Retail Client definition
Retail Client means a client who is not a professional client;
Retail Client means a “Retail Client” for the purposes of the CySEC Rules, as specified in the Client Categorization Policy found on the Company’s Website.
Retail Client means a client who is not a Professional Client or an Eligible Counterparty;
Examples of Retail Client in a sentence
A Retail Client is any client who does not satisfy the criteria to qualify as a Professional Client or Eligible Counterparty.
The Company shall not conclude title transfer financial collateral arrangements with any Client who is a Retail Client for the purpose of securing or covering present or future, actual or contingent or prospective obligations of such Client.
Renumeration practices which could provide an incentive to the Company’s staff to recommend a particular financial instrument to a Retail Client when the Company could offer a different financial instrument which would better meet that Client’s needs are also prohibited.
More Definitions of Retail Client
Retail Client means a “Retail Client” for the purposes of the Applicable Regulations as defined in the Client Categorization document, as this can be found in the Website.
Retail Client means a “Retail Client” for the purposes of the CySEC Rules, as specified in the Client Categorisation Policy.
Retail Client has the meaning given to it in the FCA Rules;
Retail Client means a “Retail Client”
Retail Client is a client who is not a Professional Client or an Eligible Counterparty.
Retail Client has the meaning as defined in Section 761G of the Corporations Act 2001.
Retail Client means a “Retail Client” for the purposes of the FSC Rules;