RESPONSIBILITIES OF THE BROKER Sample Clauses

RESPONSIBILITIES OF THE BROKER. The Client recognizes that the Advisor will transmit orders on his/her behalf to the Broker and/or the introducing broker, if any, but will not directly execute such orders. The Advisor shall not be responsible for any acts, omissions or errors of the Broker or the introducing broker in executing or introducing such orders. The Broker will furnish the Client with confirmations of all transactions effected in the Account, monthly statements showing information concerning trading activities in the Account, and other account statements customarily furnished by the Broker to its customers. The furnishing of such reports shall be the sole responsibility of the Broker, and the Client recognizes that the Advisor is not required to furnish such reports to the Client. The Client authorizes the Broker to forward to the Advisor copies of all confirmations, statements or reports sent by the Broker to the Client. The Client understands that the Broker, rather than the Advisor, will have full custody of the Client’s funds and commodity market positions and that the Client will be required to pay brokerage commissions to the Broker with respect to all transactions effected in the Account.
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RESPONSIBILITIES OF THE BROKER. You will abide by the following in the conduct of your activities under this agreement:
Sample 1Sample 2Sample 3See All (4)
RESPONSIBILITIES OF THE BROKER. Client recognizes that ETC will transmit orders on Client’s behalf to the Broker and/or through such exchange floor brokers, give-up brokers, prime brokers, dealers, automated order routing systems and/or other executing entities or facilities selected by ETC in its sole and absolute discretion. ETC’s responsibilities with respect to any of Client’s transactions shall be fulfilled at the time that a complete order has been transmitted to the Broker or entered with any exchange floor brokers, give-up brokers, prime brokers, dealers, automated order routing systems and/or other executing entities or facilities. ETC shall not be responsible for any acts, omissions or errors of the Broker or any exchange floor brokers, give-up brokers, prime brokers, dealers, automated order routing systems and/or other executing entities or facilities in executing such orders. ETC is not required to and will not furnish Client with confirmations of transactions executed in the Account, monthly statements showing information concerning trading activities in the Account or other account statements customarily furnished by the Broker to its customers. Client will cause Broker to forward to ETC copies of all such confirmations, statements or reports sent by Broker to Client. Client understands that Broker, not ETC, will have full custody of Client’s funds and commodity market positions and that Client will be responsible for all brokerage commissions and ancillary expenses incurred in connection with the Account.
Sample 1
RESPONSIBILITIES OF THE BROKER. The Broker agrees to comply with, and shall ensure that all of its Agents comply with, the following responsibilities:
Sample 1
RESPONSIBILITIES OF THE BROKER. 2a. To ensure that The Broker is and remains Directly Authorised by the FCA for the conduct of General Insurance and is fully authorised by the FCA to enter into and conduct business under this Agreement and to further ensure they immediately advise MMS should this cease to be the case.
Sample 1
RESPONSIBILITIES OF THE BROKER. Client recognizes that Tactical will transmit orders on Client’s behalf to the Broker or its executing agents. Tactical’s responsibilities with respect to any of Client’s transactions shall be fulfilled at the time that a complete order has been transmitted to the Broker or its executing agents. Tactical shall not be responsible for any acts, omissions or errors of the Broker or its executing agents in executing such orders, provided however, that Tactical will attempt to have the Broker adjust Client’s Account to the extent that they make any errors or omissions in carrying out such orders. The Broker will furnish the Client with confirmations of all transactions effected in the Account, monthly statements showing information concerning trading activities in the Account, and other account statements customarily furnished by the Broker to its customers, with copies of all such reports to Tactical.
Sample 1
RESPONSIBILITIES OF THE BROKER. 5.1. The Broker shall not be responsible if the Client cannot place orders over the phone, (or) by E- mail and (or) on in MIWM or if information due to the failure of telecommunication networks has been lost, distorted and/or damaged in any other form.
Sample 1
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Related to RESPONSIBILITIES OF THE BROKER

  • Responsibilities of the Parties 1.5.1 The Parties shall perform all obligations of this Agreement in accordance with all Applicable Laws and Regulations, Operating Requirements, and

  • Responsibilities of the Company 3.3.1 The Company shall provide participants of CopyTrade with a complete package of services according to the Customer Agreement. The Company is liable for proper performance of technological solutions according to the Customer Agreement.

  • RESPONSIBILITIES OF THE OWNER The Owner agrees to:

  • RESPONSIBILITIES OF THE UNIVERSITY 1. The UNIVERSITY shall designate in writing a faculty member to coordinate with a designee of the FIELDWORK SITE.

  • RESPONSIBILITIES OF PARTIES A. BellSouth will include billing number information associated with resold exchange lines or SPNP arrangements in its LIDB. <<customer_name>> will request any toll billing exceptions via the Local Service Request (LSR) form used to order resold exchange lines, or the SPNP service request form used to order SPNP arrangements.

  • Responsibilities of the Contractor The Contractor shall provide all technical and professional expertise, knowledge, management, and other resources required for accomplishing all aspects of the tasks and associated activities identified in the Scope of Work. In the event that the need arises for the Contractor to perform services beyond those stated in the Scope of Work, the Contractor and the City shall negotiate mutually agreeable terms and compensation for completing the additional services.

  • RESPONSIBILITIES OF CITY City or its representative shall issue all communications to Contractor. City has the authority to request changes in the work in accordance with the terms of this Agreement and with the terms in Exhibit A – Scope of Work. City has the authority to stop work or to suspend any work.

  • Responsibilities of Adviser Without limiting the generality of the foregoing, the Adviser shall, during the term and subject to the provisions of this Agreement:

  • Responsibilities of the Seller Anything herein to the contrary notwithstanding:

  • Responsibilities of the Borrower (a) Anything herein to the contrary notwithstanding, the Borrower shall: (i) perform all of its obligations, if any, under the Contracts related to the Pool Receivables to the same extent as if interests in such Pool Receivables had not been transferred hereunder, and the exercise by the Administrative Agent, or any other Credit Party of their respective rights hereunder shall not relieve the Borrower from such obligations and (ii) pay when due any taxes, including any sales taxes payable in connection with the Pool Receivables and their creation and satisfaction. None of the Credit Parties shall have any obligation or liability with respect to any Collateral, nor shall any of them be obligated to perform any of the obligations of the Borrower, the Servicer or any Originator thereunder.

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