Services as Placement Agent Sample Clauses

Services as Placement Agent. 1.1 EVD will act as Placement Agent of the Trust Interests covered by the Trust's registration statement then in effect under the 1940 Act. In acting as Placement Agent under this Placement Agent Agreement, neither EVD nor its employees or any agents thereof shall make any offer or sale of Trust Interests in a manner which would require the Trust Interests to be registered under the Securities Act of 1933, as amended (the "1933 Act").
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Services as Placement Agent. 1.1. The Placement Agent will act as agent for the private placement of Shares in accordance with any instructions of the Trust's Board of Trustees and with the Trust's registration statement then in effect under the 1940 Act, and will transmit promptly any orders properly received by it for the purchase or redemption of Shares to the Trust or the transfer and dividend disbursing agent for the Master Trust of which the Master Trust has notified the Placement Agent in writing, or their designated agents. As used in this Agreement, the term "registration statement" shall mean any registration statement, specifically including, among other items, any then-current prospectus together with any related then-current statement of additional information, filed with the SEC with respect to Shares, and any amendments and supplements thereto which at any time shall have been filed.
Services as Placement Agent. 1.1 LFBDS will act as exclusive Placement Agent of the Portfolio Interests covered by each registration statement then in effect under the 1940 Act. In acting as Placement Agent under this Placement Agent Agreement, neither LFBDS nor its employees nor any agents thereof shall make any offer or sale of Portfolio Interests in a manner which would require the Interests to be registered under the Securities Act of 1933, as amended (the "1933 Act").
Services as Placement Agent. (a) Forum will act as Placement Agent of the Interests covered by the Trust's registration statement then in effect under the 1940 Act. As Placement Agent, Forum shall have the right to sell Interests of the Portfolios upon the terms set forth in the Trust's registration statement, as such registration statement is amended and in effect from time to time. In acting as Placement Agent under the Placement Agency Agreement, neither Forum nor its employees nor any agents thereof shall make any offer or sale of Interests in a manner which would require the Interests to be registered under the Securities Act of 1933, as amended (the "1933 Act"). As used in this Agreement the term "
Services as Placement Agent. 1.1. WFFD will act as agent for the private placement of Shares in accordance with any instructions of the Trust’s Board of Trustees and with the Trust’s registration statement then in effect under the 1940 Act, and will transmit promptly any orders properly received by it for the purchase or redemption of Shares to the Trust or the transfer and dividend disbursing agent for the Trust of which the Trust has notified WFFD in writing, or their designated agents. As used in this Agreement, the term “registration statement” shall mean any registration statement, specifically including, among other items, any then-current Part A/prospectus together with any related then-current Part B/statement of additional information, filed with the SEC with respect to the Portfolios, and any amendments and supplements thereto which at any time shall have been filed.
Services as Placement Agent. (a) Forum will act as Placement Agent of the Interests of the Portfolios. As Placement Agent, Forum shall have the right to sell Interests of the Portfolios upon the terms set forth in the Trust's registration statement, as such registration statement is amended and in effect from time to time. In acting as Placement Agent, neither Forum nor its employees nor any agents thereof shall make any offer or sale of Interests in a manner which would require the Interests to be registered under the Securities Act of 1933, as amended (the "1933 Act"). As used in this Agreement the term "
Services as Placement Agent. 1.1 The Placement Agent will act as placement agent of the Portfolio Interests. In acting as placement agent under this Placement Agent Agreement, neither the Placement Agent nor its employees or any agents thereof shall make any offer or sale of Portfolio Interests in a manner which would require the Portfolio Interests to be registered under the Securities Act of 1933, as amended (the "1933 Act").
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Services as Placement Agent. 1.1 59 Wall Street Distributors will act as Placement Agent of the Portfolio Interests covered by the Portfolio's registration statement then in effect under the 1940 Act. In acting as Placement Agent under this Placement Agent Agreement, neither 00 Xxxx Xxxxxx Distributors nor its employees or any agents thereof shall make any offer or sale of Portfolio Interests in a manner which would require the Portfolio Interests to be registered under the Securities Act of 1933, as amended (the "1933 Act").
Services as Placement Agent. 1.1 CSI will act as Placement Agent of the Shares of the Portfolios. In acting as Placement Agent under this Agreement, neither CSI nor its employees nor any agents thereof shall make any offer or sale of Shares in a manner which would require the Shares to be registered under the Securities Act of 1933, as amended (the "1933 Act").
Services as Placement Agent. 1.1 00 Xxxx Xxxxxx Distributors will act as Placement Agent of the Shares covered by the Corporation's registration statement then in effect under the 1940 Act. In acting as Placement Agent under this Placement Agent Agreement, neither 00 Xxxx Xxxxxx Distributors nor its employees or any agents thereof shall make any offer or sale of Shares in a manner which would require the Shares to be registered under the Securities Act of 1933, as amended (the "1933 Act").
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