Securities Exchange Act definition

Securities Exchange Act means the Securities Exchange Act of 1934, as amended.
Securities Exchange Act means the Securities Exchange Act of 1934, as amended, and applicable rules and regulations thereunder, and any successor to such statute, rules or regulations. Any reference herein to a specific section, rule or regulation of the Securities Exchange Act shall be deemed to include any corresponding provisions of future law.
Securities Exchange Act means the Securities Exchange Act of 1934, including, unless the context otherwise requires, the rules and regulations thereunder, as amended from time to time.

Examples of Securities Exchange Act in a sentence

  • In evaluating the best overall terms available, and in selecting the broker-dealer to execute a particular transaction, the Sub-Adviser may also consider the brokerage and research services provided (as those terms are defined in Section 28(e) of the Securities Exchange Act of 1934 (the “Exchange Act”)).

  • Except as set forth in the preceding sentence, for purposes of this paragraph, beneficial ownership shall be calculated in accordance with Section 13(d) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”).

  • It is in compliance with Section 10(b) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”).

  • The Company has filed with the Commission a Registration Statement on Form 8-A (File Number 001-42802) providing for the registration under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of the Units, the Common Stock and the Warrants.

  • Notwithstanding the foregoing, the provisions of this paragraph will not apply to suits brought to enforce any liability or duty created by the Securities Exchange Act of 1934, as amended, or any other claim for which the federal district courts of the United States of America are the sole and exclusive forum.


More Definitions of Securities Exchange Act

Securities Exchange Act means the provisions of the Securities Exchange Act of 1934, 15 U.S.C. Sections 78a et seq., and any regulations promulgated thereunder.
Securities Exchange Act means the United States Securities Exchange Act of 1934, as amended, supplemented or restated from time to time and any successor to such statute;
Securities Exchange Act. The federal Securities Exchange Act of 1934, as amended.
Securities Exchange Act means the Securities Exchange Act of 1934, as amended, supplemented or restated from time to time, and any successor to such statute.
Securities Exchange Act means the Securities Exchange Act of 1934, as the same now exists or may hereafter from time to time be amended, modified, recodified or supplemented, together with all rules, regulations and interpretations thereunder or related thereto.
Securities Exchange Act means the Securities Exchange Act of 1934, 15 U.S.C. §§ 78a–78nn, as amended.
Securities Exchange Act means the Securities Exchange Act of 1934, as