Regulation M-A 1.1(c) Release 3.18(e)(...
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INDEX OF DEFINED TERMS. Acquired Partnership 1 Acquired Partnership GP 1 Acquired Partnership LPA 4 Acquisition Proposal 19 affiliate 33 Agreement 1 Board 1 Code 13 Confidential Controlling Partnership Disclosure Schedule 7 Consent Solicitation Documents 16 Consolidated Persons 7 Contract 8 Contributed Interests 9 Controlling Partnership 1 Controlling Partnership GP 1 Controlling Partnership GP Agreement 21 Effect 5 Effective Time 3 Exchange Act 33 Exchange Agreement 21 Fund Holdings 1 Fund Holdings LPA 21 GAAP 5 Governmental Entity 6 Group Partnerships 1 Holdings 1 HSR Act 6 Independent Directors 2 Interim Financial Statements 9 Investment Agreement 21 Investment Company Act 11 KKR Funds 7 KKR Group 9 Liability 3 Liens 2 Limited Partner Interests 1 Lock-Up Agreement 21 Losses 25 Management Holdings 1 Management Holdings LPA 21 Material Adverse Effect 5 Material Contract 13 Original Agreement 1 Outside Date 30 Participant 13 Permits 12 Permitted Liens 6 person 33 Press Release 14 Proceedings 25 Purchase and Sale 2 Purchaser 1 Purchaser Common Units 2 Purchaser Enhanced Arrangement 13 Purchaser GP 1 Purchaser LPA 21 Requisite Unitholder Consent 16 Restructuring Transactions 19 Satisfaction Date 3 SEC 10 Securities Act 10 Seller 1 Seller Common Units 2 Seller GP 1 Seller Limited Partnership Agreement 5 Seller Recommendation 16 Specified Information 17 Tax Receivables Agreement 21 Taxes 12 AMENDED AND RESTATED PURCHASE AND SALE AGREEMENT This AMENDED AND RESTATED PURCHASE AND SALE AGREEMENT, dated as of July 19, 2009 (as amended, supplemented or otherwise modified from time to time, this “Agreement”), is entered into by and among (1) KKR & Co. L.P., a Delaware limited partnership (the “Controlling Partnership”), acting through KKR Management LLC, a Delaware limited liability company (the “Controlling Partnership GP”) in its capacity as the general partner of the Controlling Partnership, (2) KKR Private Equity Investors, L.P., a Guernsey limited partnership (the “Seller”), acting through KKR Guernsey GP Limited, a Guernsey company limited by shares (the “Seller GP”) in its capacity as the general partner of the Seller, (3) KKR PEI Associates, L.P., a Guernsey limited partnership (the “Acquired Partnership GP”), acting in its capacity as the general partner of KKR PEI Investments, L.P., a Guernsey limited partnership (the “Acquired Partnership”), and acting through KKR PEI GP Limited, a Guernsey company limited by shares in its capacity as general partner of the Acquired Partnership G...
INDEX OF DEFINED TERMS. Acceptable Confidentiality Agreement 98 Agreement 1 Anti-Corruption Laws 34 Appraisal Withdrawal 11 Appraised Fair Value 11 Benefit Plans 24 Bermuda Companies Act 3 Book-Entry Shares 8 Burdensome Condition 64 business day 98 Capital Stock 98 Capitalization Date 16 Certificate of Merger 4 Certificates 8 Change of Recommendation 55 Class A Common Stock 16 Class B Common Stock 16 Closing 4 Closing Date 4 Common Share 6 Common Share Consideration 6 Common Stock 16 Communications Law 98 Company 1 Company Benefit Plans 72 Company Board of Directors 1 Company Board Recommendation 1 Company Disclosure Letter 14 Company Equity Awards 12 Company Equity Plan 98 Company Financial Advisor 37 Company Governing Documents 98 Company Indebtedness 76 Company Material Adverse Effect 98 Company Material Contract 28 Company Options 12 Company Permits 34 Company Related Parties 89 Company RSUs 12 Company SEC Documents 21 Company Subsidiary 15 Company Systems 98 Company Termination Fee 98 Company Transaction Related Matters 89 Competing Proposal 98 Competition Law 98 Compliant 98 Confidentiality Agreement 98 Continuing Employees 72 Contracts 98 Covered Persons 69 Curaçao Restructuring 62 D&O Insurance 69 Debt Financing 42 Debt Financing Documents 1 Debt Financing Sources 98 Debt Payoff 79 Dissenting Shares 98 Effect 98 Effective Time 4 Enforceability Exceptions 19 Environmental Law 98 Environmental Permit 98 Equity Commitment Letter 1 Equity Financing 42 Equity Interests 16 Equity Investors 42 Exceptions 48 Exchange Act 21 Exchange Fund 8 Ex-Im Laws 34 Expenses 98 Financial Statements 21 Financing 42 Financing Documents 1 GAAP 21 Government Official 98 Governmental Entity 20 Xxxxxxxxx 00 Xxxxxxxxx 00 v Hazardous Substances 98 Indebtedness 98 Indemnification Agreements 69 Intellectual Property Rights 98 Intervening Event 98 knowledge 98 Law 98 Legal Proceeding 24 Lender Related Party 89 Liabilities 98 Licensed Company Intellectual Property 98 Lien 98 Marketing Period 98 Merger 1 Merger Application 4 Merger Consideration 6 Merger Sub 1 Merger Sub Common Stock 6 Nasdaq 20 New York Courts 111 Notice Period 55 OFAC 34 Option Consideration 12 Outside Date 98 Owned Company Intellectual Property 98 Parent 1 Parent Disclosure Letter 40 Parent Related Parties 89 Parent Termination Fee 98 Parent Transaction Related Matters 89 Paying Agent 8 Permitted Liens 31 Person 98 Pre-Closing Period 48 Preferred Share 6 Preferred Stock 16 Proxy Statement 37 Xxxxxxxxx 0 Representatives 98 Required Comm...
INDEX OF DEFINED TERMS. Term Location
INDEX OF DEFINED TERMS. Defined Term Section ------------ -------
INDEX OF DEFINED TERMS. Definition Where Defined 37th Floor Expiration Date Section 1.02 37th Floor Premises Section 1.01 40th Floor Expiration Date Section 1.02 40th Floor Premises Section 1.01 55 HY Lease Section 1.02 Acceptance Notice Section 11.01 Additional Charges Section 2.03 Additional Tax Amount Section 2.04 Additional Tax Payment Section 2.04 Affiliate Section 5.01 Alterations Section 4.02 Annual Administrative Fee Section 2.04 Applicable Percentage Section 6.10 Arbiter Section 2.07 Assignment Consideration Section 5.05 ATMs Section 1.04 Base Building Work Section 2.07 Base Impositions Amount Section 2.05 Base Operating Amount Section 2.07 Base Operating Year Section 2.07 Base PILOT Amount Section 2.04 Base PILOT Year Section 2.04 Basic Electric Charge Section 2.04 Broker Section 8.13 Building Recitals Business Days Section 3.02 Business Hours Section 3.02 Casualty Section 7.05 Cessation Date Section 2.04 Commencement Date Section 1.02 Control Section 5.01 CPI Section 8.04 Curing Party Section 4.08 Customary Ancillary Uses Section 1.04 Declaration Section 8.18 Decorative Alterations Section 4.02 Delivery Condition Section 4.01 Desk Space User Section 5.01 Dining Facility Section 1.04 Effective Date Introduction Effective Period Section 2.04 Elevators Section 3.01 Eligible Sublease Section 5.06 Eligible Subtenant Section 5.06 Embargoed Person Section 8.19 Event of Default Section 2.04 Expiration Date Section 1.02 First Class Office Building Section 1.04 Fixed Rent Section 2.02 Fixtures Section 4.03 Fourth Reduction Date Section 2.11 GAAP Section 2.07 General Conditions Section 4.01 Hazardous Materials Section 4.06 Holidays Section 3.02 IXX Section 2.04 Impositions Section 2.05 Impositions Payment Section 2.05 Intercept Tenant Section 4.02 Interest Rate Section 4.08 Internal Stairs Section 3.01 JAMS Arbitrator Section 8.09 Land Recitals Landlord Introduction Landlord Indemnified Party Section 6.12 Landlord Services Section 3.01 Landlord’s Non-Disturbance Agreement Section 5.06 Landlord’s Post Turnover Work Section 4.01 Landlord’s Rate Section 2.09 Landlord’s Statement Section 2.07 Landlord’s Turnover Work Section 4.01 Landlord’s Work Section 4.01 Latent Defects Section 4.01 Laws Section 4.06 LC Date Section 2.11 Letter of Credit Section 2.11 Messenger Center Section 3.01 Messenger Center Services Section 3.01 Minimum Retainage Section 3.03 NAM Section 8.09 Net Effective Rental Section 5.02 Net Present Rent Value Section 5.02 New Tenant Section 6.10 Non-Material Alteration...
INDEX OF DEFINED TERMS. Term Location 19(a) Statement § 3(a)(3) 1933 Act Schedule A 1934 Act Schedule A 1940 Act Schedule A 314(a) Procedures § 3(b)(4) Account § 3(c)(1)(i)(G) Account Credit § 3(e)(5)(A) Account Fees § 3(e)(5)(B) ACH Schedule A Affiliate Schedule A Affiliated Third Party Institution § 3(e)(1) Agreement Preamble Agreement Records § 6(a) AML § 3(b)(l)(A)(ii) AML Services § 3(b) Applicable Law Schedule A Appropriate List Matching Data § 3(b)(5)(D) Attorneys Fees Schedule A Audit § 6(b) Audit File § 3(a)(10)(iv) Authorized Person Schedule A Back-Up Facilities § 8(a) Bank Charges § 3(e)(5)(E) BCP Test Group § 8(c) Beneficiary § 3(a)(9)(A)(i) Blue Sky Information § 3(a)(22)(i) BNY Mellon Bank Schedule A BNYM Background BNYM Corporation Schedule A BNYM Equipment Sub-Agreement BNYM System Sub-Agreement Bona Fide Reason § 10(c) Books And Records Laws § 2(a) Breach Conduct § 11(a) Breach Notice § 13(b) Breach Termination Notice § 13(b) Business Continuity Plan § 8(b) Business Day § 1(b) Carryover Account Credit § 3(e)(5)(B) Carryover Months § 3(e)(5)(B) CIP Regulations § 3(b)(3)(A) Claim Schedule A Code Schedule A COLD Sub-Agreement Commercially Infeasible § 1(d)(2) commercially reasonable § 6(a) Comparison Results § 3(b)(4) Compliance Failures § 3(a)(8)(ii) conduct Schedule A Confidential Information § 4(b) Continuation Services § 13(g)(iii) Contract Year § 3(d)(2)(A)(i) control affiliates § 3(b)(6)(D) Controls § 3(c)(1)(i) Conversion Actions § 13(g)(i) Conversion Expenses § 13(g)(i) Corporate Transaction § 17(a) course of conduct Schedule A Covered Account § 3(c)(1)(i)(F) Covered Person § 3(c)(1)(i)(D) CPI § 9(c) Credited Hours § 3(j) Customer § 3(b)(3)(A)(i) Custody Account § 3(e)(2)(A) Day 2 Services § 3(j) Data Elements § 3(b)(3)(A)(i) DDAs § 3(a)(17)(v) Dealer § 2(a) Defaulting Party § 13(c) Designated Service Accounts § 3(e)(5)(E) Determination Date § 3(d)(2)(A)(vii) Determination Date Amount § 3(d)(2)(A)(vi) Direct Account § 3(c)(1)(i)(E) Director § 3(b)(5)(A)(iii) Disaster § 8(a) Documentation Sub-Agreement Down-To-Date Calculations § 3(a)(9)(F)(v) Downward Increment § 3(d)(2)(A)(v)(bb) DRAS Sub-Agreement Dreyfus Data Sub-Agreement Dreyfus System Sub-Agreement DTI Preamble DTI Account Documentation § 3(a)(9)(A)(ii) DTI Audits § 6(a) DTI Indemnified Party § 12(a) DTI Procedures § 14(b) E-delivery Schedule A Effective Date Schedule A Eligible Assets § 3(a)(9)(A)(iii) Eligible Property § 3(a)(8)(i)(B) Email Instructions § 10(h) Event Beyond Reasonable Control § 11(b)...
INDEX OF DEFINED TERMS. (Continued) Definition Location Person 8.3(ee) Personal Data 3.22(a) Pivotal Preamble Pivotal Acquirer 3.19(i) Pivotal Board Recitals Pivotal Bylaws 3.1(b) Pivotal Charter 3.1(b) Pivotal Class A Stockholder Approval 3.4(a) Pivotal Data 8.3(ff) Pivotal Disclosure Letter Article III Pivotal ESPP 2.3(e) Pivotal Intellectual Property 8.3(gg) Pivotal Intellectual Property Registrations 8.3(hh) Pivotal IPO Date 8.3(ii) Pivotal MTA 8.3(gg) Pivotal Option 2.3(a) Pivotal Option Cash Out Amount 2.3(a)(i) Pivotal Plans 3.12(a) Pivotal Preferred Stock 3.2(a) Pivotal Products 8.3(kk) Pivotal Returns 3.15(a) Pivotal RSU 2.3(c) Pivotal RSU Cash Out Amount 2.3(c)(i) Pivotal SEC Documents 3.6(a) Pivotal Software 8.3(ll) Pivotal Special Committee Recitals Pivotal Stock Awards 3.2(e) Pivotal Stock Plans 2.3(a) Pivotal Stockholder Approvals 3.4(a) Pivotal Stockholders Meeting 5.3(b) Pivotal Technology 8.3(mm) Pivotal Training Data 8.3(nn) Privacy Laws 3.22(c) Processing 3.22(c) Proxy Statement 3.8 Related Person 3.26 Representatives 5.2(a) Required VMware Filing 5.3(c) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(ii) Xxxxxxxx-Xxxxx Act 3.6(a) Schedule 13E-3 3.8 SEC Article III Securities Act 3.5(b) Software 8.3(oo) Standards Organizations 3.19(e) Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(ii) Superior Proposal 5.2(j)(iii) Support Agreement Recitals Surviving Corporation 1.1 Systems 3.19(n) Takeover Laws 3.25 Tax Return 8.3(qq) Tax Sharing Agreement 8.3(rr) Taxes 8.3(ss) Taxing Authority 8.3(tt) Technology 8.3(uu) Termination Fee 7.3(b) Top Customers 3.21 Trade Secrets 8.3(vv) Trademarks 8.3(ww) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(ii) Voting Agreement Recitals WARN Act 3.13(c) Works of Authorship 8.3(xx) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger (“Agreement”), dated as of August 22, 2019, is between VMware, Inc., a Delaware corporation (“VMware”), Raven Transaction Sub, Inc., a Delaware corporation and a wholly-owned Subsidiary of VMware (“Merger Sub”), and Pivotal Software, Inc., a Delaware corporation (“Pivotal”).
INDEX OF DEFINED TERMS. (Includes terms defined in the Collateral Agent Assignment Agreement, this Collateral Agency Agreement, the Security Agreement, the ALF LLC Agreement and the Closed-End Servicing Agreement. References in this Index of Defined Terms to Appendix A are to Appendix A to the Collateral Agency Agreement.) $ A Additional Warehouse Facilities Appendix A, Page 15 Additional Warehouse Facility Appendix A - page 15 Administrative Repurchase Appendix A - page 15 Advance Appendix A - page 15 Adverse Claim Appendix A - page 15 Adverse Selection Criteria Collateral Agency Agreement, Section 6.2(b) (subclause (d)) Affected Party Appendix A - page 15 Affiliate Appendix A - page 15 Alabama Trustee Collateral Agency Agreement, Recitals Alabama UTI Certificate Collateral Agency Agreement, Recitals Bank of America Appendix A, Page 15 Bank of America Receivables Financing Agreement Appendix A, Page 15 Borrower 1, Appendix A, Page 15 Borrower Novation Collateral Agency Agreement, Recitals C CAA Indemnified Parties Collateral Agency Agreement, Section 2.6(a) CAA Indemnified Party Collateral Agency Agreement, Section 2.6(a) CAA Liabilities Collateral Agency Agreement, Section 2.6(a) Carrying Costs Appendix A, Page 15 Class Appendix A, Page 15 Closed-End Administration Agreement Appendix A, Page 15 Closed-End Collateral Agent 1, Appendix A, Page 15 Closed-End Collateral Agent Administrator Appendix A, Page 15 Closed-End Collateral Specification Notice Appendix A, Page 15 Closed-End Collateral Specified Interest Appendix A, Page 15 Closed-End Collections Appendix A, Page 15 Closed-End EN Collected Amounts Appendix A, Page 15 Closed-End EN Collection Period Appendix A, Page 15 Closed-End EN Secured Parties Appendix A, Page 9 Closed-End EN Secured Party Appendix A, Page 15 Closed-End Exchange Note Collateral Agency Agreement, Section 6.1(e) Closed-End Exchange Note Collections Appendix A, Page 15 Closed-End Exchange Note Payment Date Appendix A, Page 15 Closed-End Exchange Notes Collateral Agency Agreement, Section 6.1(e) Closed-End Lease Appendix A, Page 15 Closed-End Warehouse Collected Amounts Appendix A, Page 15 Closed-End Warehouse Collections Appendix A, Page 15 Closed-End Warehouse Facility Lease Appendix A, Page 15 Code Appendix A, Page 15 Collateral Agency Accession Agreement Collateral Agency Agreement, Section 2.1(b) Collateral Agent Assignment Agreement Appendix A, Page 15, Collateral Agency Agreement, Recitals Commission Appendix A, Page 15 Commitment Appendix A, Page 15 ...
INDEX OF DEFINED TERMS. Term Section Acquisition Transaction Section 8.3(a) Action Section 3.8 Agreement Preamble Anti-Collusion Rule Period Section 6.4(e) Articles of Merger Section 1.3(a) Auction Applications Section 6.4(e) Available Transaction Financing Section 6.12(a)(ii) Cash Consideration Section 2.2(a) Change of Control Offer Section 6.12(d)(ii) Claim Expenses Section 6.6(a) Closing Section 1.1 Closing Date Section 1.1 Commitment Letter Section 4.26(b) Confidentiality Agreement Section 6.4(b) Consent Solicitation Section 6.12(d)(i)(A) Contingent Value Rights Recitals Continuing Employees Section 6.5(a) Contracting Parties Section 9.12 Contracts Section 3.3(b) Contribution Section 1.5 CVR Consideration Section 2.2(a) D & O Claim Section 6.6(a) D & O Indemnified Parties Section 6.6(a) D & O Indemnifying Parties Section 6.6(a) Debt Tender Offer Section 6.12(d)(i)(A) Debt Tender Offer Documents Section 6.12(d)(i)(A) Dissenters’ Shares Section 2.9 Effective Time Section 1.3(a) Exchange Agent Section 2.6(a) Financing Sources Section 4.26(b) Form S-4 Section 6.1(a) Xxxxx Xxxxx Section 6.8(a) Governmental Entity Section 3.5 HSR Act Section 3.5 Initial Outside Date Section 8.1(c) Joint Proxy Statement/Prospectus Section 3.4(g)(i) Law Section 3.11(a) Laws Section 3.11(a) Liens Section 3.2(c) Lunar Indenture Section 9.3 Lunar Notes Section 9.3 Lunar Notes Applicable Premium Section 9.3 Lunar Notes Obligations Section 9.3 Term Section Lunar Notes Payoff Amount Section 9.3 Lunar Notes Principal Amount Section 9.3 Lunar Notes Trustee Section 9.3 Marigold Preamble Marigold Adverse Recommendation Change Section 6.10(c) Marigold Approval Time Section 6.1(e) Marigold Board Recitals Marigold Board Recommendation Section 6.2(b) Marigold Book-Entry Securities Section 2.6(a) Marigold Cancelled Shares Section 2.2(b) Marigold Capitalization Date Section 3.2(a) Marigold Certificates Section 2.6(a) Marigold Contingent Worker Section 3.10(l) Marigold Designees Section 1.3(f) Marigold Disclosure Documents Section 3.4(g) Marigold Disclosure Letter Article III Marigold DSUs Section 3.2(b) Marigold Equity Award Exchange Ratio Section 2.3(c) Marigold Equity Grant Section 3.2(b) Marigold Exchange Fund Section 2.6(a) Marigold Exchange Ratio Section 2.3(a) Marigold IP Section 3.18(a) Marigold Indenture Section 9.3 Marigold Labor Agreements Section 3.10(j) Marigold Leased Property Section 3.14(a)(ii) Marigold Lessee Agreements Section 3.14(a)(ii) Marigold Lessor Agreements Section 3.14(a)(iii) Marigold Lett...