permitted client definition

permitted client means any of the following:
permitted client as defined in section 1.1 of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations (“NI 31-103”) by virtue of satisfying the indicated criterion in Section 12 below
permitted client means a permitted client as defined in National Instrument 31-103

More Definitions of permitted client

permitted client means a permitted client as defined in National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations;
permitted client. , for the Registrant, means a person or company that is a client of the Registrant, and that is, or was at the time the person or company became a client of the Registrant:
permitted client means one of the following clients:
permitted client means a Client who is not an Excluded Client. Personal Data means personal data within the definition set out in Section 1(1) of the DPA, to the extent included in the Client Data. Potential Bulk Transfer Clients means Clients who, as at the Communication Date, have not taken any action in response to the Introductory Notification or any Subsequent Communications and who are therefore the subject of the Applications. Regulator means the FCA, Information Commissioner’s Office and any other regulatory body with jurisdiction over a Party.
permitted client means a permitted client as defined in Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations (chapter V-1.1, r. 10);
permitted client means organizations whose primary business is

Related to permitted client

  • Restricted Client means any person, firm, corporation or other organization to whom the Participant directly or indirectly performed or assisted in performing Relevant Services, or with which the Participant otherwise had material contact, or about which the Participant learned Confidential Information or Trade Secrets, within the twenty-four months prior to the date on which the Participant’s employment with the Constituent Companies terminated.

  • Permitted Entity means with respect to a Qualified Stockholder (a) a Permitted Trust (as defined below) solely for the benefit of (i) such Qualified Stockholder, (ii) one or more Family Members of such Qualified Stockholder and/or (iii) any other Permitted Entity of such Qualified Stockholder, or (b) any general partnership, limited partnership, limited liability company, corporation or other entity exclusively owned by (i) such Qualified Stockholder, (ii) one or more Family Members of such Qualified Stockholder and/or (iii) any other Permitted Entity of such Qualified Stockholder.

  • Permitted Party has the meaning given to it in clause 30.7 (Disclosure of information).

  • Permitted Persons means (A) the Company; (B) any Related Party; or (C) any group (as defined in Rule 13b-3 under the Exchange Act) comprised of any or all of the foregoing.

  • Permitted Person shall have the meaning set forth in the definition of “Change of Control.”