CFTC Regulation definition

CFTC Regulation means the rules, regulations and orders promulgated by the CFTC. “Clearing Conditions” means the clearing conditions of Eurex Clearing AG.

AI-Powered Contracts

Draft, Review & Redline at the Speed of AI

CFTC Regulation means Code of Federal Regulations TITLE 17 Commodity and Securities Exchanges CHAPTER I COMMODITY FUTURES AND TRADING COMMISSION;

CFTC Regulation means the rules, regulations and orders promulgated by the US Commodity Futures Trading Commission (CFTC).

Examples of CFTC Regulation in a sentence

Information regarding whether the Adviser has claimed either the CPO exclusion in CFTC Regulation 4.5 or the relief in CFTC Regulation 4.12(c)(1)(ii) with respect to a Portfolio is available on the NFA’s website at ▇▇▇.▇▇▇.▇▇▇▇▇▇▇.▇▇▇.
With respect to each of the Portfolio(s), the Adviser has claimed either (1) the CPO exclusion in Commodity Futures Trading Commission (“CFTC”) Regulation 4.5 with respect to the Portfolio and, in such case, the Adviser will file the notice required under CFTC Regulation 4.5 with respect to the Portfolio and will annually reaffirm such notice filing on behalf of the Portfolio as required by CFTC Regulation 4.5; or (2) the relief in CFTC Regulation 4.12(c)(1)(ii) with respect to the Portfolio.
The Adviser hereby consents to the treatment of the account of each of the 4.7 Portfolio(s) with the Sub-Adviser as an “exempt account” within the meaning of CFTC Regulation 4.7(c).
The Adviser acknowledges that the Sub-Adviser intends to treat the account of each of the Portfolio(s) specified as a “4.7 Portfolio” in Appendix B hereto, as amended from time to time, as an “exempt account” under CFTC Regulation 4.7. Accordingly, the Adviser hereby represents that each of the 4.7 Portfolio(s) is a “qualified eligible person” under CFTC Regulation 4.7 (“Qualified Eligible Person”).
Information regarding whether the Adviser has claimed either the CPO exclusion in CFTC Regulation 4.5 or the relief in CFTC Regulation 4.12(c)(1)(ii) with respect to a Fund is available on the NFA’s website at ▇▇▇.▇▇▇.▇▇▇▇▇▇▇.▇▇▇.
For the avoidance of doubt, the parties hereto acknowledge and agree that the purchase of U.S. Treasury securities with Available Cash from Customer’s Futures Account as part of the Service shall not constitute a “permitted investment” as defined in CFTC Regulation 1.25.
With respect to each of the Fund(s), the Adviser has claimed either (1) the CPO exclusion in Commodity Futures Trading Commission (“CFTC”) Regulation 4.5 with respect to the Fund and, in such case, the Adviser will file the notice required under CFTC Regulation 4.5 with respect to the Fund and will annually reaffirm such notice filing on behalf of the Fund as required by CFTC Regulation 4.5; or (2) the relief in CFTC Regulation 4.12(c)(1)(ii) with respect to the Fund.
With respect to a Fund for which the Adviser has not claimed an exclusion under CFTC Regulation 4.5, the following language applies: PURSUANT TO AN EXEMPTION FROM THE COMMODITY FUTURES TRADING COMMISSION IN CONNECTION WITH ACCOUNTS OF QUALIFIED ELIGIBLE PERSONS, THIS BROCHURE OR ACCOUNT DOCUMENT IS NOT REQUIRED TO BE, AND HAS NOT BEEN, FILED WITH THE COMMISSION.
Accordingly, the Adviser hereby represents that each of the Portfolio(s) is a “qualified eligible person” under CFTC Regulation 4.7 (“Qualified Eligible Person”).
The Adviser acknowledges that the Sub-Adviser intends to treat the account of each of the Portfolio(s) as an “exempt account” under CFTC Regulation 4.7(c).

More Definitions of CFTC Regulation

CFTC Regulation means the rules, regulations and orders promulgated by the CFTC.

CFTC Regulation means any rule, regulation, order or directive and any interpretation thereof or guidance thereon issued from time to time by the CFTC.

CFTC Regulation means any rule, regulation, order, or directive and any interpretation thereof then in effect adopted by the CFTC.

CFTC Regulation means any rule, regulation, order, directive and any interpretation thereof adopted by the CFTC from time to time.

CFTC Regulation means any regulation or rule adopted or created by the CFTC under the Commodity Exchange Act of 1936 as amended from time to time.

Related to CFTC Regulation

CFTC Regulations means the rules and regulations promulgated by the CFTC, as amended.
OHS Regulation means the Workers Compensation Act (British Columbia), including without limitation, the Occupational Health & Safety Regulation (BC Regulation 296/97, as amended by BC Regulation 185/99) enacted pursuant to such Act, all as such Act or Regulations are amended or re-enacted from time to time.
EU Regulation means a regulation within the meaning of Article 288 of the Treaty on the Functioning of the European Union;
SEBI Regulations means the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 together with the circulars issued thereunder, including any statutory modification(s) or re-enactment(s) thereof for the time being in force.
SSM Regulation means Council Regulation (EU) No. 1024/2013 of 15 October 2013 conferring specific tasks on the European Central Bank concerning policies relating to the prudential supervision of credit institutions, as amended, supplemented or replaced from time to time;