Retail Client definition

Retail Client means a client who is not a professional client;
Retail Client means a “Retail Client” for the purposes of the CySEC Rules, as specified in the Client Categorization Policy found on the Company’s Website.
Retail Client means a client who is not a Professional Client or an Eligible Counterparty;

Examples of Retail Client in a sentence

  • James Brearley, as Administrator and Custodian will act as your agent for the investment of your Initial Capital in the Plan described in this Brochure and you will be treated as a Retail Client in accordance with the FCA’s Conduct of Business rules.

  • Vault provides a restricted advice service in that we will only advise you on your Recommended Allocation and not other types of investments that might be relevant to a Retail Client investor.

  • You will be classified as a Retail Client in accordance with the FCA’s Conduct of Business rules.


More Definitions of Retail Client

Retail Client means a “Retail Client” for the purposes of the Applicable Regulations as defined in the Client Categorization document, as this can be found in the Website.
Retail Client has the meaning given to it in the FCA Rules;
Retail Client means a “Retail Client”
Retail Client means a “Retail Client” for the purposes of the CySEC Rules, as specified in the Company’s “Client Categorization Policy”.
Retail Client has the meaning as defined in Section 761G of the Corporations Act 2001.
Retail Client means a “Retail Client” for the purposes of the Regulation Rules, as specified in Client Classification Policy.
Retail Client is a client who is not a Professional Client or an Eligible Counterparty.