Compliance testing definition
Examples of Compliance testing in a sentence
ALPS will perform Portfolio Compliance testing (post-trade, daily on a T+2 basis) to test the Fund’s Portfolio Compliance (the “Portfolio Compliance Testing”).
Compliance testing is dependent on receiving necessary information from any underlying investment.
ALPS will perform Portfolio Compliance testing (post-trade, daily on a T+2 basis) to test the Funds’ Portfolio Compliance (the “Portfolio Compliance Testing”).
ALPS will perform Portfolio Compliance testing (post-trade, daily on a T+2 basis) to test each Fund’s Portfolio Compliance (the “Portfolio Compliance Testing”).
Administrator will perform Portfolio Compliance testing (post-trade) to test the Trust’s Portfolio Compliance (the “Portfolio Compliance Testing”).
ALPS will perform Portfolio Compliance testing monthly to test the Trust’s Portfolio Compliance (the “Portfolio Compliance Testing”).
The Compliance testing processes used to confirm first and second mortgages are in compliance with all federal and state laws and regulations, including any applicable agency or investor requirements, policies and procedures as well as fraud detection.
As directed by the Fund’s investment adviser, ALPS will perform Portfolio Compliance testing periodically, at intervals that are necessary and proper in light of the restriction being tested (e.g. post-trade, daily on a T+2 basis) to confirm the Fund’s Portfolio Compliance (the “Portfolio Compliance Testing”).
Administrator will perform Portfolio Compliance testing (post-trade, T+2) to test the Trust’s Portfolio Compliance (the “Portfolio Compliance Testing”).
ALPS will perform Portfolio Compliance testing (post-trade, daily on a T+2 basis) to test the Portfolios’ Portfolio Compliance (the “Portfolio Compliance Testing”).