Los Alamos Uses in Notices Clause

Notices from Form of Subscription Agent Agreement

THIS SUBSCRIPTION AGENT AGREEMENT ("Agreement") between Trinity Capital Corporation, a New Mexico corporation (the "Company"), and Continental Stock Transfer & Trust Company, a New York corporation ("Continental"), is dated as of [ ], 2017.

Notices. All notices, demands, and other communications given pursuant to the terms and provisions hereof shall be in writing, shall (except as provided for in Section 18 hereof) be deemed effective on the date of receipt, and may be sent by facsimile, email, overnight delivery services, or by certified or registered mail, return receipt requested to: If to the Company: Trinity Capital Corporation 1200 Trinity Drive Los Alamos, New Mexico 87544 Telephone: (505) 622-5171 Attn: John S. Gulas with a copy to: Hunton & Williams LLP 1445 Ross Avenue, Suite 3700 Dallas, Texas 75202-2799 Telephone: (214) 979-3000 Attn: Beth A. Whitaker, Esq. If to Continental: Continental Stock Transfer & Trust Company 1 State Street Plaza- 30th Floor New York, NY 10004 Telephone: (212) 845-3287 Facsimile: (212) 616-7616 Attn: Reorganization Department

Notices from Standby Purchase Agreement

This STANDBY PURCHASE AGREEMENT (this "Agreement"), dated as of June 22, 2017, is by and between Trinity Capital Corporation, a New Mexico corporation (the "Company"), and Strategic Value Bank Partners LLC (the "Standby Purchaser").

Notices. Notices required or permitted to be given hereunder shall be in writing and shall be deemed to be given when personally delivered (including delivery by an express or overnight delivery service), when received by facsimile transmission (upon confirmation of receipt thereof) or when sent by registered mail, return receipt requested, addressed, if to the Standby Purchaser, at: Strategic Value Bank Partners LLC, 2000 Auburn Drive, Suite 300, Beachwood, Ohio 44122, Attention: Ben Mackovac, Telephone: (216) 282-6190; and if to the Company, at: Trinity Capital Corporation, 1200 Trinity Drive, Los Alamos, New Mexico, 87544, Attention: John S. Gulas, Telephone: (505) 622-5171, or to such other address as may be furnished from time to time by notice given in accordance with this section.

Notices from Stock Purchase Agreement

This Stock Purchase Agreement (this "Agreement") is dated as of September 8, 2016, by and among Trinity Capital Corporation, a bank holding company organized under the laws of the State of New Mexico (the "Company"), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a "Purchaser" and collectively, the "Purchasers").

Notices. Any and all notices or other communications or deliveries required or permitted to be provided hereunder shall be in writing and shall be deemed given and effective on the earliest of (a) the date of transmission, if such notice or communication is delivered via facsimile or e-mail (provided the sender receives a machine-generated confirmation of successful facsimile transmission or e-mail notification or confirmation of receipt of an e-mail transmission) at the facsimile number or e-mail address specified in this Section prior to 5:00 p.m., Eastern time, on a Trading Day, (b) the next Trading Day after the date of transmission, if such notice or communication is delivered via facsimile or e-mail at the facsimile number or e-mail address specified in this Section on a day that is not a Trading Day or later than 5:00 p.m., Eastern time, on any Trading Day, (c) if sent by U.S. nationally recognized overnight courier service with next day delivery specified (receipt requested) the Trading Day following delivery to such courier service, or (d) upon actual receipt by the party to whom such notice is required to be given. The address for such notices and communications shall be as follows: If to the Company: Trinity Capital Corporation 1200 Trinity Drive Los Alamos, New Mexico 87544 Attention: John S. Gulas, Chief Executive Officer Email: [email protected] With a copy to: Hunton & Williams LLP 1445 Ross Avenue, Suite 3700 Dallas, TX 75202 Attention: Peter G. Weinstock Telephone: (214) 468-3395 Facsimile: (214) 740-7182 Email: [email protected] If to a Purchaser: To the address set forth under such Purchaser's name on the signature page hereof; or such other address as may be designated in writing hereafter, in the same manner, by such Person. or such other address as may be designated in writing hereafter, in the same manner, by such Person.

Notices from Placement Agreement

This PLACEMENT AGREEMENT (the "Agreement") dated as of the 19th day of April, 2013, by and between CALDERA PHARMACEUTICALS, INC., a Delaware company (the "Company") and TAGLICH BROTHERS, INC. ("Placement Agent").

Notices. All notices provided for in this Agreement shall be in writing signed by the party giving such notice, and delivered personally or sent by overnight courier or messenger against receipt thereof or sent by registered or certified mail, return receipt requested, or by facsimile transmission, if confirmed by mail as provided in this Paragraph 10. Notices shall be deemed to have been received on the date of personal delivery or facsimile or, if sent by certified or registered mail, return receipt requested, shall be deemed to be delivered on the third business day after the date of mailing. Notices shall be sent to the following addresses: To the Company: CALDERA PHARMACEUTICALS, INC. 278 DP Road, Suite D Los Alamos, New Mexico 87544 Attention: Benjamin Warner Facsimile: (302) 347-1362 With a copy to: Gracin & Marlow, LLP 405 Lexington Avenue, 26th Floor New York, New York 10174 Attention: Hank Gracin, Esq. Facsimile: (212) 208-4657 To Placement Agent: TAGLICH BROTHERS, INC. 790 New York Avenue Huntington, NY 11743 Facsimile: (631) 757-1333 Attention: Richard Oh With a copy to: Sills Cummis Epstein & Gross, P.C. One Riverfront Plaza Newark, NJ 07102 Facsimile: (973) Attention: Ira Rosenberg or to such other address as any party shall designate in the manner provided in this Paragraph 10.

Notices from Warrant to Purchase Common Stock

THIS WARRANT ("Warrant") certifies that, for value received, _____________, a/an individual or corporation, or its permitted assigns registered on the books (collectively, the "Holder") of Caldera Pharmaceuticals, Inc., a Delaware corporation (the "Company"), having its principal place of business at 278 DP Road Suite D, Los Alamos, NM 87544, is entitled to purchase at any time during the Exercise Period (as defined below), _____________ whole shares (the "Warrant Shares") of the Company's common stock, par value $0.001 per share (the "Common Stock") at an exercise price per share equal to $5.70 (the "Exercise Price").

Notices. Except as otherwise expressly provided herein, all notices and other communications required or permitted hereunder shall be effective upon receipt and shall be in writing and may be delivered in person, by telecopy, overnight delivery service or United States mail, in which event it may be mailed by first-class, certified or registered, postage prepaid, addressed (i) if to a Holder, to the address appearing on the books of the Company, or at such other address as the Holder shall have furnished to the Company in writing, or (ii) if to the Company, at 278 DP Road Suite D, Los Alamos, NM 87544, attention: Chief Financial Officer; or at such other address as the Company shall have furnished to the Investor in writing.

Notices

Notices. All notices and other communications under this Agreement shall be in writing and shall be sent by certified or registered mail, return receipt requested, by personal delivery, or by facsimile addressed to the appropriate party at the address or facsimile number set forth below or such other address or facsimile number as the party may designate by notice given in accordance with this Section. Notice shall be deemed validly given on the date of receipt as shown on the return receipt if delivered by certified or registered mail, on the date of delivery if done by personal delivery and upon confirmation of receipt if sent by facsimile with receipt confirmed. Notice shall also be deemed validly given on the date that a party rejects or refuses to accept delivery or the date of an inability to effectuate delivery because of a changed address or facsimile number of which no notice was given in accordance with this Section. If to REL to: Renewable Energy Limited Nelson Skalbania #2610 - 1066 West Hastings Street Vancouver, B.C. V6E 3X2, Canada If to LARE to: Los Alamos Renewable Energy (organization) values">Los Alamos Renewable Energy, LLC Reed Jensen 121 La Vista Los Alamos, NM 87544 If to RECO to: Renewable Energy Corporation Reed Jensen 121 La Vista Los Alamos, NM 87544 If to Solar to: Solar Energy Limited Nelson Skalbania #2610 - 1066 West Hastings Street Vancouver, B.C. V6E 3X2, Canada