Personal Securities Transactions means any transaction in a Security pursuant to which an Access Person would have a Beneficial Ownership interest with the exception of obligations of the U.S. Government, bankers’ acceptances, bank certificates of deposit, money market fund shares, commercial paper, high quality short-term debt instruments and registered open and closed-end investment companies, none of which are funds advised or subadvised by the Firm.
Personal Securities Transactions means transactions in Securities (i) for your own account, including IRAs, or (ii) for an account in which you have indirect beneficial ownership, unless you have no direct or indirect influence or control over the account. Accounts involving family (including husband, wife, minor children or other dependent relatives), or accounts in which you have a beneficial interest (such as a trust of which you are an income or principal beneficiary) are included within the meaning of "indirect beneficial interest."
More definitions of Personal Securities Transactions
Personal Securities Transactions means any transaction in which an Access Person or his or her immediate family (as described herein) acquires or disposes of a Security in which the Access Person has or gains a direct or indirect Beneficial Ownership interest.
Personal Securities Transactions. Means an Access Person’s purchases or sales of Securities, including investments in an Initial Public Offering (“IPO”) or private placement. For purposes of this Code, the term “Personal Securities Transactions” includes transactions for accounts in which the Access Person has Beneficial Ownership.
Personal Securities Transactions. Means an Access Person’s purchases or sales of securities, including investments in an Initial Public Offering (“IPO”) or private placement. For purposes of this Code, the term “personal securities transactions” includes transactions for accounts of a spouse, minor children and dependent relatives resident in the Access Person’s house, but excludes purchases or sales effected in any account over which the Access Person has no direct or indirect influence or control.