Financial Counterparty definition

Financial Counterparty has the meaning given to such term in, and shall be interpreted in accordance with, 12 C.F.R. 252.81, 12 C.F.R. 382.1 and 12 C.F.R. 47.2.

Financial Counterparty means an investment firm authorised in accordance with Directive 2004/39/EC, a credit institution authorised in accordance with Directive 2006/48/EC, an insurance undertaking authorised in accordance with Directive 73/239/EEC, an assurance undertaking authorised in accordance with Directive 2002/83/EC, a rein- surance undertaking authorised in accordance with Directive 2005/68/EC, a UCITS and, where relevant, its manage- ment company, authorised in accordance with Directive 2009/65/EC, an institution for occupational retirement provision within the meaning of Article 6(a) of Directive 2003/41/EC and an alternative investment fund managed by AIFMs authorised or registered in accordance with Directive 2011/61/EU; (9) ‘non-financial counterparty’ means an undertaking established in the Union other than the entities referred to in points (1) and (8).

Financial Counterparty shall have the meaning given in subsection 2.3.1 of this Agreement.

Examples of Financial Counterparty in a sentence

• The Supplemental Terms in this clause35 apply to you only if you are classified as either a Financial Counterparty or a Large Non-financial Counterparty pursuant to clause 12.12 (Statements, Contract Notes and Portfolio Reconciliation).

• The Demanding Holder in a Block Trade or Other Coordinated Offering shall have the right to select the Underwriters and Financial Counterparty (if any) for such Block Trade or Other Coordinated Offering (in each case, which shall consist of one or more reputable nationally recognized investment banks).

• Prior to the filing of the applicable “red xxxxxxx” prospectus or prospectus supplement used in connection with a Block Trade or Other Coordinated Offering, a majority-in interest of the Demanding Holders initiating such Block Trade or Other Coordinated Offering shall have the right to withdraw from such Block Trade or Other Coordinated Offering for any or no reason whatsoever upon written notification to NewCo, the Underwriter or Underwriters (if any) and Financial Counterparty (if any).

• Credit riskA Financial Counterparty Credit Risk policy related to financial transactions has been established by General Motors and applies to all GMF subsidiaries.

• The Financial Counterparty Credit Risk policy defines the acceptable minimum standards for counterparty credit risk management.

More Definitions of Financial Counterparty

Financial Counterparty shall have meaning given in subsection 2.3.1.

Financial Counterparty means investment firms as set out in Directive 2004/39/EC, credit institutions as defined in Directive 2006/48/EC, insurance undertakings as defined in Directive 73/239/EEC, assurance undertakings as defined in Directive 2002/83/EC, reinsurance undertakings as defined in Directive 2005/68/EC, undertakings for collective investments in transferable securities (UCITS) as defined in Directive 2009/65/EC, institutions for occupational retirement provision as defined in Directive 2003/41/EC and alternative investment funds managers as defined in Directive 2010/.../EU;

Financial Counterparty is defined in Section 2.04(r).

Financial Counterparty means an undertaking established in the Union which is an authorised investment firm as set out in Directive 2004/39/EC, an authorised credit institution as defined in Directive 2006/48/EC, an authorised insurance undertaking as defined in Directive 73/239/EEC, an authorised assurance undertaking as defined in Directive 2002/83/EC, an authorised reinsurance undertaking as defined in Directive 2005/68/EC, an authorised UCITS as defined in Directive 2009/65/EC, an authorised institution for occupational retirement provision as defined in Directive 2003/41/EC or an authorised alternative investment fund as defined in Directive 2011/61/EU;

Financial Counterparty has the meaning set forth in Section 3.01(i).

Financial Counterparty means an investment firm authorised in accordance with Directive 2014/65/EU, a credit institution authorised in accordance with Directive 2013/36/EU, an assurance undertaking authorised in accordance with Directive 2009/138/WE, an insurance undertaking authorised in accordance with Directive 2009/138/WE, a reinsurance undertaking authorised in accordance with Directive 2009/138/WE, a UCITS and, where relevant, its management company, authorised in accordance with Directive 2009/65/EC, an institution for occupational retirement provision within the meaning of Article point 1 of Directive 2016/2341 of the European Parliament and of the Council and an alternative investment fund managed by AIFMs authorised or registered in accordance with Directive 2011/61/EU.

Financial Counterparty means an investment firm authorised in accordance with Directive 2004/39/EC, a credit institution authorised in accordance with Directive 2006/48/EC, an insurance undertaking authorised in accordance with Directive 73/239/EEC, an assurance undertaking authorised in accordance with Directive 2002/83/EC, a reinsurance undertaking authorised in accordance with