Quarterly Capital Statements and RIC Compliance Reports Sample Clauses

Quarterly Capital Statements and RIC Compliance Reports. The Investment Manager, (i) subject to receipt of all necessary information from third parties, shall use its reasonable efforts to cause to be prepared and provided to the Access Fund, within 60 days after the end of each fiscal quarter, in draft form (subject to change) (x) unaudited information, including loan-level detail and detailed portfolio statistics, (y) quarterly reports, including a qualitative letter that shall include a textual discussion of any material events, undertakings or trends involving the Portfolio Investments, (z) unaudited financial statements and an unaudited capital account statement relating to such Member, (ii) shall cause to be prepared and provided to the Access Fund such other reports as are reasonably requested by the Access Fund or that the Investment Manager may in its sole discretion deem desirable. Within 30 days after the close of each calendar quarter, the Fund shall provide the Access Fund with a draft report (subject to change) including the calculation and results of the Fund’s regulated investment company compliance testing and supporting workpapers (including a schedule of investments by market value as of quarter-end and trial balance as of quarter-end) (the “RIC Compliance Report”) and any additional information or documentation that the Access Fund reasonably requests in connection with such compliance. The Fund will provide a final version of the RIC Compliance Report in conjunction with the delivery of quarterly financial statements. The Fund will provide the Access Fund with a copy of each tax return filed by the Fund or any subsidiary thereof promptly following the filing of such tax return.
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Quarterly Capital Statements and RIC Compliance Reports. Prior to an Exchange Listing, the Investment Manager, subject to receipt of all necessary information from third parties, shall use its reasonable efforts to cause to be prepared and provided to the Feeder Funds, (i) quarterly unaudited financial statements for such Fund within 60 days of the end of each of the first (3) three fiscal quarters of each fiscal year; (ii) quarterly capital statements within 60 days of the end of the first three (3) fiscal quarters and within ninety (90) days after the end of the fiscal year; (iii) quarterly unaudited performance information, including loan-level detail and detailed portfolio statistics, within 60 days of the end of each fiscal quarter and (iv) shall cause to be prepared and provided to the Feeder Funds such other reports as are reasonably requested by the Feeder Funds from time to time that the Investment Manager possesses or can acquire without unreasonable effort or expense, including, but not limited to, performance estimates and periodic cash flow projections. The Fund will promptly notify the Feeder Funds in writing of any material risk to the Fund’s ability to comply with the requirements for qualification and taxation as a RIC under Subchapter M of the Code or the commencement of any tax audit or other proceeding in respect of taxes of or relating to the Fund. The Fund will provide the Feeder Funds with the calculation and results of the Fund’s RIC compliance testing (including a schedule of investments by market value as of quarter-end) in connection with any notification relating to its failure, or material risk to its ability, to comply with the requirements for qualification and taxation as a regulated investment company under Subchapter M of the Code. For the avoidance of doubt, the Fund’s obligation to notify, or provide to, the Feeder Funds any information or documents described in this Section 9.2(d) shall no longer apply upon the effectuation of an Exchange Listing.
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Quarterly Capital Statements and RIC Compliance Reports. Prior to an Exchange Listing, the Investment Manager, subject to receipt of all necessary information from third parties, shall use its reasonable efforts to cause to be prepared and provided to the Access Fund, (i) quarterly unaudited financial statements for such Fund within 60 days of the end of each of the first (3) three fiscal quarters of each fiscal year; (ii) quarterly capital statements within 60 days of the end of the first three (3) fiscal quarters and within ninety (90) days after the end of the fiscal year; (iii) quarterly unaudited performance information, including loan-level detail and detailed portfolio statistics, within 60 days of end of each fiscal quarter and (iv) shall cause to be prepared and provided to the Access Fund such other reports as are reasonably requested by the Access Fund from time to time that the Investment Manager possesses or can acquire without unreasonable effort or expense, including but not limited to, performance estimates and periodic cash flow projections. The Fund will promptly notify the Access Fund in writing of any material risk to the Fund’s ability to comply with the requirements for qualification and taxation as a RIC under Subchapter M of the Code or the commencement of any tax audit or other proceeding in respect of taxes of or relating to the Fund. The Fund will provide the Access Fund with the calculation and results of the Fund’s RIC compliance testing (including a schedule of investments by market value as of quarter-end) in connection with any notification relating to its failure, or material risk to its ability, to comply with the requirements for qualification and taxation as a regulated investment company under Subchapter M of the Code. For the avoidance of doubt, the Fund’s obligation to notify, or provide to, the Access Fund any information or documents described in this Section 9.2(d) shall no longer apply upon the effectuation of an Exchange Listing.
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Related to Quarterly Capital Statements and RIC Compliance Reports

  • Annual Statements of Compliance No later than March 1 of each year, commencing in March 2005, the Master Servicer at its own expense shall deliver to the Indenture Trustee, with a copy to the Rating Agencies, an Officer's Certificate stating, as to the signer thereof, that (i) a review of the activities of the Master Servicer during the preceding calendar year and of performance under this Servicing Agreement has been made under such officer's supervision, (ii) to the best of such officer's knowledge, based on such review, the Master Servicer has fulfilled all its obligations under this Servicing Agreement for such year, or, if there has been a default in the fulfillment of any such obligation, specifying each such default known to such officer and the nature and status thereof including the steps being taken by the Master Servicer to remedy such default; (iii) a review of the activities of each Subservicer during the Subservicer's most recently ended calendar year on or prior to December 31 of the preceding year and its performance under its Subservicing Agreement has been made under such officer's supervision; and (iv) to the best of the Servicing Officer's knowledge, based on his review and the certification of an officer of the Subservicer (unless the Servicing Officer has reason to believe that reliance on such certification is not justified), either each Subservicer has performed and fulfilled its duties, responsibilities and obligations under this Servicing Agreement and its Subservicing Agreement in all material respects throughout the year, or, if there has been a default in performance or fulfillment of any such duties, responsibilities or obligations, specifying the nature and status of each such default known to the Servicing Officer. Copies of such statements shall be provided by the Master Servicer to the Bondholders upon request or by the Indenture Trustee at the expense of the Master Servicer should the Master Servicer fail to provide such copies.

  • Financial Statements, Reports, etc Furnish to the Administrative Agent (which will promptly furnish such information to the Lenders):

  • Financial Statements; Reports Provide Bank with the following by submitting to the Financial Statement Repository or otherwise submitting to Bank:

  • Annual Statement of Compliance The Officer’s Certificate required to be delivered by the Issuing Entity, pursuant to Section 3.9 of the Indenture or the Officer’s Certificate required to be delivered by the Servicer pursuant to Section 4.01(a) of the Servicing Agreement, as applicable.

  • Quarterly Financial Statements As soon as available and in any event within 5 days after the date on which such financial statements are required to be filed with the SEC (after giving effect to any permitted extensions) with respect to each of the first three quarterly accounting periods in each fiscal year of the Borrower (or, if such financial statements are not required to be filed with the SEC, on or before the date that is 45 days after the end of each such quarterly accounting period), the consolidated balance sheets of the Borrower and the Subsidiaries and, if different, the Borrower and the Restricted Subsidiaries, in each case as at the end of such quarterly period and the related consolidated statements of operations for such quarterly accounting period and for the elapsed portion of the fiscal year ended with the last day of such quarterly period, and the related consolidated statement of cash flows for such quarterly accounting period and for the elapsed portion of the fiscal year ended with the last day of such quarterly period, and setting forth comparative consolidated figures for the related periods in the prior fiscal year or, in the case of such consolidated balance sheet, for the last day of the prior fiscal year (or, in lieu of such unaudited financial statements of the Borrower and the Restricted Subsidiaries, a detailed reconciliation reflecting such financial information for the Borrower and the Restricted Subsidiaries, on the one hand, and the Borrower and the Subsidiaries, on the other hand), all of which shall be certified by an Authorized Officer of the Borrower as fairly presenting in all material respects the financial condition, results of operations, stockholders’ equity and cash flows of the Borrower and its Subsidiaries in accordance with GAAP, subject to changes resulting from audit and normal year end audit adjustments.

  • Financial Statements; Accountants’ Reports; Other Information The Guarantor shall keep and maintain at all times complete and accurate books of accounts and records in sufficient detail to correctly reflect all of the Guarantor’s financial transactions and assets. In addition, the Guarantor shall furnish, or cause to be furnished, to the Lender the following:

  • Annual Statements within 105 days after the end of each fiscal year of the Company, duplicate copies of,

  • Annual Compliance Statements (a) The Master Servicers, the Special Servicers, the Certificate Administrator, the Trustee (but only to the extent set forth in the last sentence of this paragraph), any Additional Servicer and each Servicing Function Participant (if such Servicing Function Participant is a servicer contemplated by Item 1108(a)(2)(i), (ii) or (iii) of Regulation AB) (each, a “Certifying Servicer”) shall and the Master Servicers and the Special Servicers shall (i) with respect to any Additional Servicer or Servicing Function Participant (if such Servicing Function Participant is a servicer contemplated by Item 1108(a)(2)(i), (ii) or (iii) of Regulation AB) that is a Designated Sub-Servicer of such party, use commercially reasonable efforts to cause, and (ii) with respect to any other Additional Servicer or Servicing Function Participant (if such Servicing Function Participant is a servicer contemplated by Item 1108(a)(2)(i), (ii) or (iii) of Regulation AB), cause, each Additional Servicer and Servicing Function Participant (other than any party to this Agreement) with which it has entered into a servicing relationship with respect to the Mortgage Loans to, deliver to the Depositor, the Certificate Administrator, the Trust Advisor (in the case of a Special Servicer only), the Rule 17g-5 Information Provider (who shall promptly post such report to the Rule 17g-5 Information Provider’s Website pursuant to Section 8.12(c) of this Agreement) on or before March 1st (subject to a grace period through March 15th) of each year, commencing in 2015 (or, in the case of an Additional Servicer or Servicing Function Participant with respect to a Special Servicer, such party shall provide such Officer’s Certificate to such Special Servicer on or before March 1st (subject to a grace period through March 5th)), an Officer’s Certificate stating, as to the signer thereof, that (A) a review of such Certifying Servicer’s activities during the preceding calendar year or portion thereof and of such Certifying Servicer’s performance under this Agreement, or the applicable sub-servicing agreement or primary servicing agreement in the case of an Additional Servicer, has been made under such officer’s supervision and (B) to the best of such officer’s knowledge, based on such review, such Certifying Servicer has fulfilled all its obligations under this Agreement, or the applicable sub-servicing agreement or primary servicing agreement in the case of an Additional Servicer, in all material respects throughout such year or portion thereof, or, if there has been a failure to fulfill any such obligation in any material respect, specifying each such failure known to such officer and the nature and status thereof. The Certificate Administrator, shall prior to March 1st of each year, commencing in 2015, contact the Trustee and inquire as to whether any Advance was required to be made by the Trustee during the preceding calendar year, and if no such Advance was required to be made by the Trustee, then the Trustee shall not be required to deliver any compliance statement required by this Section 11.12(a) for such period.

  • Quarterly Statements As soon as available and in any event within 45 days after the end of each quarterly fiscal period (except the last) of each fiscal year, copies of:

  • Quarterly Financial Reports The School shall prepare and submit quarterly financial reports to the Commission within 45 days of the end of each fiscal year quarter.

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