Funds Client definition

Funds Client means with respect to the Funds, each Person that is an investor in the Funds, with respect to its investment in the Funds.
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Examples of Funds Client in a sentence

  • Iron StreetBoston, MA 02210Attention: MainStay Group of Funds Client ManagerRe: MainStay Funds Trust (the “Trust”)Ladies and Gentlemen:Please be advised that the undersigned Trust has established two new series of shares to be known as the MainStay CBRE Global Infrastructure Fund and MainStay CBRE Real Estate Fund effective December 18, 2019.

  • Iron StreetBoston, MA 02210Attention: MainStay Group of Funds Client ManagerRe: MainStay Funds Trust (the “Trust”) Ladies and Gentlemen:Please be advised that the undersigned Trust has established a new series of shares to be known as the MainStay MacKay Intermediate Tax Free Bond Fund effective June 28, 2019.

  • Depending upon if and when a Debtor pays the full Face Value amount owed under a Purchased Receivable, and when such payment is received by Payplant in Good Funds, Client may receive a Client Remittance Payment payable out of the Retained Amount.

  • Iron StreetBoston, MA 02210Attention: MainStay Group of Funds Client ManagerRe: MainStay Funds Trust (the “Trust”)Ladies and Gentlemen:Please be advised that the undersigned Trust has established a new series of shares to be known as the MainStay MacKay Intermediate Tax Free Bond Fund effective June 28, 2019.

  • Should a plea of interpleader be instituted, or should Escrow Agent become involved in litigation in any manner whatsoever, connected with or pertaining to this Escrow Agreement or the Escrow Funds, Client hereby agrees to pay Escrow Agent, on demand, in addition to any charge made hereunder for acting as escrow agent, reasonable attorneys' fees incurred by Escrow Agent, and any other disbursements, expenses, losses, costs, and damages in connection with or resulting from such litigation.

  • Except as may be disclosed in Forms ADV filed by the Company or its Subsidiaries prior to the date of this Agreement and set forth in Section 5B.3 of the Company Disclosure Letter, none of such Persons is, or, since January 1, 2007, has been, subject to any material disciplinary or other material regulatory compliance Action or material complaint by a Governmental Authority, Client or Funds Client or any material disciplinary action by the Company or any of its Affiliates.

  • May 1, 2016 State Street Bank and Trust Company 1 Xxxx Xxxxxx Boston, MA 02110 Attention: MainStay Group of Funds Client Manager Re: Mainstay VP Funds Trust (the “Fund”) Ladies and Gentlemen: Please be advised that the undersigned Fund has established a new series of shares to be known as the MainStay VP Small Cap Core Portfolio effective May 1, 2016.

  • Except as set forth in Section 5B.3 of the Company Disclosure Letter, none of such Persons is, or, since January 1, 2006, has been, subject to any material disciplinary or other material regulatory compliance Action or material complaint by a Governmental Authority, Client or Funds Client or any material disciplinary action by the Company or any of its Affiliates.

  • In the event that Client decides to add one or more new portfolios, series or classes to a Fund, with respect to which it wishes to retain UMBFS to provide services hereunder to such Fund or Funds, Client shall notify UMBFS in writing.

  • Except as may be disclosed in Forms ADV filed by VAM prior to the date of this Agreement and set forth in Section 5B.3 of the Company Disclosure Letter, none of such Persons is, or, since January 1, 2007, has been, subject to any material disciplinary or other material regulatory compliance Action or material complaint by a Governmental Authority, Client or Funds Client or any material disciplinary action by the Company or any of its Affiliates.

Related to Funds Client

  • Advisory Client means any client (including both investment companies and managed accounts) for which Invesco serves as an investment adviser, renders investment advice, or makes investment decisions.

  • The Client means the organization purchasing the service.

  • Professional Client means a client meeting the criteria laid down in Annex II;

  • Retail Client means a client who is not a professional client;

  • permitted client means any of the following:

  • Client means the Project lead of technical wing of the Purchaser for whose’ particular project the Goods / Services have been procured or any other person, duly appointed in writing, by the Client, for the time being or from time to time, to act as Client for the purposes of the Contract.

  • Restricted Client means any person, firm, corporation or other organization to whom the Participant directly or indirectly performed or assisted in performing Relevant Services, or with which the Participant otherwise had material contact, or about which the Participant learned Confidential Information or Trade Secrets, within the twenty-four months prior to the date on which the Participant’s employment with the Constituent Companies terminated.

  • Investment Client means (i) any investment company registered as such under the Investment Company Act, any series thereof, or any component of such series for which the Adviser acts as investment adviser; or (ii) any private account for which the Adviser acts as investment adviser.

  • Prospective Client means any person or entity to which the Corporation, or any of its Subsidiaries, provided, or from which the Corporation, or any of its Subsidiaries received, a proposal, bid, or written inquiry (general advertising or promotional materials and mass mailings excepted) and with which the Participant had contact, or about which the Participant had access to Confidential Information, during the last twelve (12) months of his or her employment.

  • Bona fide agency, as used in this clause, means an established commercial or selling agency, maintained by a contractor for the purpose of securing business, that neither exerts nor proposes to exert improper influence to solicit or obtain Government contracts nor holds itself out as being able to obtain any Government contract or contracts through improper influence.

  • Institutional Client means a major commercial bank, corporation, insurance company, or substantially similar institution, which, as a substantial part of its business operations, purchases or sells securities and makes use of custodial services.

  • Banking Services Provider means any Lender (other than a Defaulting Lender) or Affiliate of a Lender (other than a Defaulting Lender) that provides Banking Services to any Credit Party.

  • Customer Representative means the representative appointed by the Customer from time to time in relation to the Contract;

  • Wireless services provider means a person who provides wireless services.

  • Information Provider means the person or organisation providing the Information under this licence.

  • attorney-client privilege means the protection that applicable law provides for confidential attorney-client communications; and

  • Information Service Traffic means Local Traffic or IntraLATA Toll Traffic which originates on a Telephone Exchange Service line and which is addressed to an information service provided over a Party's information services platform (e.g., 976).

  • Potential Client means any person or entity to whom the Company has offered (by means of a personal meeting, telephone call, or a letter or written proposal specifically directed to the particular person or entity) to serve as investment adviser or to provide or distribute insurance products but which is not at such time an advisee, investment advisory or insurance customer, distributor or client of the Group or any person or entity for which a plan exists to make such an offer; persons or entities solicited or to be solicited solely by non-personalized form letters and blanket mailings are excluded from this definition;

  • Services Provider means Owl Rock Capital Corporation, or any successor in such capacity in accordance with the Corporate Services Agreement.

  • Mobile Banking Service means the EB Services which we enable you to access via the Mobile Banking App or a web browser designed for use on a Mobile Device; and