Examples of CFTC rule in a sentence
The articulation of the two-step approach in this way would be consistent with the approach taken by the CFTC in the US - the relevant CFTC rule states that a swap will be subject to the mandatory clearing obligation if it meets certain characteristics and an eligible derivatives clearing organisation "accepts such swap for clearing".
Is exempt from such registration by virtue of the Commodity Exchange Act or of a CFTC rule.
The applicable CFTC rule requires Jefferies to provide the smallest number of futures customers, cleared swaps customers, and 30.7 customers that comprise 50 percent of the Jefferies’s total funds held for futures customers, cleared swaps customers, and 30.7 customers.
Indicate whether the subject identified in Part I is, or was, associated with the reporting institution as an “as- sociated person,” as defined in section 3(a)(18) of the Securities Exchange Act of 1934 or CFTC rule 1.3(aa), or is, or was, “affiliated with” the reporting institution, as defined in the CFTC rule 4.7(a)(1)(i).
For example, during market downturns, our active strategy teams are able to capitalize on our extensive networks, internal capabilities, collaboration and deal execution abilities to seize idiosyncratic investment opportunities with the potential for attractive returns.