Major Swap Participant definition

Major Swap Participant means a “major swap participant” as defined in Section 1a(33) of the Act and Commission Regulation 1.3(hhh).
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Major Swap Participant means a “major swap participant” as defined in Section 1a(33) of the Commodity Exchange Act and CFTC Rule 1.3 thereunder.
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Major Swap Participant. ’ means any person defined in Section 1a(33) of the Act and § 1.33(bbb) of this chapter and, as appropriate in this subpart, any person acting for or on behalf of a major swap participant, including an associated person defined in Section 1a(4) of the Act.
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Examples of Major Swap Participant in a sentence

  • Responsibility for Mandatory Trading Each Participant that is a Swap Dealer or Major Swap Participant shall be responsible for compliance with the mandatory trading requirement under Section 2(h)(8) of the CEA and shall not enter into any Required Transaction outside a SEF that lists a Swap related to such Required Transaction.

  • When a Swap Dealer or Major Swap Participant enters into or facilitates a Swap on or pursuant to the Rules of the MarketAxess SEF which is subject to the mandatory clearing requirement under CEA section 2(h), the Swap Dealer or Major Swap Participant shall be responsible for complying with the mandatory trading requirement under CEA section 2(h)(8).

  • Each Person that is registered, or required to be registered, with the CFTC as a Swap Dealer or Major Swap Participant is responsible for compliance with the mandatory trading requirement under Section 2(h)(8) of the CEA when such Person enters into, or facilitates entry into, a Swap that is subject to the Clearing Requirement.

  • Swap Dealer and Major Swap Participant Recordkeeping, Reporting, and Duties Rules; Futures Commission Merchant and Introducing Broker Conflicts of Interest Rules; and Chief Compliance Officer Rules for Swap Dealers, Major Swap Participants, and Futures Commission Merchants, 77 FR 20128 (Apr.

  • Every auditor shall hold office until the next Annual General Meeting after his or her appointment unless terminated by the Board because of his or her failure to adequately perform the audit requirements of the Board.

  • See Swap Dealer and Major Swap Participant Recordkeeping, Reporting, and Duties Rules, 77 FR 20128 (Apr.

  • A yes/no indication of whether Participant is a Major Swap Participant with respect to the product with respect to which the Order is placed.

  • Responsibility for Mandatory Trading Each Participant that is a Swap Dealer or Major Swap Participant shall be responsible for compliance with the mandatory trading requirement under Section 2(h)(8) of the CEA and shall not enter into any Required Transaction outside a SEF that lists a Swap related to such Required Transaction.RULE 411.

  • Because each token is fully collateralized by fiat, CarbonUSD is not at risk of a black swan event.

  • See CFTC, “Swap Dealer and Major Swap Participant Recordkeeping, Reporting and Duties Rules,” 77 Federal Register 20128, April 3, 2012, at p.


More Definitions of Major Swap Participant

Major Swap Participant means a “major swap participant” as defined in Section 1a(33) of the CEA and CFTC Regulation 1.3(hhh) thereunder.
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Major Swap Participant shall have the meaning provided for such term in CFTC Regulation §23.401 and shall be a counterparty to a Swap Transaction with DASNY that has represented in writing to DASNY that it is registered with the CFTC as a “major swap participant” as defined in the Commodity Exchange Act and relevant CFTC Regulations thereunder.
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Major Swap Participant. (“MSP”) means any person who is not a swap dealer, and 1) maintains a substantial position in swaps for any of the major swap categories as determined by the Commission (excluding positions held for hedging or mitigating commercial risk); or 2) whose outstanding swaps create substantial counterparty exposure that could have serious adverse effects on the financial stability of the United States banking system or financial markets; or 3) is a financial entity that is highly leveraged relative to the amount of capital it holds and maintains a substantial position in outstanding swaps in any major swap category as determined by the Commission. The CFTC shall define the term “substantial position” at the threshold that the CFTC determines to be prudent for the effective monitoring, management, and oversight of entities that are systemically important or can significantly impact the financial system of the United States. A person may be designated a major swap participant for one or more categories of swaps without being classified as a major swap participant for all classes of swaps.
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Major Swap Participant or “MSP” means a person who is not a SD, and (i) maintains a substantial position in swaps for any of the major swap categories as determined by the CFTC or SEC, as applicable, excluding:
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Major Swap Participant means a person registered (fully or provisionally) with the CFTC as a “major swap participant” as defined in Section 1a(33) of the Commodity Exchange Act and CFTC Regulation 1.3(hhh).
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Major Swap Participant means a person registered (fully or provisionally) with the CFTC as a “major swap participant” as defined in Section 1a(33) of the Commodity Exchange Act and CFTC Regulation 1.3(hhh) thereunder.
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Related to Major Swap Participant

  • Participant has the meaning specified in Section 10.06(d).

  • U.S. Participant means a Participant who is a citizen of the United States or a resident of the United States, as defined in section 7701(a)(30)(A) and section 7701(b)(1) of the Code and any other Participant who is subject to tax under the Code with respect to compensatory awards granted pursuant to the Plan;

  • Eligible child means the children of: