Applicable Compliance Date definition

Applicable Compliance Date with respect to this Confirmation shall be determined as follows: (a) if Counterparty is an entity subject to the requirements of the QFC Stay Rules, January 1, 2019, (b) if Counterparty is a Financial Counterparty (other than a Small Financial Institution) that is not an entity subject to the requirements of the QFC Stay Rules, July 1, 2019 and (c) if Counterparty is not described in clause (a) or (b), January 1, 2020.
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Applicable Compliance Date means: (a) July 1, 2019, if that Borrower is a “financial counterparty” other than a “small financial institution” (as such terms are defined under, and interpreted in accordance with, the QFC Stay Rules); or (b) otherwise, January 1, 2020.
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Applicable Compliance Date means, with respect to a securitization, the date on which compliance with Section 15G of the Securities Exchange Act, 15U.S.C. 78a et seq., added by Section 941(b) of the Dodd-Frank Wall Street Reform and Consumer Protection Act is required with respect to that securitization.
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Examples of Applicable Compliance Date in a sentence

  • The provisions set forth in this Section 9(ff) will come into effect on the later of the Applicable Compliance Date and the date of this Confirmation.

  • The provisions set forth in this Section 26 will come into effect on the later of the Applicable Compliance Date and the date of this Confirmation.

  • The provisions set forth in this Section 8 will come into effect on the later of the Applicable Compliance Date and the date of this Confirmation.

  • The provisions set forth in this Section 9(dd) will come into effect on the later of the Applicable Compliance Date and the date of this Confirmation.

  • Treatment of Swaps Executed Prior to the Applicable Compliance Date under a Netting Agreement.


More Definitions of Applicable Compliance Date

Applicable Compliance Date means: (a) the date of this Agreement, if Client is a covered entity under the QFC Stay Rules; (b) July 1, 2019, if Client is a “financial counterparty” other than a “small financial institution” (as such terms are defined under, and interpreted in accordance with, the QFC Stay Rules); or (c) otherwise, January 1, 2020.
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Applicable Compliance Date with respect to this Confirmation shall be determined as follows: (a) if Company is an entity subject to the requirements of the QFC Stay Rules, January 1, 2019, (b) if Company is a Financial Counterparty (other than a Small Financial Institution) that is not an entity subject to the requirements of the QFC Stay Rules, July 1, 2019 and (c) if Company is not described in clause (a) or (b), January 1, 2020.
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Applicable Compliance Date means (a) with respect to an Additional Subsidiary Guarantor, the last day of the fiscal quarter of the Parent following the Applicable Joinder Date for such Additional Subsidiary Guarantor and (b) with respect to an Other Subsidiary Guarantor, the last day of the fiscal quarter of the Parent 509265-1725-11432-13209999 following the fiscal quarter of the Parent in which such Other Subsidiary Guarantor is designated as such by the Company.
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Applicable Compliance Date with respect to the Agreement and this Confirmation shall be determined as follows: (a) if Counterparty is an entity subject to the requirements of the QFC Stay Rules, January 1, 2019, (b) if Counterparty is a Financial Counterparty (other than a Small Financial Institution) that is not an entity subject to the requirements of the QFC Stay Rules, July 1, 2019 and (c) if Counterparty is not described in clause (a) or (b), January 1, 2020.
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Applicable Compliance Date means, with respect to a securitization, the date on which compliance with Section 15G of the Securities Exchange Act, 15U.S.C. 78a et seq., added by Section 941(b) of the Dodd-Frank Wall Street Reform and Consumer Protection Act is required with respect to that securitization. VerDate Sep<11>2014 13:25 Mar 09, 2023 Jkt 259040 PO 00000 Frm 00149 Fmt 8010 Sfmt 8010 Q:\12\12V6.TXT PC31
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Applicable Compliance Date means (a) with respect to an Additional Subsidiary Guarantor, the last day of the fiscal quarter of the Parent following the Applicable Joinder Date for such Additional Subsidiary Guarantor and (b) with respect to an Other Subsidiary Guarantor, the last day of the fiscal quarter of the Parent 2509265-1725-11432-13209999following the fiscal quarter of the Parent in which such Other Subsidiary Guarantor is designated as such by the Company.
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Applicable Compliance Date means (i) if Counterparty is itself subject to the requirements of the QFC Stay Rules, January 1, 2019; (ii) if Counterparty is a Financial Counterparty (other than a Small Financial Institution) that is not itself subject to the requirements of the QFC Stay Rules, July 1, 2019; and (iii) if Counterparty is not described in clause (i) or (ii) above, January 1, 2020.”
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