Risk Policy Sample Clauses

Risk Policy. If the Client account is not able to be satisfactorily verified or if the account activity is considered high risk in nature, Moomoo Financial reserves the right to restrict the account as necessary to comply with its legal and regulatory obligations. This may include, limiting movement of funds between Moomoo Financial and the funding account of origin, regardless of the time the assets were held in the account.
Sample 1
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Risk Policy. All member entities shall adapt their risk management procedures and processes to the guidelines established by the Grupo's head entity. The Grupo's risk policies are set out in manuals, drawn up and updated by the head entity, which determine the policies, procedures and controls governing credit, liquidity, interest rate, market, foreign exchange and operational risks, among others. The lead institution will determine which risk policy decisions are fully centralised and which may be decentralised to member institutions. Centralised decisions shall require that each member institution obtain the authorisation of the Grupo's head institution prior to the execution of the corresponding transaction. With regard to decentralised decisions, the general criteria to be followed in the internal delegation of powers to each member institution shall be established, respecting in all cases the peculiarities of each one of them. All member institutions of the Grupo undertake to provide the head institution with full access to the risk information required of them.
Sample 1
Risk Policy. AmerUs shall not, and shall not permit any of its Subsidiaries to, modify or amend in any material respect or terminate any (i) insurance coverage maintained by AmerUs or any of its Subsidiaries which is not replaced by a comparable amount of insurance coverage or (ii) investment, risk management or derivatives use policy currently in effect, except as required by applicable Law or changes in SAP or GAAP.
Sample 1
Risk Policy. Provider shall provide all Services in accordance with the Company risk policy attached hereto as Exhibit B (the “Risk Policy”). Subject to Section 7.1, Provider will be solely liable for all Losses which arise from the provision of any Services in a manner inconsistent with the Risk Policy.
Sample 1
Risk Policy. Republic shall not, and shall not permit any of its Subsidiaries to, terminate or materially modify or amend any risk management arrangements, whether entered into for the account of Republic or one of its Subsidiaries.
Sample 1
Risk Policy compliance and governance impact
Sample 1

Related to Risk Policy

  • D&O Policy The Company shall, from time to time, make the good faith determination whether or not it is practicable for the Company to obtain and maintain a policy or policies of insurance with reputable insurance companies providing the directors and officers of the Company with coverage for losses from wrongful acts, or to ensure the Company’s performance of its indemnification obligations under this Agreement. Among other considerations, the Company will weigh the costs of obtaining such insurance coverage against the protection afforded by such coverage. In all policies of director and officer liability insurance, Indemnitee shall be named as an insured in such a manner as to provide Indemnitee the same rights and benefits as are accorded to the most favorably insured of the Company’s directors, if Indemnitee is a director; or of the Company’s officers, if Indemnitee is not a director of the Company but is an officer; or of the Company’s key employees, if Indemnitee is not an officer or director but is a key employee. Notwithstanding the foregoing, the Company shall have no obligation to obtain or maintain such insurance if the Company determines in good faith that such insurance is not reasonably available, if the premium costs for such insurance are disproportionate to the amount of coverage provided, if the coverage provided by such insurance is limited by exclusions so as to provide an insufficient benefit, or if Indemnitee is covered by similar insurance maintained by a parent or subsidiary of the Company.

  • Policy Because the volume of human genomic and phenotypic data maintained in these repositories is substantial and, in some instances, potentially sensitive (e.g., data related to the presence or risk of developing particular diseases or conditions and information regarding family relationships or ancestry), data must be shared in a manner consistent with the research participants’ informed consent, and the confidentiality of the data and the privacy of participants must be protected. Access to human genomic data will be provided to research investigators who, along with their institutions, have certified their agreement with the expectations and terms of access detailed below. NIH expects that, through Data Access Request (DAR) process, approved users of controlled-access datasets recognize any restrictions on data use established by the Submitting Institutions through the Institutional Certification, and as stated on the dbGaP study page. Definitions of the underlined terminology in this document are found in section 13. The parties to this Agreement include: the Principal Investigator (PI) requesting access to the genomic study dataset (an “Approved User”), the PI’s home institution (the “Requester”) as represented by the Institutional Signing Official designated through the eRA Commons system, and the NIH. The effective date of this Agreement shall be the DAR Approval Date, as specified in the notification of approval of the Data Access Committee (DAC).

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