CFTC Regulation definition

CFTC Regulation means Code of Federal Regulations TITLE 17 Commodity and Securities Exchanges CHAPTER I COMMODITY FUTURES AND TRADING COMMISSION;
Sample 1Sample 2Sample 3
CFTC Regulation means the rules, regulations and orders promulgated by the CFTC. “Clearing Conditions” means the clearing conditions of Eurex Clearing AG.
Sample 1Sample 2Sample 3
CFTC Regulation means the rules, regulations and orders promulgated by the CFTC.
Sample 1Sample 2

Examples of CFTC Regulation in a sentence

  • Information regarding whether the Adviser has claimed either the CPO exclusion in CFTC Regulation 4.5 or the relief in CFTC Regulation 4.12(c)(1)(ii) with respect to a Portfolio is available on the NFA’s website at xxx.xxx.xxxxxxx.xxx.

  • With respect to each of the Portfolio(s), the Adviser has claimed either (1) the CPO exclusion in Commodity Futures Trading Commission (“CFTC”) Regulation 4.5 with respect to the Portfolio and, in such case, the Adviser will file the notice required under CFTC Regulation 4.5 with respect to the Portfolio and will annually reaffirm such notice filing on behalf of the Portfolio as required by CFTC Regulation 4.5; or (2) the relief in CFTC Regulation 4.12(c)(1)(ii) with respect to the Portfolio.

  • Account ManagerThe term “Account Manager” means a Participant or Trading Customer that exercises investment discretion on behalf of one or more Client Accounts and that otherwise meets the criteria described in CFTC Regulation 1.35(b)(5)(i).

  • Transactions executed for the proprietary account (as such term is defined in CFTC Regulation 1.3(y)) of a Participant, Trading Customer or Clearing Member.

  • This Rule 408 shall apply in the event that the Company does adopt any such position limits, which limits will be included in these Rules, if adopted, and prior notice of any such adoption will be provided as a Notice to Participants consistent with Rule 310 and in accordance with Applicable Law (including notice provisions consistent with Applicable Law, including CFTC Regulation 40.5(a)(6) (Voluntary Submission of Rules For Commission Review and Approval) and 40.6(a)(2) (Self-Certification of Rules).

  • The Company may grant exemptions from position limits, as it may determine to be necessary and appropriate, in accordance with CFTC Regulations (including notice provisions consistent with Applicable Law including CFTC Regulation 40.5(a)(6) (Voluntary Submission of Rules For Commission Review and Approval) and 40.6(a)(2) (Self-Certification of Rules) and CFTC Regulations 37.600 (Position Limits or Accountability) and 37.601 (Additional sources for compliance)).

  • The Adviser hereby consents to the treatment of the account of each of the 4.7 Portfolio(s) with the Sub-Adviser as an “exempt account” within the meaning of CFTC Regulation 4.7(c).

  • The Adviser acknowledges that the Sub-Adviser intends to treat the account of each of the Portfolio(s) specified as a “4.7 Portfolio” in Appendix B hereto, as amended from time to time, as an “exempt account” under CFTC Regulation 4.7. Accordingly, the Adviser hereby represents that each of the 4.7 Portfolio(s) is a “qualified eligible person” under CFTC Regulation 4.7 (“Qualified Eligible Person”).

  • CFTC Regulation §15.05 provides that upon execution by a futures commission merchant of financial futures transactions on a United States contract market for the account of a foreign trader or foreign broker, the futures commission merchant will be considered to be the agent of the foreign trader or foreign broker for accepting delivery of communications and legal process issued on behalf of the CFTC.

  • The Company may grant exemptions from position limits, as it may determine to be necessary and appropriate, in accordance with CFTC Regulations (including notice provisions consistent with Applicable Law, including CFTC Regulation 40.5(a)(6) (Voluntary Submission of Rules For Commission Review and Approval) and 40.6(a)(2) (Self-Certification of Rules) and CFTC Regulations 37.600 (Position Limits or Accountability) and 37.601 (Additional sources for compliance)).


More Definitions of CFTC Regulation

CFTC Regulation means the rules, regulations and orders promulgated by the US Commodity Futures Trading Commission (CFTC). […]
Sample 1Sample 2
CFTC Regulation means any rule, regulation, order, directive and any interpretation thereof adopted by the CFTC from time to time.
Sample 1
CFTC Regulation means any rule, regulation, order, or directive and any interpretation thereof then in effect adopted by the CFTC.
Sample 1
CFTC Regulation means any regulation or rule adopted or created by the CFTC under the Commodity Exchange Act of 1936 as amended from time to time.
Sample 1

Related to CFTC Regulation

  • CFTC Regulations means the rules and regulations promulgated by the CFTC, as amended.

  • OHS Regulation means the Workers Compensation Act (British Columbia), including without limitation, the Occupational Health & Safety Regulation (BC Regulation 296/97, as amended by BC Regulation 185/99) enacted pursuant to such Act, all as such Act or Regulations are amended or re-enacted from time to time.

  • EU Regulation means a regulation within the meaning of Article 288 of the Treaty on the Functioning of the European Union;

  • SEBI Regulations means the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 together with the circulars issued thereunder, including any statutory modification(s) or re-enactment(s) thereof for the time being in force.

  • FCC Regulations means the regulations duly and lawfully promulgated by the FCC, as in effect from time to time.

  • PPPFA Regulations means the Preferential Procurement Regulations, 2017 published in terms of the PPPFA.

  • EP Regulations means The Environmental Permitting (England and Wales) Regulations SI 2016 No.1154 and words and expressions used in this permit which are also used in the Regulations have the same meanings as in those Regulations.

  • AIFM Regulation means Commission Delegated Regulation (EU) No. 231/2013.

  • OFAC Regulations means the regulations promulgated by OFAC, as amended from time to time.

  • the 1997 Regulations means the Zebra, Pelican and Puffin Pedestrian Crossing Regulations 1997.

  • Market Abuse Regulation means Regulation (EU) No 596/2014 of the European Parliament and of the Council of 16 April 2014, as amended or replaced from time to time;

  • Council Regulation means Council Regulation (EC) No. 2100/94 of 27th July 1994 on Community plant variety rights;

  • HIPAA Regulations means the regulations promulgated under HIPAA by the United States Department of Health and Human Services, including, but not limited to, 45 C.F.R. Part 160 and 45 C.F.R. Part 164.

  • UCITS Regulations means the European Communities (Undertakings for Collective

  • SEBI ICDR Regulations means Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2018, as amended;

  • ISA Regulations means The Individual Savings Account Regulations 1998, as amended or replaced from time to time.

  • Radio Regulations means the Radio Regulations annexed to, or regarded as being annexed to, the most recent International Telecommunication Convention which may be in force at any time.

  • EEA Regulations means the Immigration (European Economic Area) Regulations 2006.

  • These regulations means 9VAC5-10 (General Definitions) through 9VAC5-80 (Permits for Stationary Sources).

  • CDM Regulations means the Construction (Design and Management) Regulations 2015;

  • Data Protection Regulation means Regulation (EU) 2016/679 of the European Parliament and of the Council of 27 April 20161 on the protection of natural persons with regard to the processing of personal data and on the free movement of such data, and repealing Directive 95/46/EC (General Data Protection Regulation);

  • the 2002 Regulations means the Traffic Signs Regulations and General Directions 2002;

  • the 2000 Regulations means the Water Supply (Water Quality) Regulations 2000(b); "the 2001 Regulations" means the Water Supply (Water Quality) Regulations 2001(c);

  • Regulation E includes specific rules for all parties involved governing the issuance and use of Debit Cards and the processing of On-line Debit Card Transactions.

  • TUPE Regulations means the Transfer of Undertakings (Protection of Employment) Regulations 2006, as amended.

  • Benchmarks Regulation means Regulation (EU) 2016/1011 of the European Parliament and of the Council of 8 June 2016 on indices used as benchmarks in financial instruments and financial contracts or to measure the performance of investment funds and amending Directives 2008/48/EC and 2014/17/EU and Regulation (EU) No 596/2014;