Securities Marketing Services Sample Clauses

Securities Marketing Services. Xxxxxx Xxxxxxxx uses various sales techniques including direct mail, advertising, community investor meetings, telephone solicitation, and if necessary, assembling a selling group of broker dealers for a syndicated community offering. Our securities marketing services include: - Recommend a group of investors for the Bank to meet with as potential stand-by investors; - Negotiate investment terms with potential stand-by investors; - The Xxxxxx Xxxxxxxx registered representatives at the Center will seek to manage the sales function and, if applicable., will solicit orders from the prospects described above; Recommend a group of investors for the Bank to meet with as potential stand-by investors; Negotiate investment terms with potential stand-by investors; Xx. Xxxxxx Xxx Johnson Charter Financial, MHC Charter Financial Corporation Page 4 - Respond to investment-related and other questions regarding information in the Offering disclosure documents provided to potential investors; - If the sales plan calls for community meetings, participate in them; - Continually advise management on market conditions and the customers/community’s responsiveness to the Offering; - In case of a best-efforts syndicated community offering, manage the selling group. Alternatively, manage the underwriters participating in a “stand-by” firm commitment underwritten public offering. In either case, we will prepare broker “fact sheets” and arrange “road shows” for the purpose of generating interest in the stock and informing the brokerage community of-the particulars of the Offering; and - Coordinate efforts to maximize after-market support and Company sponsorship.
Sample 1
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Securities Marketing Services. Xxxx Xxxx uses various sales techniques including direct mail, advertising, community investor meetings, telephone solicitation, and if necessary, selling group formation. The sales approach is tailored to fit your specific situation. Our techniques are designed to attract a stockholder base comprised largely of community-oriented individuals loyal to the Company. Our specific actions include: . Assign licensed registered representatives from our staff to work at the Center to solicit orders on behalf of the Company from eligible prospects who have been targeted as likely and desirable stockholders; . Assist management in developing a list of potential investors who are viewed as priority prospects; . Respond to inquiries concerning the Offering and investment opportunities; . Organize, coordinate and participate in community informational meetings. These meetings are intended to both relieve customer anxiety and attract potential investors. The meetings generate widespread publicity for the Offering while providing local exposure of the Company and promoting favorable stockholder relations; . Supervise and conduct a telemarketing campaign to identify prospects from among the Company's customer base; . Continually advise management on market conditions and the community's responsiveness to the Offering; . If appropriate and at the request of the Company, arrange a syndicated community Offering involving a selling group of selected broker-dealers acting on a "best efforts" basis to assist in selling stock during the Offering. In so doing, prepare broker "fact sheets" and arrange "road shows" for the purpose of stimulating interest in the stock and informing the brokerage community of the particulars of the Offering. Alternatively, if so directed by the Company and the MHC, Xxxx Xxxx will lead manage a "stand-by" firm commitment underwriting including other underwriters designated by the Company and the MHC; . Coordinate efforts to maximize after-market support and Company sponsorship.
Sample 1
Securities Marketing Services. Xxxxxx Xxxxxxxx uses various sales techniques including direct mail, advertising, community investor meetings, telephone solicitation, and if necessary, assembling a selling group of broker-dealers for a syndicated community offering.. Our securities marketing services include: - Recommend a group of investors for the Bank to meet with as potential Identified Investors: - Negotiate investment terms with potential Identified Investors; - The Xxxxxx Xxxxxxxx registered representatives at the Center will seek to manage the sales function and, if applicable, will solicit orders from the prospects described above; - Respond to investment-related and other questions regarding information in the Offering disclosure documents provided to potential investors; - If the sales plan calls for community meetings, participate in them; - Continually advise management on market conditions and the customers/community’s responsiveness to the Offering; - In case of a best-efforts syndicated community offering, manage the selling group. We will prepare broker “fact sheets” and arrange “road shows” for the purpose of generating interest in the stock and informing the brokerage community of the particulars of the Offering; and - Coordinate efforts to maximize after-market support and Company sponsorship.
Sample 1
Securities Marketing Services. RBCO uses various sales techniques including direct mail, advertising, community investor meetings, telephone solicitation, and if necessary, selling group formation. The sales approach is tailored to fit your specific situation. Our techniques are designed to attract a stockholder base comprised largely of community oriented individuals loyal to the Institution. Our specific actions include: Xx.Xxxxxx X. Xxxxxxxxx New Haven Savings Bank • Assign licensed registered representatives from our staff to work at the Center to solicit orders on behalf of the Institution from eligible prospects who have been targeted as likely and desirable stockholders; • Assist management in developing a list of potential investors who are viewed as priority prospects; • Respond to inquiries concerning the Offering and investment opportunities; • Organize, coordinate and participate in community informational meetings. These meetings are intended to both relieve customer anxiety and attract potential investors. The meetings generate widespread publicity for the Offering while providing local exposure of the Institution and promoting favorable stockholder relations; • Supervise and conduct a telemarketing campaign to identify prospects from among the Institution’s customer base; • Continually advise management on market conditions and the community’s responsiveness to the Offering; and • If appropriate assemble a selling group of selected local broker-dealers to assist in selling stock during the offering. In so doing, prepare broker “fact sheets” and arrange “road shows” for the purpose of stimulating local interest in the stock and informing the brokerage community of the particulars of the Offering.
Sample 1
Securities Marketing Services. The Agent will provide the following marketing services:
Sample 1
Securities Marketing Services. Sxxxxx Xxxxxxxx uses various sales techniques including direct mail, advertising, community investor meetings, telephone solicitation, and if necessary, assembling a selling group of broker-dealers for a syndicated community offering. Our securities marketing services include: - The Sxxxxx Xxxxxxxx registered representatives at the Center will seek to manage the sales function and, if applicable, will solicit orders from the prospects described above; - If applicable, assisting management in developing a list of potential investors who are viewed as priority prospects; - Responding to investment-related and other questions regarding information in the Offering disclosure documents provided to potential investors; - If the sales plan calls for community meetings, participating in them; Mx. Xxxx X. Brouillard SI Bancorp, MHC SI Financial Group, Inc. Savings Institute Bank and Trust Company - Continually advising management on market conditions and the customers/ community’s responsiveness to the Offering; - In case of a best-efforts syndicated community offering, managing the selling group. We will prepare broker “fact sheets” and arrange “road shows” for the purpose of generating interest in the stock and informing the brokerage community of the particulars of the Offering; and - Coordinating efforts to maximize after-market support and Company sponsorship.
Sample 1

Related to Securities Marketing Services

  • Marketing Services The Manager shall provide advice and assistance in the marketing of the Vessels, including the identification of potential customers, identification of Vessels available for charter opportunities and preparation of bids.

  • Joint Marketing The Parties shall engage in joint marketing activities pursuant to Section 7.7 of this Agreement and any other joint marketing agreement that may be entered into from time to time.

  • Blue Sky Services The Administrator shall maintain under this Agreement the registration or qualification of a Series and its shares under state Blue Sky or securities laws and regulations, as necessary; provided that such Series shall pay all related filing fees and registration or qualification fees.

  • Computer Files Marked The Seller shall, at its own expense, on or before the Closing Date, indicate in its computer files that the Receivables have been sold to the Purchaser pursuant to this Receivables Purchase Agreement and deliver to the Purchaser the Receivable Schedule, certified by an officer of the Seller to be true, correct and complete.

  • Technical Services Party B will provide technical services and training to Party A, taking advantage of Party B’s advanced network, website and multimedia technologies to improve Party A’s system integration. Such technical services shall include:

  • Sales and Marketing Subdistributor shall market, promote, and solicit orders for the Products to prospective and existing Customers (excluding the Excluded Customers) consistent with good business practice and the highest professional standards in the industry, in each case using its best efforts to maximize Product sales volume in the Territory in accordance with Distributor’s Product marketing strategies, channel and pricing guidelines, and sales policies, and in a manner that reflects favorably at all times on the Products and the good name, goodwill, and reputation of Distributor;

  • The Guide to Custody in World Markets (hardcopy annually and regular website updates) An overview of settlement and safekeeping procedures, custody practices and foreign investor considerations for the markets in which State Street offers custodial services. Global Custody Network Review (annually) Information relating to Foreign Sub-Custodians in State Street’s Global Custody Network. The Review stands as an integral part of the materials that State Street provides to its U.S. mutual fund clients to assist them in complying with SEC Rule 17f-5. The Review also gives insight into State Street’s market expansion and Foreign Sub-Custodian selection processes, as well as the procedures and controls used to monitor the financial condition and performance of our Foreign Sub-Custodian banks. Securities Depository Review (annually) Custody risk analyses of the Foreign Securities Depositories presently operating in Network markets. This publication is an integral part of the materials that State Street provides to its U.S. mutual fund clients to meet informational obligations created by SEC Rule 17f-7. Global Legal Survey (annually) With respect to each market in which State Street offers custodial services, opinions relating to whether local law restricts (i) access of a fund’s independent public accountants to books and records of a Foreign Sub-Custodian or Foreign Securities System, (ii) a fund’s ability to recover in the event of bankruptcy or insolvency of a Foreign Sub-Custodian or Foreign Securities System, (iii) a fund’s ability to recover in the event of a loss by a Foreign Sub-Custodian or Foreign Securities System, and (iv) the ability of a foreign investor to convert cash and cash equivalents to U.S. dollars. Subcustodian Agreements (annually) Copies of the contracts that State Street has entered into with each Foreign Sub-Custodian that maintains U.S. mutual fund assets in the markets in which State Street offers custodial services. Global Market Bulletin (daily or as necessary) Information on changing settlement and custody conditions in markets where State Street offers custodial services. Includes changes in market and tax regulations, depository developments, dematerialization information, as well as other market changes that may impact State Street’s clients. Foreign Custody Advisories (as necessary) For those markets where State Street offers custodial services that exhibit special risks or infrastructures impacting custody, State Street issues market advisories to highlight those unique market factors which might impact our ability to offer recognized custody service levels.

  • Promotion and Marketing For the purpose of promotion and marketing, the Borrower hereby authorizes and consents to the reproduction, disclosure and use by the Lenders and the Agent of its name, identifying logo and the Facilities. The Borrower acknowledges and agrees that the Lenders shall be entitled to determine, in their sole discretion, whether to use such information; that no compensation will be payable by the Lenders or the Agent in connection therewith; and that the Lenders and the Agent shall have no liability whatsoever to it or any of its employees, officers, directors, affiliates or shareholders in obtaining and using such information as contemplated herein.

  • Hosting Services GSI shall load the Web site onto server(s) that are connected to the Internet and readily accessible via the Web through use of the Domain Names. GSI shall ensure that the Web site is functional and ready to process transactions in a reasonably efficient manner.

  • Manufacturing and Marketing Rights The Company has not granted rights to manufacture, produce, assemble, license, market, or sell its products to any other person and is not bound by any agreement that affects the Company's exclusive right to develop, manufacture, assemble, distribute, market, or sell its products.

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