INDEX OF DEFINED TERMS. The following terms, when used herein, shall have the meanings assigned to them on the page number indicated below: Acquisition Proposal 59 Additional Merger Consideration 8 Agreement 1 Article III Standard 11 Article IV Standard 30 Average MB Common Stock Price 4 Bank Merger 5 Bank Merger Agreement 6 Bank Merger Certificates 6 Bank Regulatory Applications 51 Base Merger Consideration 2 Base Merger Consideration Value 4 BHC Act 11 Book-Entry Shares 2 Cancelled Shares 3 Certificate 2 Certificates of Merger 2 Closing 66 Closing Date 66 Code 1 Confidentiality Agreement 49 Covered Employees 54 Deferred Compensation Trust 47 Delaware Secretary 1 DGCL 1 Dissenting Shares 3 Dissenting Stockholder 3 DPC Common Shares 3 Effective Time 2 Enforceability Exceptions 25 Environmental Laws 25 ERISA 19 Exchange Act 16 Exchange Agent 6 Exchange Agent Agreement 6 Exchange Fund 6 Exchange Ratio 2 FDIC 12 Federal Reserve Board 14 GAAP 11 Governmental Entity 15 Xxxxx Existing Employment Agreement 55 Xxxxx New Employment Agreement 55 Illinois Banking Regulator 15 Intellectual Property 26 IRS 18 Joint Proxy Statement 15 Letter of Transmittal 7 Liens 13 Loans 28 Management Services Agreement 55 Maryland Department 1 Material Adverse Effect 11 Materially Burdensome Regulatory Condition 51 MB 1 MB Articles 5 MB Bank 5 MB Benefit Plans 37 MB Bylaws 31 MB Charter Amendment 5 MB Common Stock 2 MB Contract 41 MB Disclosure Schedule 29 MB ERISA Affiliate 37 MB Leased Properties 42 MB Meeting 52 MB Owned Properties 42 MB Preferred Stock 27 MB Qualified Plan 37 MB Real Property 42 MB Regulatory Agreement 41 MB Reports 39 MB Restricted Stock Award 31 MB Series A Preferred Stock 3 MB Stock Options 31 MB Stock Plan Amendment 53 MB Stock Plans 31 MB Subsidiary 31 Merger 1 Merger Consideration 2 Merger Consideration Value 4 MGCL 1 Multiemployer Plan 20 Multiple Employer Plan 20 NASDAQ 4 OCC 14 Permitted Encumbrances 26 Premium Cap 57 Regulatory Agencies 15 Representatives 58 Requisite MB Vote 32 Requisite Regulatory Approvals 61 Requisite TCG Vote 14 Xxxxxxxx-Xxxxx Xxx 16 XXX 00 Xxxxxxxxxx Xxx 00 Specified Percentage 59 SRO 15 Subsidiary 12 Superior Proposal 64 Surviving Corporation 1 Takeover Statutes 27 Tax 19 Tax Return 19 Taxes 19 TCG 1 TCG Benefit Plans 19 TCG Bylaws 12 TCG Certificate 12 TCG Common Stock 2 TCG Contract 24 TCG Default 14 TCG Deferred Compensation Plan 22 TCG Designated Directors 5 TCG Disclosure Schedule 10 TCG ERISA Affiliate 19 TCG Indemnified Parties 56 TCG Insiders 60...
INDEX OF DEFINED TERMS. Term Location 19(a) Statement § 3(a)(3) 1933 Act Schedule A 1934 Act Schedule A 1940 Act Schedule A 314(a) Procedures § 3(b)(4) Account § 3(c)(1)(i)(G) Account Credit § 3(e)(5)(A) Account Fees § 3(e)(5)(B) ACH Schedule A Affiliate Schedule A Affiliated Third Party Institution § 3(e)(1) Agreement Preamble Agreement Records § 6(a) AML § 3(b)(l)(A)(ii) AML Services § 3(b) Applicable Law Schedule A Appropriate List Matching Data § 3(b)(5)(D) Attorneys Fees Schedule A Audit § 6(b) Audit File § 3(a)(10)(iv) Authorized Person Schedule A Back-Up Facilities § 8(a) Bank Charges § 3(e)(5)(E) BCP Test Group § 8(c) Beneficiary § 3(a)(9)(A)(i) Blue Sky Information § 3(a)(22)(i) BNY Mellon Bank Schedule A BNYM Background BNYM Corporation Schedule A BNYM Equipment Sub-Agreement BNYM System Sub-Agreement Bona Fide Reason § 10(c) Books And Records Laws § 2(a) Breach Conduct § 11(a) Breach Notice § 13(b) Breach Termination Notice § 13(b) Business Continuity Plan § 8(b) Business Day § 1(b) Carryover Account Credit § 3(e)(5)(B) Carryover Months § 3(e)(5)(B) CIP Regulations § 3(b)(3)(A) Claim Schedule A Code Schedule A COLD Sub-Agreement Commercially Infeasible § 1(d)(2) commercially reasonable § 6(a) Comparison Results § 3(b)(4) Compliance Failures § 3(a)(8)(ii) conduct Schedule A Confidential Information § 4(b) Continuation Services § 13(g)(iii) Contract Year § 3(d)(2)(A)(i) control affiliates § 3(b)(6)(D) Controls § 3(c)(1)(i) Conversion Actions § 13(g)(i) Conversion Expenses § 13(g)(i) Corporate Transaction § 17(a) course of conduct Schedule A Covered Account § 3(c)(1)(i)(F) Covered Person § 3(c)(1)(i)(D) CPI § 9(c) Credited Hours § 3(j) Customer § 3(b)(3)(A)(i) Custody Account § 3(e)(2)(A) Day 2 Services § 3(j) Data Elements § 3(b)(3)(A)(i) DDAs § 3(a)(17)(v) Dealer § 2(a) Defaulting Party § 13(c) Designated Service Accounts § 3(e)(5)(E) Determination Date § 3(d)(2)(A)(vii) Determination Date Amount § 3(d)(2)(A)(vi) Direct Account § 3(c)(1)(i)(E) Director § 3(b)(5)(A)(iii) Disaster § 8(a) Documentation Sub-Agreement Down-To-Date Calculations § 3(a)(9)(F)(v) Downward Increment § 3(d)(2)(A)(v)(bb) DRAS Sub-Agreement Dreyfus Data Sub-Agreement Dreyfus System Sub-Agreement DTI Preamble DTI Account Documentation § 3(a)(9)(A)(ii) DTI Audits § 6(a) DTI Indemnified Party § 12(a) DTI Procedures § 14(b) E-delivery Schedule A Effective Date Schedule A Eligible Assets § 3(a)(9)(A)(iii) Eligible Property § 3(a)(8)(i)(B) Email Instructions § 10(h) Event Beyond Reasonable Control § 11(b)...
INDEX OF DEFINED TERMS. Definition Where Defined Additional Rent Section 1.01 Affiliate Section 5.01(c) Alterations Section 4.02(a) Assignment Consideration Section 5.05(b) Base Operating Year Section 1.01 Base Tax Amount Section 2.02(a) Base Tax Year Section 1.01 Broker Section 1.01 Building Recitals Business Days Section 3.02(c) Business Hours Section 3.02(c) Casualty Section 7.05(a) Commencement Date Section 1.01 Control Section 5.01(c) Curing Party Section 4.08 Declaration Section 8.18 Embargoed Person Section 8.19 Expiration Date Section 1.01 Fixed Rent Section 1.01 Fixtures Section 4.03(a) Holidays Section 3.02(c) Indemnified Party Section 6.12(b) Interest Rate Section 4.08 Interim Electric Charge Section 2.05(c) KW Section 2.05(b) KWH Section 2.05(b) Land Recitals Landlord Section 8.04(a), Introduction Landlord Services Section 3.01 Landlord shall have no liability to Tenant Section 8.04(b) Landlord’s Rate Section 2.05(b) Landlord’s Work Section 4.01(a) Laws Section 4.06(a) LC Date Section 2.07(a) Letter of Credit Section 2.07(a) Material Alteration Section 4.02(a) New Tenant Section 6.10 Notice Section 8.01 Other Sublease Considerations Section 5.05(a) Permitted Use Section 1.01 Premises Section 1.01 Project Recitals Rent Section 1.01 Rent Commencement Date Section 1.01 Security Deposit Section 1.01 Successor Landlord Section 6.01(a) Superior Lease Section 6.01(a) Superior Lessor Section 6.01(a) Superior Mortgage Section 6.01(a) Superior Mortgagee Section 6.01(a) Tax Payment Section 2.02(d) Tax Year Section 2.02(c) Taxes Section 2.02(b) Tenant Introduction Tenant’s Basic Cost Section 5.05(a) Tenant’s Offer Notice Section 5.02(a) Tenant’s Operating Share Section 1.01 Tenant’s Property Section 4.03(b) Tenant’s Tax Share Section 1.01 Term Section 1.01 Transfer Notice Section 5.03(a) Unavoidable Delay Section 8.04(c) LEASE, dated as of January 10th, 2018, between RXR HB OWNER LLC (“Landlord”), a Delaware limited liability company whose address is c/o RXR Realty LLC, 000 XXX Xxxxx, Xxxxxxxxx, XX 00000, and Y-MABS THERAPEUTICS, INC. (“Tenant”), a Delaware corporation, whose address is 000 Xxxxx Xxxxxx, Xxx Xxxx, Xxx Xxxx 00000, prior to the commencement of the Term, and thereafter Tenant’s address shall be that of the Building.
INDEX OF DEFINED TERMS. Term Location
INDEX OF DEFINED TERMS. Terms Cross Reference in Agreement Accredited Investors 2.12(a) Acquisition Proposal 6.1(a)(i) Acquisition Transaction 6.1(a)(i) Affiliate Article I Agreement Preamble Appraiser 2.14(d)(ii) Allocation Certificate 2.6 Assignment of Spousal Rights 7.3(m) B-Cell Lymphoma Product Article I Balance Sheet Date 3.6 Board of Directors and Boards of Directors Recitals Business Day Article I Cap 8.4(a) Certificate of Merger 2.2 Certificates 2.10(b) Change in Control Payments Article I Claim Notice 8.6(a) Closing 2.2 Closing Adjustment Escrow Amount Article I Closing Date 2.2 Closing Notice 2.14(a) Closing Per Share Stock Payment Article I Closing Statement 2.14(d)(iii) COBRA Article I Code Article I Company Preamble Company Balance Sheet 3.6 Company Business Article I Company Capital Stock 2.7(b) Company Charter Documents 3.1(b) Company Common Stock 2.7(b) Company Disclosure Letter Article III Company Employee Plan Article I Company Holder Article I Terms Cross Reference in Agreement Company Intellectual Property Article I Company IP Contract Article I Company Material Contract 3.18(a) Company Options Article I Company Patent Rights Article I Company Permits 3.11(b) Company Preferred Stock 2.7(a) Company Products Article I Company Stockholder Article I Confidentiality Agreement 6.3(a) Contingent Merger Consideration 2.11(a) Contract Article I Controlling Party 8.6(d) Deductible Amount 8.4(a) Delaware Law Recitals DGCL 2.3 Dissenting Shares 2.7(d)(i) Draft Closing Statement 2.14(b) Effective Time 2.2 Employee Article I Employee Agreement Article I Employment and Consulting Agreements 7.3(k) End Date 9.1(d) Environmental Laws 3.17 Environmental Permits 3.17 ERISA Article I ERISA Affiliate Article I Escrow Account 8.2(a) Escrow Agent Article I Escrow Agreement Recitals Escrow Amount Article I Escrow Fund Article I Escrow Payment 2.7(a)(v) Escrow Termination Date Article I Escrowed Merger Consideration 8.2(a) Federal Court 10.6
INDEX OF DEFINED TERMS. Defined Term Defined in Section ------------ ------------------
INDEX OF DEFINED TERMS. Defined Term Section ------------ -------
INDEX OF DEFINED TERMS. Solely for convenience purposes, the following is a list of terms that are defined in this Agreement and the Section number where such definition is contained: TERM SECTION: 409A Liability Section 3.16.9 1998 Plan Section 2.3.1 2000 Plan Section 2.3.1 Accountants Section 2.5.5 Affiliate Section 9.2.1 Agreement First Paragraph Business Day Section 9.2.2 Certificate of Merger Section 1.3 Certificates Section 2.4.2 Certifications Section 3.4.1 Closing Section 1.2 Closing Date Section 1.2 Closing Date Balance Sheet Section 2.5.5 Code Section 2.4.6 Company First Paragraph Company Acquisition Agreement Section 6.2.3 Company Board Approval Section 3.1.2 Company Business First Recital Company Common Stock Section 2.2.1 Company Financial Statements Section 3.4.2 Company Intellectual Property Section 3.13.1 Company-owned Intellectual Property Section 3.13.9(d) Company Listed Contracts Section 3.8.1 Company Material Breach Section 8.1(c) Company Options Section 2.3.1 Company Option Plans Section 2.3.1 Company Plan or Company Plans Section 3.16.1 Company Products Section 3.13.9(f) Company Registered Intellectual Property Section 3.13.1 Company SEC Documents Section 3.4.1 Company SEC Financial Statements Section 3.4.2 Company Source Code Section 3.13.9(g) Company Stockholders Section 2.2.1 Company Stockholder Approval Section 3.1.2 Company Stockholders’ Meeting Section 6.2.1 Company Transaction Costs Section 3.26 Company Triggering Event Section 8.1(d) Confidentiality Agreement Section 6.3 Contract Section 9.2.3 Copyrights Section 3.13.9(a) Credit Agreement Amendment Section 4.6 DGCL Second Recital Delaware Secretary of State Section 1.3 Dissenting Shares Section 2.4.7 Dissenting Stockholder Section 2.4.7 Domestication Section 3.1.4 Effective Time Section 1.3 End Date Section 8.1(b)(i) Environmental Claims Section 3.14.3(d)(i) Environmental Laws Section 3.14.3(d)(ii) Environmental Permits Section 3.14.3(d)(iii) ERISA Section 3.16.1 ERISA Affiliate Section 3.16.3 Escrow Account Section 2.5.4(a) Escrow Agent Section 2.5.4(a) Escrow Agreement Section 2.5.4(a) Escrow Amount Section 2.5.4(a) Estimated Working Capital Section 2.5.3 Estimated Working Capital Adjustment Section 2.5.3 Estimated Working Capital Statement Section 2.5.2 Exchange Act Section 3.2.4 Exchange Agent Section 2.4.1 Execution Date First Paragraph file Section 3.4.1 Final Distribution Date Section 2.5.4(d) Final Working Capital Section 2.5.5 Final Working Capital Adjustment Section 2.5.5 GAAP Section 2.5.1...
INDEX OF DEFINED TERMS. (Includes terms defined in the Collateral Agent Assignment Agreement, the Collateral Agency Agreement, the Security Agreement, the ALF LLC Agreement or this Closed-End Servicing Agreement. References in this Index to Appendix A are to Appendix A to the Collateral Agency Agreement.) $ Appendix A, Page 12 Adverse Selection Criteria Collateral Agency Agreement, Section 6.2(b) (Subclause (D)) Affected Party Appendix A, Page 3 Affected Trust Asset Closed-End Servicing Agreement, Section 5.2(b)(iv) Affected Trust Assets Closed-End Servicing Agreement, Section 5.2(b)(iv) Affiliate Appendix A, Page 3 Agreed Value ALF LLC Ageement, Section 1.1 Alabama Trust Appendix A, Page 4 Alabama Trustee Collateral Agency Agreement, Recitals Alabama UTI Certificate Collateral Agency Agreement, Recitals ALF LLC Documents ALF LLC Ageement, Section 1.1 ALF LLC Indemnified Person ALF LLC Ageement, Section 7.8(b) ALF LP Appendix A, Page 4 ALF LP Certificate of Cancellation ALF LLC Ageement, Section 1.1 ALHC Appendix A, Page 4 Assigned Agreements Collateral Agent Assignment Agreement, SECTION 2(b) Assigned Security Interests Collateral Agent Assignment Agreement, SECTION 2(c) Assignee ALF LLC Ageement, Section 1.1 Bankrupt ALF LLC Ageement, Section 1.1 Bankruptcy ALF LLC Ageement, Section 1.1 Bankruptcy Code Appendix A, Page 5 Board ALF LLC Ageement, Section 7.2 Borrower Accounts Security Agreement, Section 2.1(g) Borrower Novation Collateral Agency Agreement, Recitals BTM Warehouse Facility Agent BTM Fee Letter BTM Warehouse Facility Lender BTM Fee Letter Business Day Appendix A, Page 6 CA Assignment Effective Time Collateral Agent Assignment Agreement, SECTION 2 CAA Indemnified Parties Collateral Agency Agreement, Section 2.6(a) CAA Indemnified Party Collateral Agency Agreement, Section 2.6(a) CAA Liabilities Collateral Agency Agreement, Section 2.6(a) Capital Contribution ALF LLC Ageement, Section 1.1 Carrying Costs Appendix A, Page 6 Cash Flow ALF LLC Ageement, Section 1.1 Certificate Appendix A, Page 7 Certificate of Formation ALF LLC Ageement, Section 2.3 Certificate of Merger ALF LLC Ageement, Section 1.1 Certificate of Title Appendix A, Page 7 Certificates of Merger ALF LLC Ageement, Section 1.1 Class Appendix A, Page 7 Closed-End Administation Agreement, Section 2.1 Closed-End Administrative Duties Closed-End Administration Agreement Appendix A, Page 7 Closed-End Administrative Agent Appendix A, Page 7 Closed-End Allocable Share Closed-End Servicing Agreement, Section 5.2(b)...
INDEX OF DEFINED TERMS. The following capitalized terms have the respective meanings given to them in the respective Sections of this Agreement set forth opposite each of the capitalized terms below: Term Section Reference “Agreement” Preamble “Alternative Acquisition Agreement” 5.4(a) “Company Capitalization Date” 3.8(a) “Certificate of Merger” 2.2 “Certificates” 2.9(c) “Chosen Courts” 9.10 “Closing” 2.3 “Closing Date” 2.3 “Collective Bargaining Agreement” 3.21(a) “Company” Preamble “Company Board Recommendation” 3.3(a) “Company Board Recommendation Change” 5.4(c)(i) “Company Breach Notice Period” 8.1(e) “Company Disclosure Letter” Article III “Company Related Parties” 8.3(f) “Company Registered Intellectual Property” 3.18(a) “Company SEC Reports” 3.10 “Company Securities” 3.8(c) “Company Stockholder Meeting” 6.4(a) “Confidentiality Agreement” 9.4 “Continuation Period” 6.9(c) “D&O Insurance” 6.8(c) “DGCL” Recitals “DTC” 2.9(d) “Effective Time” 2.2 “Electronic Delivery” 9.14 “Employee Plan” 3.20(a) 21 “ERISA Affiliate” 3.20(a) “ESPP Offering Period” 2.8(c) “Exchange Agent” 2.9(a) “Exchange Fund” 2.9(b) “Exchange Ratio” 2.7(a)(ii) “Excluded Benefits” 6.9(c) “Export Approvals” 3.23(d)(i) “Financial Advisor” 3.3(b) “First Extended Termination Date” 8.1(c) “Indemnified Persons” 6.8(a) “Initial Termination Date” 8.1(c) “Integration Committee” 6.6(b) “Integration Plan” 6.6(b) “Intended Tax Treatment” 6.17 “IT Systems” 3.18(j) “Lease” 3.16(b) “Leased Real Property” 3.16(b) “Material Customers” 3.15 “Material Suppliers” 3.15 “Maximum Annual Premium” 6.8(c) “Merger” Recitals “Merger Consideration” 2.7(a)(ii) “Merger Sub” Preamble “Midco” Recitals “New Plans” 6.9(d) “Non-U.S. Employee Plan” 3.20(j) “Old Plans” 6.9(d) “Option Consideration” 2.8(a) “Option Consideration Value” 2.8(a) “Other Required Filing” 6.3(b) “Owned Company Shares” 2.7(a)(iii) “Parent” Preamble “Parent Breach Notice Period” 8.1(g) “Parent Capitalization Date” 4.15(a) “Parent Disclosure Letter” Article IV “Parent Financial Statements” 4.17(a) “Parent Recent SEC Reports” Article IV “Parent Related Parties” 8.3(g) “Parent SEC Reports” 4.16 “Parent Securities” 4.15(c) “Party” Preamble “Prior Parent SEC Reports” 4.16 “Real Estate Plan” 6.18 “Recent SEC Reports” Article III “Requisite Stockholder Approval” 3.5 “Specified Legal Proceedings” 6.16 “Sublease” 3.16(b) “Surviving Corporation” 2.1 “Takeover Laws” 3.3(c) “Uncertificated Shares” 2.9(c) “Withholding Agent” 2.13 “Voting Agreement” Recitals
